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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
-8.3%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$232M
AUM Growth
+$44.8M
Cap. Flow
+$62.7M
Cap. Flow %
27.03%
Top 10 Hldgs %
38.97%
Holding
231
New
86
Increased
72
Reduced
31
Closed
31

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.34M
2
FPA icon
First Trust Asia Pacific ex-Japan AlphaDEX Fund
FPA
+$6.74M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$6.44M
4
IBDL
iShares iBonds Dec 2020 Term Corporate ETF
IBDL
+$3.82M
5
IBDK
iShares iBonds Dec 2019 Term Corporate ETF
IBDK
+$3.57M

Top Sells

Rank Stock Value
1
VAM
Vivaldi Opportunities Fund
VAM
+$11.2M
2
RILY icon
BRC Group Holdings
RILY
+$5.66M
3
COL
Rockwell Collins
COL
+$2.23M
4
PF
Pinnacle Foods, Inc.
PF
+$2.06M
5
AET
Aetna Inc
AET
+$2.02M

Sector Composition

Rank Sector Weight
1 Financials 3.73%
2 Healthcare 2.72%
3 Technology 2.14%
4 Communication Services 2.14%
5 Energy 1.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXP icon
76
Nuveen Select Tax-Free Income Portfolio
NXP
$892M
$597K 0.26%
42,461
+6,074
+17% +$84.7K
VT icon
77
Vanguard Total World Stock ETF
VT
$78B
$585K 0.25%
+8,939
New +$626K
UNH icon
78
UnitedHealth
UNH
$377B
$583K 0.25%
+2,342
New +$619K
NXR
79
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$557K 0.24%
38,974
+6,244
+19% +$88.5K
BN icon
80
Brookfield
BN
$107B
$556K 0.24%
+40,637
New +$606K
IEMG icon
81
iShares Core MSCI Emerging Markets ETF
IEMG
$152B
$555K 0.24%
11,767
+4,998
+74% +$242K
JNJ icon
82
Johnson & Johnson
JNJ
$613B
$554K 0.24%
4,290
+743
+21% +$104K
CME icon
83
CME Group
CME
$95.7B
$550K 0.24%
+2,923
New +$540K
DIS icon
84
Walt Disney
DIS
$170B
$542K 0.23%
4,946
+2,331
+89% +$265K
IDV icon
85
iShares International Select Dividend ETF
IDV
$8.47B
$532K 0.23%
18,535
+1,402
+8% +$43K
ABT icon
86
Abbott
ABT
$185B
$499K 0.22%
+6,903
New +$485K
VSS icon
87
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.4B
$490K 0.21%
+5,172
New +$524K
AGG icon
88
iShares Core US Aggregate Bond ETF
AGG
$137B
$485K 0.21%
4,550
-925
-17% -$97K
IBMI
89
DELISTED
iShares iBonds Sep 2020 Term Muni Bond ETF
IBMI
$485K 0.21%
+19,120
New +$483K
PFE icon
90
Pfizer
PFE
$143B
$484K 0.21%
11,696
+3,991
+52% +$166K
IBMH
91
DELISTED
iShares iBonds Sep 2019 Term Muni Bond ETF
IBMH
$476K 0.21%
+18,762
New +$476K
VZ icon
92
Verizon
VZ
$198B
$473K 0.2%
8,421
+1,613
+24% +$91.5K
FCB
93
DELISTED
FCB Financial Holdings, Inc.
FCB
$469K 0.2%
+13,973
New +$549K
IBMJ
94
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
$465K 0.2%
+18,264
New +$462K
IAGG icon
95
iShares Core International Aggregate Bond Fund
IAGG
$10.9B
$461K 0.2%
8,833
+23
+0.3% +$1.2K
GOOG icon
96
Alphabet (Google) Class C
GOOG
$4.56T
$457K 0.2%
+8,820
New +$472K
EEM icon
97
iShares MSCI Emerging Markets ETF
EEM
$28.9B
$446K 0.19%
+11,424
New +$458K
PG icon
98
Procter & Gamble
PG
$338B
$445K 0.19%
+4,836
New +$432K
IBMK
99
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
$443K 0.19%
+17,305
New +$439K
MINT icon
100
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$440K 0.19%
+4,355
New +$441K
2 3
4
5 6

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AGAM
Avalon Global Asset Management San Francisco, California $724M AUM 52.97% 1-Year Est. Return
PPW
Pasadena Private Wealth Pasadena, California $723M AUM 18.72% 1-Year Est. Return
ZAM
Zevin Asset Management Boston, Massachusetts $723M AUM 15.62% 1-Year Est. Return
TFHU
TLT Family Holdco ULC Toronto $724M AUM 24.23% 1-Year Est. Return
FAN
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ZDA
Zweig-DiMenna Associates New York $722M AUM 97.69% 1-Year Est. Return
FIS
FCPM III Services Naarden, Netherlands $722M AUM 73.61% 1-Year Est. Return

Vivaldi Capital Management's Q4 2018 Portfolio in Review

As of Q4 2018, Vivaldi Capital Management held 231 positions worth $232M, up 24% from $187M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Vivaldi Capital Management deployed $62.7M of net new capital in Q4 2018, opening 86 new positions and adding to 72 existing holdings. Its largest new stake was First Trust Asia Pacific ex-Japan AlphaDEX Fund: 237,669 shares worth $6.47M.

By sector, the portfolio is most concentrated in Financials at 3.7% of assets, down from 6.2% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Vivaldi Opportunities Fund, an estimated $11.2M trimmed.

  • Vivaldi Capital Management's largest Q4 2018 buy was First Trust Asia Pacific ex-Japan AlphaDEX Fund: 237,669 shares worth $6.47M.
  • Vivaldi Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q4 2018, an estimated $9.34M increase.
  • Vivaldi Capital Management's biggest Q4 2018 reduction was Vivaldi Opportunities Fund, cutting an estimated $11.2M.
  • Vivaldi Capital Management fully exited BRC Group Holdings in Q4 2018, selling an estimated $5.66M.
  • Vivaldi Capital Management's ten largest holdings make up 39% of its $232M portfolio in Q4 2018.
  • Vivaldi Capital Management opened 86 new positions and closed 31 in Q4 2018.
  • Vivaldi Capital Management's portfolio value rose 24% quarter-over-quarter to $232M.

Based on Vivaldi Capital Management's 13F filing for Q4 2018, filed 13 Feb 2019.