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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+5.24%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$403M
AUM Growth
+$32.9M
Cap. Flow
+$19M
Cap. Flow %
4.7%
Top 10 Hldgs %
25.16%
Holding
252
New
30
Increased
119
Reduced
60
Closed
10

Top Buys

Rank Stock Value
1
IBTD
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
+$5.85M
2
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$5.48M
3
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$3.42M
4
BBAG icon
JPMorgan BetaBuilders US Aggregate Bond ETF
BBAG
+$3.35M
5
FMB icon
First Trust Managed Municipal ETF
FMB
+$2.61M

Top Sells

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$3.98M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.53M
3
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$3.44M
4
AOMR
Angel Oak Mortgage REIT
AOMR
+$3.25M
5
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$1.26M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Real Estate 4.36%
3 Financials 3.42%
4 Healthcare 3.31%
5 Consumer Discretionary 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWF icon
76
iShares Russell 1000 Growth ETF
IWF
$128B
$1.45M 0.36%
26,840
+1,368
+5% +$75.3K
CMF icon
77
iShares California Muni Bond ETF
CMF
$4.62B
$1.45M 0.36%
25,455
+7,415
+41% +$412K
XLE icon
78
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
$1.44M 0.36%
32,994
+4,652
+16% +$203K
IEFA icon
79
iShares Core MSCI EAFE ETF
IEFA
$196B
$1.42M 0.35%
22,126
-4,621
-17% -$272K
VT icon
80
Vanguard Total World Stock ETF
VT
$79.8B
$1.33M 0.33%
15,018
+546
+4% +$46.6K
TMO icon
81
Thermo Fisher Scientific
TMO
$220B
$1.28M 0.32%
2,341
+25
+1% +$13.2K
UNH icon
82
UnitedHealth
UNH
$370B
$1.27M 0.32%
2,592
+170
+7% +$90.1K
JNJ icon
83
Johnson & Johnson
JNJ
$625B
$1.22M 0.3%
6,960
+199
+3% +$34.4K
VIG icon
84
Vanguard Dividend Appreciation ETF
VIG
$114B
$1.2M 0.3%
7,770
+24
+0.3% +$3.58K
FPE icon
85
First Trust Preferred Securities and Income ETF
FPE
$6.36B
$1.18M 0.29%
67,972
+5,000
+8% +$83.9K
FNDE icon
86
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.81B
$1.14M 0.28%
43,538
+896
+2% +$22K
DFIV icon
87
Dimensional International Value ETF
DFIV
$21.6B
$1.11M 0.28%
+35,197
New +$1.02M
XOM icon
88
ExxonMobil
XOM
$634B
$1.09M 0.27%
10,053
+668
+7% +$71.6K
IDEV icon
89
iShares Core MSCI International Developed Markets ETF
IDEV
$32.6B
$1.08M 0.27%
18,582
+5,872
+46% +$316K
LAZR
90
DELISTED
Luminar Technologies
LAZR
$1.08M 0.27%
16,667
– –
INFL icon
91
Horizon Kinetics Inflation Beneficiaries ETF
INFL
$1.53B
$1.08M 0.27%
34,398
– –
GOOGL icon
92
Alphabet (Google) Class A
GOOGL
$4.33T
$1.04M 0.26%
11,842
+1,576
+15% +$150K
IMCV icon
93
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.16B
$1.01M 0.25%
15,684
+1,799
+13% +$111K
ABT icon
94
Abbott
ABT
$187B
$965K 0.24%
8,606
+232
+3% +$24K
IJR icon
95
iShares Core S&P Small-Cap ETF
IJR
$112B
$960K 0.24%
9,896
+583
+6% +$55.9K
AAXJ icon
96
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.77B
$959K 0.24%
13,834
-6,591
-32% -$407K
MOO icon
97
VanEck Agribusiness ETF
MOO
$969M
$946K 0.23%
10,700
-180
-2% -$15.8K
IYH icon
98
iShares US Healthcare ETF
IYH
$3.54B
$939K 0.23%
16,850
+2,415
+17% +$133K
ACN icon
99
Accenture
ACN
$108B
$923K 0.23%
3,373
+34
+1% +$9.4K
FNDX icon
100
Schwab Fundamental US Large Company Index ETF
FNDX
$27.3B
$910K 0.23%
+49,617
New +$878K
2 3
4
5 6

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TFHU
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Vivaldi Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Vivaldi Capital Management held 252 positions worth $403M, up 8.9% from $370M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Vivaldi Capital Management deployed $19M of net new capital in Q4 2022, opening 30 new positions and adding to 119 existing holdings. Its largest new stake was iShares iBonds Dec 2023 Term Treasury ETF: 236,509 shares worth $5.85M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, down from 4.9% a quarter earlier, followed by Real Estate and Financials.

On the sell side, the largest reduction was Schwab Short-Term US Treasury ETF, an estimated $3.98M trimmed.

  • Vivaldi Capital Management's largest Q4 2022 buy was iShares iBonds Dec 2023 Term Treasury ETF: 236,509 shares worth $5.85M.
  • Vivaldi Capital Management added most to Vanguard Real Estate ETF in Q4 2022, an estimated $1.5M increase.
  • Vivaldi Capital Management's biggest Q4 2022 reduction was Schwab Short-Term US Treasury ETF, cutting an estimated $3.98M.
  • Vivaldi Capital Management fully exited iShares Core MSCI Emerging Markets ETF in Q4 2022, selling an estimated $520K.
  • Vivaldi Capital Management's ten largest holdings make up 25% of its $403M portfolio in Q4 2022.
  • Vivaldi Capital Management opened 30 new positions and closed 10 in Q4 2022.
  • Vivaldi Capital Management's portfolio value rose 8.9% quarter-over-quarter to $403M.

Based on Vivaldi Capital Management's 13F filing for Q4 2022, filed 14 Feb 2023.