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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+5.83%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$432M
AUM Growth
-$30M
Cap. Flow
-$50.7M
Cap. Flow %
-11.75%
Top 10 Hldgs %
39.14%
Holding
349
New
14
Increased
84
Reduced
63
Closed
141

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$4.69M
2
CMF icon
iShares California Muni Bond ETF
CMF
+$2.97M
3
BA icon
Boeing
BA
+$2.03M
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$1.07M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$817K

Top Sells

Rank Stock Value
1
MUI
BlackRock Municipal Income Fund, Inc.
MUI
+$6.07M
2
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$5.49M
3
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$4.69M
4
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$4.45M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$4.1M

Sector Composition

Rank Sector Weight
1 Technology 5.27%
2 Consumer Discretionary 3.99%
3 Financials 3.53%
4 Healthcare 2.65%
5 Communication Services 1.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VZ icon
76
Verizon
VZ
$194B
$1.11M 0.26%
21,293
+7,855
+58% +$410K
IEMG icon
77
iShares Core MSCI Emerging Markets ETF
IEMG
$155B
$1.1M 0.26%
18,385
+23
+0.1% +$1.42K
OEF icon
78
iShares S&P 100 ETF
OEF
$20.6B
$1.08M 0.25%
4,948
-270
-5% -$57.2K
VGSH icon
79
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$1.07M 0.25%
+17,525
New +$1.07M
NTRL
80
First Trust Equity Market Neutral ETF
NTRL
$16.3M
$1.04M 0.24%
53,212
-3,086
-5% -$60.5K
XLK icon
81
State Street Technology Select Sector SPDR ETF
XLK
$123B
$1.02M 0.24%
11,732
+500
+4% +$41.2K
IYH icon
82
iShares US Healthcare ETF
IYH
$3.52B
$995K 0.23%
16,565
– –
IYW icon
83
iShares US Technology ETF
IYW
$25.1B
$995K 0.23%
8,665
+2,414
+39% +$268K
MMM icon
84
3M
MMM
$94.1B
$984K 0.23%
6,622
-1
-0% -$149
ARKK icon
85
ARK Innovation ETF
ARKK
$6.24B
$948K 0.22%
10,027
+5
+0% +$546
CSCO icon
86
Cisco
CSCO
$473B
$925K 0.21%
14,595
-13
-0.1% -$743
INTC icon
87
Intel
INTC
$502B
$915K 0.21%
17,761
+5,436
+44% +$278K
VGK icon
88
Vanguard FTSE Europe ETF
VGK
$31.4B
$901K 0.21%
13,197
-663
-5% -$44.9K
IJR icon
89
iShares Core S&P Small-Cap ETF
IJR
$112B
$886K 0.21%
7,739
+305
+4% +$34.8K
IDEV icon
90
iShares Core MSCI International Developed Markets ETF
IDEV
$32.6B
$871K 0.2%
12,890
– –
MYI icon
91
BlackRock MuniYield Quality Fund III
MYI
$721M
$866K 0.2%
58,402
-321,284
-85% -$4.69M
TGT icon
92
Target
TGT
$67.1B
$863K 0.2%
3,729
– –
AMLP icon
93
Alerian MLP ETF
AMLP
$12.8B
$836K 0.19%
25,527
+2,212
+9% +$74.9K
DIS icon
94
Walt Disney
DIS
$181B
$826K 0.19%
5,333
+541
+11% +$87.4K
IBB icon
95
iShares Biotechnology ETF
IBB
$9.65B
$815K 0.19%
5,340
– –
META icon
96
Meta Platforms (Facebook)
META
$1.52T
$803K 0.19%
2,388
-92
-4% -$30.5K
XLE icon
97
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
$791K 0.18%
28,492
-226
-0.8% -$6.39K
MUI
98
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$728K 0.17%
47,959
-396,354
-89% -$6.07M
PEP icon
99
PepsiCo
PEP
$189B
$697K 0.16%
4,014
+9
+0.2% +$1.47K
IBDO
100
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
$693K 0.16%
26,982
– –
2 3
4
5 6

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TFHU
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Vivaldi Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Vivaldi Capital Management held 349 positions worth $432M, down 6.5% from $462M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Vivaldi Capital Management withdrew a net $50.7M in Q4 2021, closing 141 positions and reducing 63 holdings. Its most notable exit was Angel Oak Financial Strategies Income Term Trust, an estimated $5.49M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.3% of assets, up from 4.2% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Vivaldi Capital Management opened a new position in Boeing worth $1.94M.

  • Vivaldi Capital Management's largest Q4 2021 buy was Boeing: 9,625 shares worth $1.94M.
  • Vivaldi Capital Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2021, an estimated $4.69M increase.
  • Vivaldi Capital Management's biggest Q4 2021 reduction was BlackRock Municipal Income Fund, Inc., cutting an estimated $6.07M.
  • Vivaldi Capital Management fully exited Angel Oak Financial Strategies Income Term Trust in Q4 2021, selling an estimated $5.49M.
  • Vivaldi Capital Management's ten largest holdings make up 39% of its $432M portfolio in Q4 2021.
  • Vivaldi Capital Management opened 14 new positions and closed 141 in Q4 2021.
  • Vivaldi Capital Management's portfolio value fell 6.5% quarter-over-quarter to $432M.

Based on Vivaldi Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.