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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
-0.83%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$462M
AUM Growth
-$36.5M
Cap. Flow
-$24.9M
Cap. Flow %
-5.39%
Top 10 Hldgs %
36.74%
Holding
401
New
56
Increased
41
Reduced
76
Closed
66

Top Buys

Rank Stock Value
1
GE icon
GE Aerospace
GE
+$1.62M
2
ALTA
Altabancorp
ALTA
+$976K
3
CMF icon
iShares California Muni Bond ETF
CMF
+$732K
4
FBC
Flagstar Bancorp, Inc. New
FBC
+$587K
5
CSOD
Cornerstone OnDemand, Inc.
CSOD
+$582K

Top Sells

Rank Stock Value
1
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$10.4M
2
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$2.06M
3
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$1.9M
4
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$1.89M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.46M

Sector Composition

Rank Sector Weight
1 Financials 5.34%
2 Technology 4.16%
3 Consumer Discretionary 3.39%
4 Healthcare 2.28%
5 Communication Services 1.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARKK icon
76
ARK Innovation ETF
ARKK
$6.23B
$1.11M 0.24%
10,022
-81
-0.8% -$9.75K
NTRL
77
First Trust Equity Market Neutral ETF
NTRL
$16.3M
$1.11M 0.24%
56,298
-398
-0.7% -$7.8K
GOOGL icon
78
Alphabet (Google) Class A
GOOGL
$4.34T
$1.08M 0.23%
8,100
– –
ABBV icon
79
AbbVie
ABBV
$432B
$1.08M 0.23%
9,976
– –
ALTA
80
DELISTED
Altabancorp
ALTA
$1.04M 0.23%
+23,547
New +$976K
OEF icon
81
iShares S&P 100 ETF
OEF
$20.5B
$1.03M 0.22%
5,218
-165
-3% -$33.5K
MMM icon
82
3M
MMM
$94.1B
$971K 0.21%
6,623
– –
ABT icon
83
Abbott
ABT
$186B
$940K 0.2%
7,955
+1
+0% +$123
UNH icon
84
UnitedHealth
UNH
$371B
$933K 0.2%
2,389
– –
IYH icon
85
iShares US Healthcare ETF
IYH
$3.52B
$914K 0.2%
16,565
– –
VGK icon
86
Vanguard FTSE Europe ETF
VGK
$31.4B
$909K 0.2%
13,860
– –
JNJ icon
87
Johnson & Johnson
JNJ
$620B
$907K 0.2%
5,613
– –
ACN icon
88
Accenture
ACN
$107B
$864K 0.19%
2,700
– –
IBB icon
89
iShares Biotechnology ETF
IBB
$9.65B
$863K 0.19%
5,340
+2
+0% +$337
IDEV icon
90
iShares Core MSCI International Developed Markets ETF
IDEV
$32.6B
$861K 0.19%
12,890
– –
TGT icon
91
Target
TGT
$67.1B
$853K 0.18%
3,729
-16
-0.4% -$4.01K
META icon
92
Meta Platforms (Facebook)
META
$1.52T
$842K 0.18%
2,480
-20
-0.8% -$7.2K
XLK icon
93
State Street Technology Select Sector SPDR ETF
XLK
$123B
$839K 0.18%
11,232
-1,682
-13% -$130K
MCA
94
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$829K 0.18%
52,181
-340
-0.6% -$5.41K
KSU
95
DELISTED
Kansas City Southern
KSU
$826K 0.18%
3,052
+1,636
+116% +$456K
IJR icon
96
iShares Core S&P Small-Cap ETF
IJR
$112B
$812K 0.18%
7,434
+3
+0% +$330
DIS icon
97
Walt Disney
DIS
$181B
$811K 0.18%
4,792
– –
CSCO icon
98
Cisco
CSCO
$473B
$795K 0.17%
14,608
– –
AMLP icon
99
Alerian MLP ETF
AMLP
$12.8B
$777K 0.17%
23,315
+56
+0.2% +$1.87K
XLE icon
100
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
$748K 0.16%
28,718
-402
-1% -$9.96K
2 3
4
5 6

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TFHU
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FAN
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ZDA
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FIS
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Vivaldi Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Vivaldi Capital Management held 401 positions worth $462M, down 7.3% from $498M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Vivaldi Capital Management withdrew a net $24.9M in Q3 2021, closing 66 positions and reducing 76 holdings. Its most notable exit was PRA Health Sciences, Inc., an estimated $1.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.2% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Vivaldi Capital Management opened a new position in Altabancorp worth $1.04M.

  • Vivaldi Capital Management's largest Q3 2021 buy was Altabancorp: 23,547 shares worth $1.04M.
  • Vivaldi Capital Management added most to GE Aerospace in Q3 2021, an estimated $1.62M increase.
  • Vivaldi Capital Management's biggest Q3 2021 reduction was Angel Oak Financial Strategies Income Term Trust, cutting an estimated $10.4M.
  • Vivaldi Capital Management fully exited PRA Health Sciences, Inc. in Q3 2021, selling an estimated $1.17M.
  • Vivaldi Capital Management's ten largest holdings make up 37% of its $462M portfolio in Q3 2021.
  • Vivaldi Capital Management opened 56 new positions and closed 66 in Q3 2021.
  • Vivaldi Capital Management's portfolio value fell 7.3% quarter-over-quarter to $462M.

Based on Vivaldi Capital Management's 13F filing for Q3 2021, filed 16 Nov 2021.