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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+5.9%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$450M
AUM Growth
-$30.1M
Cap. Flow
-$43.5M
Cap. Flow %
-9.66%
Top 10 Hldgs %
35.15%
Holding
321
New
55
Increased
44
Reduced
134
Closed
40

Top Buys

Rank Stock Value
1
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$6.46M
2
NEE icon
NextEra Energy
NEE
+$1.67M
3
IAU icon
iShares Gold Trust
IAU
+$1.47M
4
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$1.14M
5
ARKO icon
ARKO Corp
ARKO
+$771K

Top Sells

Rank Stock Value
1
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$22.9M
2
META icon
Meta Platforms (Facebook)
META
+$5.22M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.26M
4
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$2.59M
5
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$1.82M

Sector Composition

Rank Sector Weight
1 Technology 4.57%
2 Financials 3.23%
3 Healthcare 2.41%
4 Consumer Discretionary 2.04%
5 Communication Services 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTEB icon
76
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.3B
$1.32M 0.29%
24,237
+564
+2% +$30.8K
MUB icon
77
iShares National Muni Bond ETF
MUB
$45.5B
$1.28M 0.28%
11,037
-1,018
-8% -$118K
IWD icon
78
iShares Russell 1000 Value ETF
IWD
$83.7B
$1.28M 0.28%
9,815
+2
+0% +$237
MYC
79
DELISTED
Blackrock Muni Yield California Fund, Inc.
MYC
$1.26M 0.28%
89,614
-11,070
-11% -$158K
NTRL
80
First Trust Equity Market Neutral ETF
NTRL
$16.2M
$1.26M 0.28%
64,506
-931
-1% -$18.1K
NBW
81
DELISTED
Neuberger Berman California Municipal Fund Inc.
NBW
$1.24M 0.27%
93,468
-9,742
-9% -$129K
AGG icon
82
iShares Core US Aggregate Bond ETF
AGG
$138B
$1.18M 0.26%
10,005
-39
-0.4% -$4.63K
IEMG icon
83
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$1.17M 0.26%
20,193
+2,253
+13% +$118K
MMM icon
84
3M
MMM
$94.3B
$1.15M 0.26%
8,117
+7
+0.1% +$942
SCHM icon
85
Schwab US Mid-Cap ETF
SCHM
$15.1B
$1.13M 0.25%
54,270
-1,563
-3% -$29K
ABT icon
86
Abbott
ABT
$187B
$1.1M 0.25%
9,798
-333
-3% -$33.8K
DTF
87
DTF Tax-Free Income 2028 Term Fund
DTF
$81.1M
$1.09M 0.24%
75,243
-13,241
-15% -$190K
UNH icon
88
UnitedHealth
UNH
$370B
$1.08M 0.24%
3,048
-125
-4% -$38.4K
DIS icon
89
Walt Disney
DIS
$181B
$1.08M 0.24%
7,824
-964
-11% -$120K
ABBV icon
90
AbbVie
ABBV
$435B
$1.08M 0.24%
10,871
-216
-2% -$20.3K
JNJ icon
91
Johnson & Johnson
JNJ
$625B
$1.06M 0.24%
7,095
-106
-1% -$15.7K
GOOGL icon
92
Alphabet (Google) Class A
GOOGL
$4.33T
$1.04M 0.23%
11,780
+2,500
+27% +$190K
OEF icon
93
iShares S&P 100 ETF
OEF
$20.6B
$952K 0.21%
5,787
-1,203
-17% -$185K
META icon
94
Meta Platforms (Facebook)
META
$1.51T
$947K 0.21%
3,418
-20,254
-86% -$5.22M
VZ icon
95
Verizon
VZ
$196B
$940K 0.21%
15,388
-38
-0.2% -$2.21K
ACN icon
96
Accenture
ACN
$108B
$907K 0.2%
3,753
-352
-9% -$80.6K
SHM icon
97
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$830K 0.18%
16,673
– –
SUSA icon
98
iShares ESG Optimized MSCI USA ETF
SUSA
$4.18B
$820K 0.18%
10,438
– –
PEP icon
99
PepsiCo
PEP
$190B
$819K 0.18%
5,661
-65
-1% -$8.84K
XLK icon
100
State Street Technology Select Sector SPDR ETF
XLK
$124B
$802K 0.18%
13,238
-96
-0.7% -$5.42K
2 3
4
5 6

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Vivaldi Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Vivaldi Capital Management held 321 positions worth $450M, down 6.3% from $480M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Vivaldi Capital Management withdrew a net $43.5M in Q3 2020, closing 40 positions and reducing 134 holdings. Its most notable exit was Eaton Vance Municipal Bond Fund, an estimated $1.61M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4.4% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Vivaldi Capital Management opened a new position in iShares Short-Term National Muni Bond ETF worth $6.45M.

  • Vivaldi Capital Management's largest Q3 2020 buy was iShares Short-Term National Muni Bond ETF: 59,718 shares worth $6.45M.
  • Vivaldi Capital Management added most to NextEra Energy in Q3 2020, an estimated $1.67M increase.
  • Vivaldi Capital Management's biggest Q3 2020 reduction was Angel Oak Financial Strategies Income Term Trust, cutting an estimated $22.9M.
  • Vivaldi Capital Management fully exited Eaton Vance Municipal Bond Fund in Q3 2020, selling an estimated $1.61M.
  • Vivaldi Capital Management's ten largest holdings make up 35% of its $450M portfolio in Q3 2020.
  • Vivaldi Capital Management opened 55 new positions and closed 40 in Q3 2020.
  • Vivaldi Capital Management's portfolio value fell 6.3% quarter-over-quarter to $450M.

Based on Vivaldi Capital Management's 13F filing for Q3 2020, filed 16 Nov 2020.