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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+3.12%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$383M
AUM Growth
+$23.1M
Cap. Flow
+$15.6M
Cap. Flow %
4.06%
Top 10 Hldgs %
35.94%
Holding
262
New
34
Increased
85
Reduced
92
Closed
24

Top Buys

Rank Stock Value
1
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$6.55M
2
RSF
RiverNorth Capital and Income Fund
RSF
+$5.77M
3
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$3.62M
4
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$3.41M
5
WP
Worldpay, Inc.
WP
+$3.19M

Top Sells

Rank Stock Value
1
IBDL
iShares iBonds Dec 2020 Term Corporate ETF
IBDL
+$2.1M
2
IBDM
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
+$1.95M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.87M
4
IBDN
iShares iBonds Dec 2022 Term Corporate ETF
IBDN
+$1.78M
5
IBDO
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
+$1.74M

Sector Composition

Rank Sector Weight
1 Financials 5.7%
2 Healthcare 3.02%
3 Technology 2.91%
4 Communication Services 2.17%
5 Consumer Discretionary 1.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXR
101
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$830K 0.22%
53,725
+8,851
+20% +$134K
BYM
102
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$827K 0.22%
+60,105
New +$809K
T icon
103
AT&T
T
$159B
$825K 0.22%
32,577
+9
+0% +$216
KYN icon
104
Kayne Anderson Energy Infrastructure Fund
KYN
$2.47B
$821K 0.21%
53,597
-49,413
-48% -$770K
TSS
105
DELISTED
Total System Services, Inc.
TSS
$810K 0.21%
+6,317
New +$694K
FDX icon
106
FedEx
FDX
$72.7B
$792K 0.21%
4,831
-3,729
-44% -$653K
IBB icon
107
iShares Biotechnology ETF
IBB
$9.34B
$788K 0.21%
7,222
-4,870
-40% -$518K
GLD icon
108
SPDR Gold Trust
GLD
$131B
$764K 0.2%
5,737
– –
TYG
109
Tortoise Energy Infrastructure Corp
TYG
$1.09B
$759K 0.2%
8,416
-16,017
-66% -$1.48M
HON icon
110
Honeywell
HON
$77B
$726K 0.19%
4,414
-558
-11% -$88.8K
CELG
111
DELISTED
Celgene Corp
CELG
$717K 0.19%
7,759
+2,020
+35% +$192K
CF icon
112
CF Industries
CF
$19.2B
$708K 0.18%
15,162
-11,623
-43% -$504K
VT icon
113
Vanguard Total World Stock ETF
VT
$77.1B
$693K 0.18%
9,214
+379
+4% +$28.1K
META icon
114
Meta Platforms (Facebook)
META
$1.42T
$671K 0.18%
3,478
-1,012
-23% -$185K
WMT icon
115
Walmart Inc
WMT
$885B
$669K 0.17%
18,174
-15,018
-45% -$518K
XLK icon
116
State Street Technology Select Sector SPDR ETF
XLK
$115B
$668K 0.17%
17,130
+9,500
+125% +$362K
USB icon
117
US Bancorp
USB
$98.2B
$664K 0.17%
12,675
+5,456
+76% +$281K
MET icon
118
MetLife
MET
$61.9B
$660K 0.17%
13,289
-13,549
-50% -$637K
FRA icon
119
BlackRock Floating Rate Income Strategies Fund
FRA
$383M
$642K 0.17%
+50,077
New +$644K
GLW icon
120
Corning
GLW
$119B
$628K 0.16%
18,887
-11,281
-37% -$362K
DSL
121
DoubleLine Income Solutions Fund
DSL
$1.22B
$623K 0.16%
31,200
+21,100
+209% +$425K
NTRS icon
122
Northern Trust
NTRS
$33.3B
$622K 0.16%
6,912
+6
+0.1% +$553
EEM icon
123
iShares MSCI Emerging Markets ETF
EEM
$28.8B
$619K 0.16%
14,419
+10
+0.1% +$425
TSLA icon
124
Tesla
TSLA
$1.23T
$607K 0.16%
40,740
-60
-0.1% -$934
MQT
125
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$592K 0.15%
+47,094
New +$582K
3 4
5
6 7

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Vivaldi Capital Management's Q2 2019 Portfolio in Review

As of Q2 2019, Vivaldi Capital Management held 262 positions worth $383M, up 6.4% from $360M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Vivaldi Capital Management deployed $15.6M of net new capital in Q2 2019, opening 34 new positions and adding to 85 existing holdings. Its largest new stake was Angel Oak Financial Strategies Income Term Trust: 325,000 shares worth $6.53M.

By sector, the portfolio is most concentrated in Financials at 5.7% of assets, down from 6% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was iShares iBonds Dec 2020 Term Corporate ETF, an estimated $2.1M trimmed.

  • Vivaldi Capital Management's largest Q2 2019 buy was Angel Oak Financial Strategies Income Term Trust: 325,000 shares worth $6.53M.
  • Vivaldi Capital Management added most to State Street SPDR Portfolio Developed World ex-US ETF in Q2 2019, an estimated $3.62M increase.
  • Vivaldi Capital Management's biggest Q2 2019 reduction was iShares iBonds Dec 2020 Term Corporate ETF, cutting an estimated $2.1M.
  • Vivaldi Capital Management fully exited Vanguard Short-Term Bond ETF in Q2 2019, selling an estimated $1.38M.
  • Vivaldi Capital Management's ten largest holdings make up 36% of its $383M portfolio in Q2 2019.
  • Vivaldi Capital Management opened 34 new positions and closed 24 in Q2 2019.
  • Vivaldi Capital Management's portfolio value rose 6.4% quarter-over-quarter to $383M.

Based on Vivaldi Capital Management's 13F filing for Q2 2019, filed 14 Aug 2019.