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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+1.9%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$187M
AUM Growth
+$65.4M
Cap. Flow
+$62.8M
Cap. Flow %
33.54%
Top 10 Hldgs %
50.01%
Holding
167
New
24
Increased
56
Reduced
44
Closed
22

Top Buys

Rank Stock Value
1
VAM
Vivaldi Opportunities Fund
VAM
+$52M
2
RILY icon
BRC Group Holdings
RILY
+$5.59M
3
PF
Pinnacle Foods, Inc.
PF
+$2.1M
4
AET
Aetna Inc
AET
+$1.95M
5
EGN
Energen
EGN
+$1.2M

Top Sells

Rank Stock Value
1
XL
XL Group Ltd.
XL
+$1.34M
2
VR
Validus Hold Ltd
VR
+$1.29M
3
ANDV
Andeavor
ANDV
+$1.16M
4
RSPP
RSP Permian, Inc.
RSPP
+$1.15M
5
CVRR
CVR Refining, LP
CVRR
+$979K

Sector Composition

Rank Sector Weight
1 Financials 6.17%
2 Technology 2.67%
3 Communication Services 2.1%
4 Real Estate 1.9%
5 Consumer Staples 1.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
META icon
76
Meta Platforms (Facebook)
META
$1.5T
$440K 0.24%
2,673
+1,123
+72% +$203K
INTC icon
77
Intel
INTC
$459B
$430K 0.23%
9,091
+38
+0.4% +$1.85K
USB icon
78
US Bancorp
USB
$99.6B
$400K 0.21%
7,566
-343
-4% -$18.2K
MSFT icon
79
Microsoft
MSFT
$3.62T
$397K 0.21%
3,468
-852
-20% -$92.4K
CSCO icon
80
Cisco
CSCO
$457B
$387K 0.21%
7,949
-806
-9% -$36.3K
HD icon
81
Home Depot
HD
$339B
$387K 0.21%
1,869
-116
-6% -$23.4K
IYW icon
82
iShares US Technology ETF
IYW
$24.1B
$369K 0.2%
7,608
+1,208
+19% +$57.1K
VGK icon
83
Vanguard FTSE Europe ETF
VGK
$30.8B
$368K 0.2%
6,553
-189
-3% -$10.7K
VZ icon
84
Verizon
VZ
$198B
$363K 0.19%
6,808
+307
+5% +$16.3K
VCV icon
85
Invesco California Value Municipal Income Trust
VCV
$515M
$358K 0.19%
30,582
-8,037
-21% -$95.7K
IEMG icon
86
iShares Core MSCI Emerging Markets ETF
IEMG
$152B
$351K 0.19%
6,769
-854
-11% -$44.6K
VCSH icon
87
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.6B
$346K 0.18%
4,428
-253
-5% -$19.8K
DIA icon
88
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.7B
$338K 0.18%
1,280
+7
+0.5% +$1.79K
EDIT icon
89
Editas Medicine
EDIT
$407M
$336K 0.18%
10,570
– –
MUC icon
90
BlackRock MuniHoldings California Quality Fund
MUC
$999M
$334K 0.18%
26,603
-6,992
-21% -$91.2K
GE icon
91
GE Aerospace
GE
$383B
$332K 0.18%
6,143
+828
+16% +$51K
BFZ
92
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$323K 0.17%
26,132
-7,218
-22% -$91.9K
PFE icon
93
Pfizer
PFE
$143B
$322K 0.17%
7,705
+52
+0.7% +$2K
DSI icon
94
iShares MSCI KLD 400 Social ETF
DSI
$5.43B
$321K 0.17%
6,014
-200
-3% -$10.5K
JNK icon
95
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.9B
$321K 0.17%
2,971
– –
BRK.A icon
96
Berkshire Hathaway Class A
BRK.A
$1.1T
$320K 0.17%
1
– –
GOOGL icon
97
Alphabet (Google) Class A
GOOGL
$4.57T
$320K 0.17%
5,300
-520
-9% -$31.5K
EVM
98
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$314K 0.17%
31,571
-8,654
-22% -$88.8K
DBEF icon
99
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.21B
$308K 0.16%
9,525
-4,488
-32% -$143K
DEM icon
100
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.92B
$306K 0.16%
7,000
– –
2 3
4
5 6

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AGAM
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PPW
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ZAM
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TFHU
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FAN
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ZDA
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FIS
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Vivaldi Capital Management's Q3 2018 Portfolio in Review

As of Q3 2018, Vivaldi Capital Management held 167 positions worth $187M, up 54% from $122M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Vivaldi Capital Management deployed $62.8M of net new capital in Q3 2018, opening 24 new positions and adding to 56 existing holdings. Its largest new stake was Vivaldi Opportunities Fund: 3,474,628 shares worth $51.5M.

By sector, the portfolio is most concentrated in Financials at 6.2% of assets, up from 4% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $870K trimmed.

  • Vivaldi Capital Management's largest Q3 2018 buy was Vivaldi Opportunities Fund: 3,474,628 shares worth $51.5M.
  • Vivaldi Capital Management added most to Rockwell Collins in Q3 2018, an estimated $902K increase.
  • Vivaldi Capital Management's biggest Q3 2018 reduction was iShares Core S&P 500 ETF, cutting an estimated $870K.
  • Vivaldi Capital Management fully exited XL Group Ltd. in Q3 2018, selling an estimated $1.34M.
  • Vivaldi Capital Management's ten largest holdings make up 50% of its $187M portfolio in Q3 2018.
  • Vivaldi Capital Management opened 24 new positions and closed 22 in Q3 2018.
  • Vivaldi Capital Management's portfolio value rose 54% quarter-over-quarter to $187M.

Based on Vivaldi Capital Management's 13F filing for Q3 2018, filed 14 Nov 2018.