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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
-8.3%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$232M
AUM Growth
+$44.8M
Cap. Flow
+$62.7M
Cap. Flow %
27.03%
Top 10 Hldgs %
38.97%
Holding
231
New
86
Increased
72
Reduced
31
Closed
31

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.34M
2
FPA icon
First Trust Asia Pacific ex-Japan AlphaDEX Fund
FPA
+$6.74M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$6.44M
4
IBDL
iShares iBonds Dec 2020 Term Corporate ETF
IBDL
+$3.82M
5
IBDK
iShares iBonds Dec 2019 Term Corporate ETF
IBDK
+$3.57M

Top Sells

Rank Stock Value
1
VAM
Vivaldi Opportunities Fund
VAM
+$11.2M
2
RILY icon
BRC Group Holdings
RILY
+$5.66M
3
COL
Rockwell Collins
COL
+$2.23M
4
PF
Pinnacle Foods, Inc.
PF
+$2.06M
5
AET
Aetna Inc
AET
+$2.02M

Sector Composition

Rank Sector Weight
1 Financials 3.73%
2 Healthcare 2.72%
3 Technology 2.14%
4 Communication Services 2.14%
5 Energy 1.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VCSH icon
101
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.6B
$438K 0.19%
5,614
+1,186
+27% +$92.2K
GOOGL icon
102
Alphabet (Google) Class A
GOOGL
$4.57T
$434K 0.19%
8,300
+3,000
+57% +$162K
INTC icon
103
Intel
INTC
$459B
$425K 0.18%
9,052
-39
-0.4% -$1.83K
TMO icon
104
Thermo Fisher Scientific
TMO
$213B
$421K 0.18%
+1,880
New +$441K
HON icon
105
Honeywell
HON
$78.2B
$413K 0.18%
3,317
+1,831
+123% +$250K
CVX icon
106
Chevron
CVX
$385B
$408K 0.18%
3,748
-410
-10% -$47.5K
DEM icon
107
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.93B
$408K 0.18%
10,171
+3,171
+45% +$130K
PEP icon
108
PepsiCo
PEP
$191B
$404K 0.17%
3,659
+940
+35% +$106K
VBR icon
109
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.6B
$399K 0.17%
+3,498
New +$443K
IBML
110
DELISTED
iShares iBonds Dec 2023 Term Muni Bond ETF
IBML
$395K 0.17%
+15,747
New +$391K
MLPA icon
111
Global X MLP ETF
MLPA
$2.29B
$393K 0.17%
+8,531
New +$450K
VPL icon
112
Vanguard FTSE Pacific ETF
VPL
$8.14B
$388K 0.17%
6,406
-592
-8% -$38.4K
TIP icon
113
iShares TIPS Bond ETF
TIP
$14.5B
$380K 0.16%
+3,471
New +$379K
VYM icon
114
Vanguard High Dividend Yield ETF
VYM
$81.3B
$379K 0.16%
4,859
+1,508
+45% +$126K
TYG
115
Tortoise Energy Infrastructure Corp
TYG
$1.08B
$378K 0.16%
+4,743
New +$449K
META icon
116
Meta Platforms (Facebook)
META
$1.5T
$373K 0.16%
2,848
+175
+7% +$25.4K
GLW icon
117
Corning
GLW
$126B
$372K 0.16%
+12,298
New +$392K
IEUR icon
118
iShares Core MSCI Europe ETF
IEUR
$9B
$372K 0.16%
+9,000
New +$395K
EVM
119
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$368K 0.16%
37,158
+5,587
+18% +$55.3K
MCD icon
120
McDonald's
MCD
$189B
$367K 0.16%
+2,064
New +$366K
HD icon
121
Home Depot
HD
$339B
$364K 0.16%
2,116
+247
+13% +$44.3K
DIA icon
122
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.7B
$351K 0.15%
1,504
+224
+18% +$55.9K
GSG icon
123
iShares S&P GSCI Commodity-Indexed Trust
GSG
$971M
$351K 0.15%
25,000
– –
USB icon
124
US Bancorp
USB
$99.6B
$351K 0.15%
7,682
+116
+2% +$5.97K
CSCO icon
125
Cisco
CSCO
$457B
$350K 0.15%
8,081
+132
+2% +$6.04K
3 4
5
6 7

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AGAM
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PPW
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ZAM
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TFHU
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FAN
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ZDA
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FIS
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Vivaldi Capital Management's Q4 2018 Portfolio in Review

As of Q4 2018, Vivaldi Capital Management held 231 positions worth $232M, up 24% from $187M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Vivaldi Capital Management deployed $62.7M of net new capital in Q4 2018, opening 86 new positions and adding to 72 existing holdings. Its largest new stake was First Trust Asia Pacific ex-Japan AlphaDEX Fund: 237,669 shares worth $6.47M.

By sector, the portfolio is most concentrated in Financials at 3.7% of assets, down from 6.2% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Vivaldi Opportunities Fund, an estimated $11.2M trimmed.

  • Vivaldi Capital Management's largest Q4 2018 buy was First Trust Asia Pacific ex-Japan AlphaDEX Fund: 237,669 shares worth $6.47M.
  • Vivaldi Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q4 2018, an estimated $9.34M increase.
  • Vivaldi Capital Management's biggest Q4 2018 reduction was Vivaldi Opportunities Fund, cutting an estimated $11.2M.
  • Vivaldi Capital Management fully exited BRC Group Holdings in Q4 2018, selling an estimated $5.66M.
  • Vivaldi Capital Management's ten largest holdings make up 39% of its $232M portfolio in Q4 2018.
  • Vivaldi Capital Management opened 86 new positions and closed 31 in Q4 2018.
  • Vivaldi Capital Management's portfolio value rose 24% quarter-over-quarter to $232M.

Based on Vivaldi Capital Management's 13F filing for Q4 2018, filed 13 Feb 2019.