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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+1.9%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$187M
AUM Growth
+$65.4M
Cap. Flow
+$62.8M
Cap. Flow %
33.54%
Top 10 Hldgs %
50.01%
Holding
167
New
24
Increased
56
Reduced
44
Closed
22

Top Buys

Rank Stock Value
1
VAM
Vivaldi Opportunities Fund
VAM
+$52M
2
RILY icon
BRC Group Holdings
RILY
+$5.59M
3
PF
Pinnacle Foods, Inc.
PF
+$2.1M
4
AET
Aetna Inc
AET
+$1.95M
5
EGN
Energen
EGN
+$1.2M

Top Sells

Rank Stock Value
1
XL
XL Group Ltd.
XL
+$1.34M
2
VR
Validus Hold Ltd
VR
+$1.29M
3
ANDV
Andeavor
ANDV
+$1.16M
4
RSPP
RSP Permian, Inc.
RSPP
+$1.15M
5
CVRR
CVR Refining, LP
CVRR
+$979K

Sector Composition

Rank Sector Weight
1 Financials 6.17%
2 Technology 2.67%
3 Communication Services 2.1%
4 Real Estate 1.9%
5 Consumer Staples 1.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIS icon
101
Walt Disney
DIS
$170B
$306K 0.16%
+2,615
New +$291K
PEP icon
102
PepsiCo
PEP
$191B
$304K 0.16%
2,719
+29
+1% +$3.28K
CVG
103
DELISTED
Convergys
CVG
$299K 0.16%
+12,588
New +$311K
VYM icon
104
Vanguard High Dividend Yield ETF
VYM
$81.4B
$292K 0.16%
3,351
– –
IJH icon
105
iShares Core S&P Mid-Cap ETF
IJH
$124B
$290K 0.15%
7,210
– –
CMCSA icon
106
Comcast
CMCSA
$87.2B
$286K 0.15%
8,068
+11
+0.1% +$389
MRK icon
107
Merck
MRK
$316B
$273K 0.15%
4,039
+22
+0.5% +$1.4K
DNB
108
DELISTED
Dun & Bradstreet
DNB
$267K 0.14%
+1,875
New +$255K
BND icon
109
Vanguard Total Bond Market
BND
$157B
$263K 0.14%
3,345
-18
-0.5% -$1.42K
EB
110
DELISTED
Eventbrite
EB
$256K 0.14%
+6,750
New +$244K
NXQ
111
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$255K 0.14%
19,123
+1,188
+7% +$16.1K
MHF
112
Western Asset Municipal High Income Fund
MHF
$152M
$252K 0.13%
35,610
+2,312
+7% +$16.6K
WTW icon
113
Willis Towers Watson
WTW
$31.7B
$246K 0.13%
1,744
-47
-3% -$7.11K
IWD icon
114
iShares Russell 1000 Value ETF
IWD
$82.6B
$244K 0.13%
+1,929
New +$242K
JPM icon
115
JPMorgan Chase
JPM
$937B
$243K 0.13%
2,155
-306
-12% -$34.7K
COBZ
116
DELISTED
CoBiz Financial,Inc
COBZ
$238K 0.13%
+10,729
New +$241K
XOM icon
117
ExxonMobil
XOM
$643B
$236K 0.13%
2,772
+297
+12% +$24.3K
RTN
118
DELISTED
Raytheon Company
RTN
$227K 0.12%
1,099
-9
-0.8% -$1.79K
DELL icon
119
Dell
DELL
$277B
$226K 0.12%
+8,277
New +$221K
HON icon
120
Honeywell
HON
$78.2B
$223K 0.12%
1,486
-196
-12% -$27.8K
CRSP icon
121
CRISPR Therapeutics
CRSP
$4.88B
$222K 0.12%
5,006
+6
+0.1% +$314
GILD icon
122
Gilead Sciences
GILD
$163B
$218K 0.12%
+2,826
New +$213K
ESRX
123
DELISTED
Express Scripts Holding Company
ESRX
$217K 0.12%
+2,288
New +$195K
VIG icon
124
Vanguard Dividend Appreciation ETF
VIG
$112B
$213K 0.11%
+1,927
New +$207K
IWB icon
125
iShares Russell 1000 ETF
IWB
$49B
$212K 0.11%
+1,314
New +$209K
3 4
5
6 7

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AGAM
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PPW
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ZAM
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TFHU
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FAN
Financial Advisors Network Tustin, California $724M AUM 14.91% 1-Year Est. Return
ZDA
Zweig-DiMenna Associates New York $722M AUM 97.69% 1-Year Est. Return
FIS
FCPM III Services Naarden, Netherlands $722M AUM 73.61% 1-Year Est. Return

Vivaldi Capital Management's Q3 2018 Portfolio in Review

As of Q3 2018, Vivaldi Capital Management held 167 positions worth $187M, up 54% from $122M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Vivaldi Capital Management deployed $62.8M of net new capital in Q3 2018, opening 24 new positions and adding to 56 existing holdings. Its largest new stake was Vivaldi Opportunities Fund: 3,474,628 shares worth $51.5M.

By sector, the portfolio is most concentrated in Financials at 6.2% of assets, up from 4% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $870K trimmed.

  • Vivaldi Capital Management's largest Q3 2018 buy was Vivaldi Opportunities Fund: 3,474,628 shares worth $51.5M.
  • Vivaldi Capital Management added most to Rockwell Collins in Q3 2018, an estimated $902K increase.
  • Vivaldi Capital Management's biggest Q3 2018 reduction was iShares Core S&P 500 ETF, cutting an estimated $870K.
  • Vivaldi Capital Management fully exited XL Group Ltd. in Q3 2018, selling an estimated $1.34M.
  • Vivaldi Capital Management's ten largest holdings make up 50% of its $187M portfolio in Q3 2018.
  • Vivaldi Capital Management opened 24 new positions and closed 22 in Q3 2018.
  • Vivaldi Capital Management's portfolio value rose 54% quarter-over-quarter to $187M.

Based on Vivaldi Capital Management's 13F filing for Q3 2018, filed 14 Nov 2018.