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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+3.12%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$383M
AUM Growth
+$23.1M
Cap. Flow
+$15.6M
Cap. Flow %
4.06%
Top 10 Hldgs %
35.94%
Holding
262
New
34
Increased
85
Reduced
92
Closed
24

Top Buys

Rank Stock Value
1
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$6.55M
2
RSF
RiverNorth Capital and Income Fund
RSF
+$5.77M
3
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$3.62M
4
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$3.41M
5
WP
Worldpay, Inc.
WP
+$3.19M

Top Sells

Rank Stock Value
1
IBDL
iShares iBonds Dec 2020 Term Corporate ETF
IBDL
+$2.1M
2
IBDM
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
+$1.95M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.87M
4
IBDN
iShares iBonds Dec 2022 Term Corporate ETF
IBDN
+$1.78M
5
IBDO
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
+$1.74M

Sector Composition

Rank Sector Weight
1 Financials 5.7%
2 Healthcare 3.02%
3 Technology 2.91%
4 Communication Services 2.17%
5 Consumer Discretionary 1.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJJ icon
76
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.83B
$1.17M 0.31%
+14,700
New +$1.17M
ABBV icon
77
AbbVie
ABBV
$443B
$1.16M 0.3%
15,953
+1,140
+8% +$89.6K
MMM icon
78
3M
MMM
$90.9B
$1.15M 0.3%
+7,953
New +$1.22M
APU
79
DELISTED
AmeriGas Partners, L.P.
APU
$1.1M 0.29%
+31,657
New +$1.11M
PEP icon
80
PepsiCo
PEP
$190B
$1.1M 0.29%
8,372
+5,159
+161% +$661K
APC
81
DELISTED
Anadarko Petroleum
APC
$1.09M 0.29%
+15,473
New +$1.04M
JNJ icon
82
Johnson & Johnson
JNJ
$618B
$1.08M 0.28%
7,766
+4,142
+114% +$573K
CVX icon
83
Chevron
CVX
$392B
$1.06M 0.28%
8,482
+5,366
+172% +$649K
ANDX
84
DELISTED
Andeavor Logistics LP
ANDX
$1.05M 0.28%
+29,003
New +$1.02M
CBOE icon
85
Cboe Global Markets
CBOE
$32.5B
$1.03M 0.27%
9,954
-46
-0.5% -$4.77K
GOOG icon
86
Alphabet (Google) Class C
GOOG
$4.36T
$1.02M 0.27%
18,800
-6,300
-25% -$363K
TCF
87
DELISTED
TCF Financial Corporation
TCF
$945K 0.25%
+45,476
New +$949K
SHM icon
88
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.46B
$926K 0.24%
18,915
-26,506
-58% -$1.29M
SCHE icon
89
Schwab Emerging Markets Equity ETF
SCHE
$12.6B
$918K 0.24%
35,001
-1,793
-5% -$46.4K
SCHA icon
90
Schwab U.S Small- Cap ETF
SCHA
$22.2B
$908K 0.24%
50,824
+876
+2% +$15.5K
SCHF icon
91
Schwab International Equity ETF
SCHF
$66.6B
$904K 0.24%
56,328
+3,646
+7% +$57.7K
IWF icon
92
iShares Russell 1000 Growth ETF
IWF
$121B
$888K 0.23%
22,572
+4
+0% +$155
ACN icon
93
Accenture
ACN
$102B
$884K 0.23%
4,784
+2,645
+124% +$475K
SCHM icon
94
Schwab US Mid-Cap ETF
SCHM
$14.5B
$881K 0.23%
46,272
+39
+0.1% +$730
AMZN icon
95
Amazon
AMZN
$2.92T
$879K 0.23%
9,280
+220
+2% +$20.5K
IEMG icon
96
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
$869K 0.23%
16,893
-9,213
-35% -$471K
C icon
97
Citigroup
C
$222B
$867K 0.23%
12,385
-10,106
-45% -$676K
NEE icon
98
NextEra Energy
NEE
$181B
$842K 0.22%
16,440
-10,860
-40% -$534K
MCD icon
99
McDonald's
MCD
$192B
$837K 0.22%
4,030
+2,305
+134% +$457K
XLY icon
100
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.6B
$833K 0.22%
13,970
-12,910
-48% -$756K
2 3
4
5 6

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Vivaldi Capital Management's Q2 2019 Portfolio in Review

As of Q2 2019, Vivaldi Capital Management held 262 positions worth $383M, up 6.4% from $360M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Vivaldi Capital Management deployed $15.6M of net new capital in Q2 2019, opening 34 new positions and adding to 85 existing holdings. Its largest new stake was Angel Oak Financial Strategies Income Term Trust: 325,000 shares worth $6.53M.

By sector, the portfolio is most concentrated in Financials at 5.7% of assets, down from 6% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was iShares iBonds Dec 2020 Term Corporate ETF, an estimated $2.1M trimmed.

  • Vivaldi Capital Management's largest Q2 2019 buy was Angel Oak Financial Strategies Income Term Trust: 325,000 shares worth $6.53M.
  • Vivaldi Capital Management added most to State Street SPDR Portfolio Developed World ex-US ETF in Q2 2019, an estimated $3.62M increase.
  • Vivaldi Capital Management's biggest Q2 2019 reduction was iShares iBonds Dec 2020 Term Corporate ETF, cutting an estimated $2.1M.
  • Vivaldi Capital Management fully exited Vanguard Short-Term Bond ETF in Q2 2019, selling an estimated $1.38M.
  • Vivaldi Capital Management's ten largest holdings make up 36% of its $383M portfolio in Q2 2019.
  • Vivaldi Capital Management opened 34 new positions and closed 24 in Q2 2019.
  • Vivaldi Capital Management's portfolio value rose 6.4% quarter-over-quarter to $383M.

Based on Vivaldi Capital Management's 13F filing for Q2 2019, filed 14 Aug 2019.