We are live on ! Find out more
VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
-4.01%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$306M
AUM Growth
-$18.5M
Cap. Flow
-$4.98M
Cap. Flow %
-1.63%
Top 10 Hldgs %
30.35%
Holding
208
New
8
Increased
95
Reduced
62
Closed
15

Top Buys

Rank Stock Value
1
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$2.55M
2
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$2.54M
3
MQY icon
BlackRock MuniYield Quality Fund
MQY
+$2.53M
4
SCHH icon
Schwab US REIT ETF
SCHH
+$1.19M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$917K

Top Sells

Rank Stock Value
1
AWF
AllianceBernstein Global High Income Fund
AWF
+$3.62M
2
ISD
PGIM High Yield Bond Fund
ISD
+$3.18M
3
NTRL
First Trust Equity Market Neutral ETF
NTRL
+$2.64M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.38M
5
BGH
Barings Global Short Duration High Yield Fund
BGH
+$1.35M

Sector Composition

Rank Sector Weight
1 Technology 6.32%
2 Healthcare 3.4%
3 Consumer Discretionary 3.27%
4 Real Estate 2.85%
5 Financials 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWR icon
76
iShares Russell Mid-Cap ETF
IWR
$57.4B
$1.01M 0.33%
14,528
-7,331
-34% -$535K
AVUV icon
77
Avantis US Small Cap Value ETF
AVUV
$30.9B
$910K 0.3%
11,680
-365
-3% -$29.3K
AVDV icon
78
Avantis International Small Cap Value ETF
AVDV
$19.8B
$896K 0.29%
15,494
-375
-2% -$22.1K
VWO icon
79
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$880K 0.29%
22,454
-264
-1% -$10.8K
JPM icon
80
JPMorgan Chase
JPM
$950B
$877K 0.29%
6,045
-279
-4% -$41.8K
XLK icon
81
State Street Technology Select Sector SPDR ETF
XLK
$124B
$873K 0.29%
10,648
+426
+4% +$36.5K
ABT icon
82
Abbott
ABT
$187B
$850K 0.28%
8,780
-174
-2% -$18.3K
OEF icon
83
iShares S&P 100 ETF
OEF
$20.6B
$841K 0.28%
4,194
-133
-3% -$27.7K
PG icon
84
Procter & Gamble
PG
$339B
$835K 0.27%
5,725
-320
-5% -$48.9K
ORCL icon
85
Oracle
ORCL
$423B
$817K 0.27%
7,713
+144
+2% +$16.7K
GE icon
86
GE Aerospace
GE
$384B
$771K 0.25%
8,738
+159
+2% +$14.3K
MRK icon
87
Merck
MRK
$318B
$767K 0.25%
7,454
+170
+2% +$18.3K
CSCO icon
88
Cisco
CSCO
$479B
$756K 0.25%
14,062
+361
+3% +$19.5K
IYW icon
89
iShares US Technology ETF
IYW
$25.2B
$731K 0.24%
6,969
-1,691
-20% -$184K
VT icon
90
Vanguard Total World Stock ETF
VT
$79.8B
$728K 0.24%
7,818
+285
+4% +$27.7K
SPEM icon
91
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$717K 0.23%
21,352
+3,639
+21% +$126K
JNJ icon
92
Johnson & Johnson
JNJ
$625B
$707K 0.23%
4,539
+894
+25% +$148K
PFE icon
93
Pfizer
PFE
$153B
$704K 0.23%
21,238
-369
-2% -$13K
WMT icon
94
Walmart Inc
WMT
$890B
$680K 0.22%
12,747
-408
-3% -$21.7K
EFA icon
95
iShares MSCI EAFE ETF
EFA
$80.2B
$679K 0.22%
9,853
-3,292
-25% -$236K
IYH icon
96
iShares US Healthcare ETF
IYH
$3.54B
$616K 0.2%
11,410
-4,920
-30% -$275K
MSI icon
97
Motorola Solutions
MSI
$77.4B
$604K 0.2%
2,217
+14
+0.6% +$3.99K
IJR icon
98
iShares Core S&P Small-Cap ETF
IJR
$112B
$596K 0.2%
6,323
+86
+1% +$8.59K
IBB icon
99
iShares Biotechnology ETF
IBB
$9.77B
$596K 0.19%
4,872
– –
BFZ
100
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$588K 0.19%
57,096
+35
+0.1% +$395
2 3
4
5 6

Similar funds

AGAM
Avalon Global Asset Management San Francisco, California $724M AUM 52.97% 1-Year Est. Return
PPW
Pasadena Private Wealth Pasadena, California $723M AUM 18.72% 1-Year Est. Return
TFHU
TLT Family Holdco ULC Toronto $724M AUM 24.23% 1-Year Est. Return
FAN
Financial Advisors Network Tustin, California $724M AUM 14.91% 1-Year Est. Return
ZDA
Zweig-DiMenna Associates New York $722M AUM 97.69% 1-Year Est. Return
FIS
FCPM III Services Naarden, Netherlands $722M AUM 73.61% 1-Year Est. Return
F
FIFTHDELTA London, United Kingdom $725M AUM 11.7% 1-Year Est. Return
TC
Torno Capital Cohasset, Massachusetts $725M AUM 62.71% 1-Year Est. Return

Vivaldi Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Vivaldi Capital Management held 208 positions worth $306M, down 5.7% from $324M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Vivaldi Capital Management's Q3 2023 filing shows 8 new, 95 increased, 62 reduced and 15 closed positions. Its largest new stake was Nuveen Municipal Credit Income Fund: 225,525 shares worth $2.35M. The largest sale was AllianceBernstein Global High Income Fund, an estimated $3.62M.

By sector, the portfolio is most concentrated in Technology at 6.3% of assets, down from 6.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Vivaldi Capital Management's largest Q3 2023 buy was Nuveen Municipal Credit Income Fund: 225,525 shares worth $2.35M.
  • Vivaldi Capital Management added most to iShares 1-3 Year Treasury Bond ETF in Q3 2023, an estimated $917K increase.
  • Vivaldi Capital Management's biggest Q3 2023 reduction was PGIM High Yield Bond Fund, cutting an estimated $3.18M.
  • Vivaldi Capital Management fully exited AllianceBernstein Global High Income Fund in Q3 2023, selling an estimated $3.62M.
  • Vivaldi Capital Management's ten largest holdings make up 30% of its $306M portfolio in Q3 2023.
  • Vivaldi Capital Management opened 8 new positions and closed 15 in Q3 2023.
  • Vivaldi Capital Management's portfolio value fell 5.7% quarter-over-quarter to $306M.

Based on Vivaldi Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.