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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+4.66%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$498M
AUM Growth
-$7.4M
Cap. Flow
-$22.3M
Cap. Flow %
-4.48%
Top 10 Hldgs %
36.8%
Holding
388
New
29
Increased
47
Reduced
164
Closed
43

Top Buys

Rank Stock Value
1
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$8.98M
2
LAZR
Luminar Technologies
LAZR
+$5.94M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.87M
4
PRAH
PRA Health Sciences, Inc.
PRAH
+$1.18M
5
ALXN
Alexion Pharmaceuticals
ALXN
+$948K

Top Sells

Rank Stock Value
1
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$4.24M
2
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$3.6M
3
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$3.49M
4
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$3.32M
5
IIM icon
Invesco Value Municipal Income Trust
IIM
+$3.21M

Sector Composition

Rank Sector Weight
1 Technology 4.36%
2 Financials 4.17%
3 Consumer Discretionary 3.45%
4 Healthcare 2.25%
5 Communication Services 1.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNOV icon
76
FT Vest US Equity Buffer ETF November
FNOV
$1.23B
$1.18M 0.24%
30,890
– –
AAXJ icon
77
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.78B
$1.17M 0.24%
13,370
-3,039
-19% -$284K
PRAH
78
DELISTED
PRA Health Sciences, Inc.
PRAH
$1.17M 0.23%
+7,055
New +$1.18M
ABBV icon
79
AbbVie
ABBV
$439B
$1.16M 0.23%
9,976
-80
-0.8% -$9.01K
IEMG icon
80
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$1.16M 0.23%
18,362
+7
+0% +$461
GOOGL icon
81
Alphabet (Google) Class A
GOOGL
$4.67T
$1.12M 0.22%
8,100
-400
-5% -$46.7K
MMM icon
82
3M
MMM
$94.2B
$1.11M 0.22%
6,623
-221
-3% -$36.9K
OEF icon
83
iShares S&P 100 ETF
OEF
$20.6B
$1.1M 0.22%
5,383
-132
-2% -$25.1K
NTRL
84
First Trust Equity Market Neutral ETF
NTRL
$16.1M
$1.1M 0.22%
56,696
-785
-1% -$15.5K
ALXN
85
DELISTED
Alexion Pharmaceuticals
ALXN
$1.01M 0.2%
+5,520
New +$948K
PFPT
86
DELISTED
Proofpoint, Inc.
PFPT
$1.01M 0.2%
+5,802
New +$942K
XLK icon
87
State Street Technology Select Sector SPDR ETF
XLK
$123B
$1M 0.2%
12,914
+60
+0.5% +$4.2K
JNJ icon
88
Johnson & Johnson
JNJ
$619B
$989K 0.2%
5,613
-859
-13% -$142K
ABT icon
89
Abbott
ABT
$181B
$979K 0.2%
7,954
-499
-6% -$58.2K
TGT icon
90
Target
TGT
$67.1B
$979K 0.2%
3,745
-51
-1% -$11.2K
UNH icon
91
UnitedHealth
UNH
$372B
$979K 0.2%
2,389
-43
-2% -$17.1K
VGK icon
92
Vanguard FTSE Europe ETF
VGK
$31.2B
$975K 0.2%
13,860
+130
+0.9% +$8.78K
IYH icon
93
iShares US Healthcare ETF
IYH
$3.49B
$957K 0.19%
16,565
– –
META icon
94
Meta Platforms (Facebook)
META
$1.51T
$908K 0.18%
2,500
-1,703
-41% -$546K
IBB icon
95
iShares Biotechnology ETF
IBB
$9.53B
$904K 0.18%
5,338
+565
+12% +$87K
IDEV icon
96
iShares Core MSCI International Developed Markets ETF
IDEV
$32.4B
$896K 0.18%
12,890
– –
ACN icon
97
Accenture
ACN
$104B
$873K 0.18%
2,700
-62
-2% -$17.8K
DIS icon
98
Walt Disney
DIS
$175B
$868K 0.17%
4,792
-2,546
-35% -$458K
MCA
99
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$838K 0.17%
52,521
-1,481
-3% -$22.5K
BPY
100
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
$834K 0.17%
+44,028
New +$805K
2 3
4
5 6

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Vivaldi Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Vivaldi Capital Management held 388 positions worth $498M, down 1.5% from $506M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Vivaldi Capital Management withdrew a net $22.3M in Q2 2021, closing 43 positions and reducing 164 holdings. Its most notable exit was Eaton Vance Limited Duration Income Fund, an estimated $4.24M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.4% of assets, up from 3.9% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Vivaldi Capital Management opened a new position in Luminar Technologies worth $4.65M.

  • Vivaldi Capital Management's largest Q2 2021 buy was Luminar Technologies: 18,000 shares worth $4.65M.
  • Vivaldi Capital Management added most to iShares Short-Term National Muni Bond ETF in Q2 2021, an estimated $8.98M increase.
  • Vivaldi Capital Management's biggest Q2 2021 reduction was Angel Oak Financial Strategies Income Term Trust, cutting an estimated $3.6M.
  • Vivaldi Capital Management fully exited Eaton Vance Limited Duration Income Fund in Q2 2021, selling an estimated $4.24M.
  • Vivaldi Capital Management's ten largest holdings make up 37% of its $498M portfolio in Q2 2021.
  • Vivaldi Capital Management opened 29 new positions and closed 43 in Q2 2021.
  • Vivaldi Capital Management's portfolio value fell 1.5% quarter-over-quarter to $498M.

Based on Vivaldi Capital Management's 13F filing for Q2 2021, filed 16 Aug 2021.