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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+3.49%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$23.3M
AUM Growth
-$30.1M
Cap. Flow
-$31.1M
Cap. Flow %
-133.41%
Top 10 Hldgs %
23.02%
Holding
141
New
42
Increased
41
Reduced
–
Closed
57

Top Buys

Rank Stock Value
1
EIV
Eaton Vance Municipal Bond Fund II
EIV
+$609K
2
JNJ icon
Johnson & Johnson
JNJ
+$564K
3
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$559K
4
VPL icon
Vanguard FTSE Pacific ETF
VPL
+$547K
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$545K

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$7.42M
2
NXPI icon
NXP Semiconductors
NXPI
+$6.81M
3
BCR
CR Bard Inc.
BCR
+$5.67M
4
MBLY
Mobileye N.V.
MBLY
+$5.54M
5
PNRA
Panera Bread Co
PNRA
+$5.07M

Sector Composition

Rank Sector Weight
1 Miscellaneous 64.91%
2 Healthcare 6.64%
3 Financials 6.09%
4 Communication Services 5.45%
5 Energy 3.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLD icon
76
SPDR Gold Trust
GLD
$147B
– –
-5
Closed -$639
HIO
77
Western Asset High Income Opportunity Fund
HIO
$323M
– –
-123
Closed -$626
IDV icon
78
iShares International Select Dividend ETF
IDV
$8.61B
– –
-26
Closed -$849
IEMG icon
79
iShares Core MSCI Emerging Markets ETF
IEMG
$160B
– –
-9
Closed -$473
IVV icon
80
iShares Core S&P 500 ETF
IVV
$840B
– –
-9
Closed -$2.14K
MHI
81
DELISTED
Pioneer Municipal High Income Fund
MHI
– –
-73
Closed -$881
MINT icon
82
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.6B
– –
-3
Closed -$319
NEA icon
83
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.16B
– –
-63
Closed -$867
NHS
84
Neuberger High Yield Strategies Fund Inc
NHS
$236M
– –
-53
Closed -$632
NVDA icon
85
NVIDIA
NVDA
$5.21T
– –
-200
Closed -$726
NXPI icon
86
NXP Semiconductors
NXPI
$56.8B
– –
-62,199
Closed -$6.81M
SPSM icon
87
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$16.2B
– –
-21
Closed -$542
SPY icon
88
State Street SPDR S&P 500 ETF Trust
SPY
$802B
– –
-4
Closed -$1.04K
TOTL icon
89
State Street DoubleLine Total Return Tactical ETF
TOTL
$3.87B
– –
-13
Closed -$642
VB icon
90
Vanguard Morningstar Small-Cap ETF
VB
$78.7B
– –
-8
Closed -$1.12K
VCSH icon
91
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.4B
– –
-19
Closed -$1.53K
VEA icon
92
Vanguard FTSE Developed Markets ETF
VEA
$235B
– –
-71
Closed -$2.94K
VO icon
93
Vanguard Morningstar Mid-Cap ETF
VO
$105B
– –
-48
Closed -$1.67K
VOO icon
94
Vanguard S&P 500 ETF
VOO
$1.04T
– –
-6
Closed -$1.26K
VTI icon
95
Vanguard Morningstar Total Stock Market ETF
VTI
$683B
– –
-62
Closed -$7.71K
SRC
96
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
– –
-3
Closed -$111
AUY
97
DELISTED
Yamana Gold, Inc.
AUY
– –
-70
Closed -$170
NXQ
98
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
– –
-39
Closed -$537
STRP
99
DELISTED
Straight Path Communications Inc.
STRP
– –
-9,150
Closed -$1.64M
FIG
100
DELISTED
Fortress Investment Group Llc
FIG
– –
-54,503
Closed -$435K
1 2 3
4
5

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Vivaldi Capital Management's Q3 2017 Portfolio in Review

As of Q3 2017, Vivaldi Capital Management held 141 positions worth $23.3M, down 56% from $53.4M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Vivaldi Capital Management withdrew a net $31.1M in Q3 2017, closing 57 positions. Its most notable exit was Reynolds American Inc, an estimated $7.42M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 65% of assets, up from 0.08% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Vivaldi Capital Management opened a new position in Johnson & Johnson worth $553K.

  • Vivaldi Capital Management's largest Q3 2017 buy was Johnson & Johnson: 4,257 shares worth $553K.
  • Vivaldi Capital Management added most to Eaton Vance Municipal Bond Fund II in Q3 2017, an estimated $609K increase.
  • Vivaldi Capital Management fully exited Reynolds American Inc in Q3 2017, selling an estimated $7.42M.
  • Vivaldi Capital Management's ten largest holdings make up 23% of its $23.3M portfolio in Q3 2017.
  • Vivaldi Capital Management opened 42 new positions and closed 57 in Q3 2017.
  • Vivaldi Capital Management's portfolio value fell 56% quarter-over-quarter to $23.3M.

Based on Vivaldi Capital Management's 13F filing for Q3 2017, filed 13 Nov 2017.