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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+3.49%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$23.3M
AUM Growth
-$30.1M
Cap. Flow
-$43.5M
Cap. Flow %
-186.65%
Top 10 Hldgs %
23.02%
Holding
141
New
41
Increased
12
Reduced
16
Closed
57

Top Buys

Rank Stock Value
1
JNJ icon
Johnson & Johnson
JNJ
+$564K
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$559K
3
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$543K
4
VKQ icon
Invesco Municipal Trust
VKQ
+$454K
5
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$446K

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$7.42M
2
NXPI icon
NXP Semiconductors
NXPI
+$6.81M
3
BCR
CR Bard Inc.
BCR
+$5.67M
4
MBLY
Mobileye N.V.
MBLY
+$5.54M
5
PNRA
Panera Bread Co
PNRA
+$5.07M

Sector Composition

Rank Sector Weight
1 Healthcare 6.64%
2 Communication Services 5.45%
3 Financials 5.25%
4 Energy 3.78%
5 Technology 3.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VWR
101
DELISTED
VWR Corporation
VWR
– –
-113,114
Closed -$3.73M
LVLT
102
DELISTED
Level 3 Communications Inc
LVLT
– –
-46,461
Closed -$2.76M
PCBK
103
DELISTED
Pacific Continental Corp
PCBK
– –
-46,699
Closed -$1.19M
PKY
104
DELISTED
Parkway, Inc.
PKY
– –
-5,363
Closed -$123K
VTTI
105
DELISTED
VTTI Energy Partners LP
VTTI
– –
-36,846
Closed -$724K
DFT
106
DELISTED
DuPont Fabros Technology Inc.
DFT
– –
-23,520
Closed -$1.44M
NVDQ
107
DELISTED
Novadaq Technologies Inc.
NVDQ
– –
-11,382
Closed -$133K
MBLY
108
DELISTED
Mobileye N.V.
MBLY
– –
-88,192
Closed -$5.54M
NUTR
109
DELISTED
Nutraceutical International Co
NUTR
– –
-11,118
Closed -$463K
SPNC
110
DELISTED
Spectranetics Corp
SPNC
– –
-6,337
Closed -$243K
ENOC
111
DELISTED
EnerNOC, Inc.
ENOC
– –
-289
Closed -$2.24K
RAI
112
DELISTED
Reynolds American Inc
RAI
– –
-114,054
Closed -$7.42M
PNRA
113
DELISTED
Panera Bread Co
PNRA
– –
-16,101
Closed -$5.07M
ELOS
114
DELISTED
Syneron Medical Ltd
ELOS
– –
-77,763
Closed -$852K
KATE
115
DELISTED
Kate Spade & Company
KATE
– –
-142,793
Closed -$2.64M
WPT
116
DELISTED
World Point Terminals, LP
WPT
– –
-74,267
Closed -$1.28M
CCN
117
DELISTED
CardConnect Corp.
CCN
– –
-52,198
Closed -$786K
BCR
118
DELISTED
CR Bard Inc.
BCR
– –
-17,935
Closed -$5.67M
FPO
119
DELISTED
First Potomac Realty Trust
FPO
– –
-5,798
Closed -$64.4K
WOOF
120
DELISTED
VCA Inc.
WOOF
– –
-47,192
Closed -$4.36M
1 2 3 4
5

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Vivaldi Capital Management's Q3 2017 Portfolio in Review

As of Q3 2017, Vivaldi Capital Management held 141 positions worth $23.3M, down 56% from $53.4M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Vivaldi Capital Management withdrew a net $43.5M in Q3 2017, closing 57 positions and reducing 16 holdings. Its most notable exit was Reynolds American Inc, an estimated $7.42M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 6.6% of assets, up from 1.6% a quarter earlier, followed by Communication Services and Financials.

Against the trend, Vivaldi Capital Management opened a new position in Johnson & Johnson worth $553K.

  • Vivaldi Capital Management's largest Q3 2017 buy was Johnson & Johnson: 4,257 shares worth $553K.
  • Vivaldi Capital Management added most to Eaton Vance Municipal Bond Fund II in Q3 2017, an estimated $159K increase.
  • Vivaldi Capital Management's biggest Q3 2017 reduction was Vanguard Intermediate-Term Corporate Bond ETF, cutting an estimated $261K.
  • Vivaldi Capital Management fully exited Reynolds American Inc in Q3 2017, selling an estimated $7.42M.
  • Vivaldi Capital Management's ten largest holdings make up 23% of its $23.3M portfolio in Q3 2017.
  • Vivaldi Capital Management opened 41 new positions and closed 57 in Q3 2017.
  • Vivaldi Capital Management's portfolio value fell 56% quarter-over-quarter to $23.3M.

Based on Vivaldi Capital Management's 13F filing for Q3 2017, filed 13 Nov 2017.