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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+7.78%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$119M
AUM Growth
+$95.9M
Cap. Flow
+$91.9M
Cap. Flow %
77.12%
Top 10 Hldgs %
39.9%
Holding
147
New
63
Increased
43
Reduced
14
Closed
5

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$7.86M
2
NXPI icon
NXP Semiconductors
NXPI
+$6.36M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.26M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$5.31M
5
VO icon
Vanguard Morningstar Mid-Cap ETF
VO
+$4.68M

Top Sells

Rank Stock Value
1
DON icon
WisdomTree US MidCap Dividend Fund
DON
+$498K
2
GILD icon
Gilead Sciences
GILD
+$381K
3
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$347K
4
UAL icon
United Airlines
UAL
+$304K
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$183K

Sector Composition

Rank Sector Weight
1 Technology 13.24%
2 Consumer Discretionary 3.59%
3 Financials 2.68%
4 Healthcare 2.49%
5 Communication Services 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VMBS icon
101
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$260K 0.22%
4,957
-2,490
-33% -$131K
NXR
102
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$252K 0.21%
16,611
+4,423
+36% +$66.4K
AKP
103
DELISTED
Alliance Californa Muni Fd
AKP
$244K 0.2%
17,964
+3,680
+26% +$50.4K
PM icon
104
Philip Morris
PM
$297B
$240K 0.2%
2,273
+45
+2% +$4.79K
VCIT icon
105
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$240K 0.2%
2,752
-1,516
-36% -$133K
CEV
106
Eaton Vance California Municipal Income Trust
CEV
$70.7M
$238K 0.2%
19,545
+4,106
+27% +$50.4K
EDIT icon
107
Editas Medicine
EDIT
$396M
$233K 0.2%
+7,570
New +$191K
CMCSA icon
108
Comcast
CMCSA
$85B
$227K 0.19%
5,668
+139
+3% +$5.22K
JPM icon
109
JPMorgan Chase
JPM
$935B
$224K 0.19%
+2,091
New +$212K
HON icon
110
Honeywell
HON
$77B
$220K 0.18%
+1,585
New +$213K
NFLX icon
111
Netflix
NFLX
$299B
$216K 0.18%
11,240
+120
+1% +$2.31K
MRK icon
112
Merck
MRK
$322B
$212K 0.18%
3,953
-179
-4% -$9.92K
RTN
113
DELISTED
Raytheon Company
RTN
$208K 0.17%
1,105
+10
+0.9% +$1.86K
TSLA icon
114
Tesla
TSLA
$1.23T
$206K 0.17%
9,945
-45
-0.5% -$979
EXD
115
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
$179K 0.15%
17,425
+5,892
+51% +$66.3K
RSO
116
DELISTED
Resource Capital Corp.
RSO
$168K 0.14%
+17,902
New +$179K
NBW
117
DELISTED
Neuberger Berman California Municipal Fund Inc.
NBW
$160K 0.13%
+11,757
New +$163K
EIA
118
DELISTED
Eaton Vance California Municipal Bond II Shares of Ben. Int.
EIA
$159K 0.13%
13,811
+2,855
+26% +$33.9K
NXQ
119
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$149K 0.13%
+10,662
New +$150K
PBPB
120
DELISTED
Potbelly
PBPB
$148K 0.12%
+12,006
New +$147K
MHF
121
Western Asset Municipal High Income Fund
MHF
$151M
$145K 0.12%
19,539
+4,460
+30% +$33.6K
DTF
122
DTF Tax-Free Income 2028 Term Fund
DTF
$80.3M
$143K 0.12%
+10,141
New +$144K
HMHC
123
DELISTED
Houghton Mifflin Harcourt Company
HMHC
$117K 0.1%
+12,624
New +$126K
TOVX icon
124
Theriva Biologics
TOVX
$9.64M
$51K 0.04%
12
+1
+9% +$6.25K
DON icon
125
WisdomTree US MidCap Dividend Fund
DON
$4.03B
– –
-14,937
Closed -$498K
2 3 4
5
6

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PPW
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ZAM
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TFHU
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FAN
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ZDA
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Vivaldi Capital Management's Q4 2017 Portfolio in Review

As of Q4 2017, Vivaldi Capital Management held 147 positions worth $119M, up 412% from $23.3M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Vivaldi Capital Management deployed $91.9M of net new capital in Q4 2017, opening 63 new positions and adding to 43 existing holdings. Its largest new stake was Vanguard Morningstar Total Stock Market ETF: 58,734 shares worth $8.06M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 3.6% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $183K trimmed.

  • Vivaldi Capital Management's largest Q4 2017 buy was Vanguard Morningstar Total Stock Market ETF: 58,734 shares worth $8.06M.
  • Vivaldi Capital Management added most to Schwab US Large- Cap ETF in Q4 2017, an estimated $748K increase.
  • Vivaldi Capital Management's biggest Q4 2017 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $183K.
  • Vivaldi Capital Management fully exited WisdomTree US MidCap Dividend Fund in Q4 2017, selling an estimated $498K.
  • Vivaldi Capital Management's ten largest holdings make up 40% of its $119M portfolio in Q4 2017.
  • Vivaldi Capital Management opened 63 new positions and closed 5 in Q4 2017.
  • Vivaldi Capital Management's portfolio value rose 412% quarter-over-quarter to $119M.

Based on Vivaldi Capital Management's 13F filing for Q4 2017, filed 14 Feb 2018.