We are live on ! Find out more
VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+3.49%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$23.3M
AUM Growth
-$30.1M
Cap. Flow
-$43.5M
Cap. Flow %
-186.65%
Top 10 Hldgs %
23.02%
Holding
141
New
41
Increased
12
Reduced
16
Closed
57

Top Buys

Rank Stock Value
1
JNJ icon
Johnson & Johnson
JNJ
+$564K
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$559K
3
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$543K
4
VKQ icon
Invesco Municipal Trust
VKQ
+$454K
5
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$446K

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$7.42M
2
NXPI icon
NXP Semiconductors
NXPI
+$6.81M
3
BCR
CR Bard Inc.
BCR
+$5.67M
4
MBLY
Mobileye N.V.
MBLY
+$5.54M
5
PNRA
Panera Bread Co
PNRA
+$5.07M

Sector Composition

Rank Sector Weight
1 Healthcare 6.64%
2 Communication Services 5.45%
3 Financials 5.25%
4 Energy 3.78%
5 Technology 3.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLD icon
76
SPDR Gold Trust
GLD
$131B
– –
-5,412
Closed -$639
HIO
77
Western Asset High Income Opportunity Fund
HIO
$336M
– –
-123,402
Closed -$626
IDV icon
78
iShares International Select Dividend ETF
IDV
$8.45B
– –
-25,947
Closed -$849
IEMG icon
79
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
– –
-9,460
Closed -$473
IVV icon
80
iShares Core S&P 500 ETF
IVV
$878B
– –
-8,800
Closed -$2.14K
MHI
81
DELISTED
Pioneer Municipal High Income Fund
MHI
– –
-72,669
Closed -$881
MINT icon
82
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
– –
-3,131
Closed -$319
NEA icon
83
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
– –
-63,349
Closed -$867
NHS
84
Neuberger High Yield Strategies Fund Inc
NHS
$251M
– –
-53,168
Closed -$632
NVDA icon
85
NVIDIA
NVDA
$4.86T
– –
-200,800
Closed -$726
NXPI icon
86
NXP Semiconductors
NXPI
$57.8B
– –
-62,199
Closed -$6.81M
SPSM icon
87
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.1B
– –
-19,527
Closed -$542
SPY icon
88
State Street SPDR S&P 500 ETF Trust
SPY
$790B
– –
-4,285
Closed -$1.04K
TOTL icon
89
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.09B
– –
-13,042
Closed -$642
VB icon
90
Vanguard Morningstar Small-Cap ETF
VB
$79.5B
– –
-8,296
Closed -$1.12K
VCSH icon
91
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
– –
-19,111
Closed -$1.53K
VEA icon
92
Vanguard FTSE Developed Markets ETF
VEA
$229B
– –
-71,257
Closed -$2.94K
VO icon
93
Vanguard Morningstar Mid-Cap ETF
VO
$106B
– –
-46,876
Closed -$1.67K
VOO icon
94
Vanguard S&P 500 ETF
VOO
$979B
– –
-5,672
Closed -$1.26K
VTI icon
95
Vanguard Morningstar Total Stock Market ETF
VTI
$660B
– –
-61,967
Closed -$7.71K
SRC
96
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
– –
-3,345
Closed -$111
AUY
97
DELISTED
Yamana Gold, Inc.
AUY
– –
-70,000
Closed -$170
NXQ
98
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
– –
-39,174
Closed -$537
STRP
99
DELISTED
Straight Path Communications Inc.
STRP
– –
-9,150
Closed -$1.64M
FIG
100
DELISTED
Fortress Investment Group Llc
FIG
– –
-54,503
Closed -$435K
1 2 3
4
5

Similar funds

FFM
FengHe Fund Management Singapore $724M AUM 196.18% 1-Year Est. Return
AGAM
Avalon Global Asset Management San Francisco, California $724M AUM 52.97% 1-Year Est. Return
PPW
Pasadena Private Wealth Pasadena, California $723M AUM 18.72% 1-Year Est. Return
ZAM
Zevin Asset Management Boston, Massachusetts $723M AUM 15.62% 1-Year Est. Return
TFHU
TLT Family Holdco ULC Toronto $724M AUM 24.23% 1-Year Est. Return
FAN
Financial Advisors Network Tustin, California $724M AUM 14.91% 1-Year Est. Return
ZDA
Zweig-DiMenna Associates New York $722M AUM 97.69% 1-Year Est. Return
FIS
FCPM III Services Naarden, Netherlands $722M AUM 73.61% 1-Year Est. Return

Vivaldi Capital Management's Q3 2017 Portfolio in Review

As of Q3 2017, Vivaldi Capital Management held 141 positions worth $23.3M, down 56% from $53.4M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Vivaldi Capital Management withdrew a net $43.5M in Q3 2017, closing 57 positions and reducing 16 holdings. Its most notable exit was Reynolds American Inc, an estimated $7.42M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 6.6% of assets, up from 1.6% a quarter earlier, followed by Communication Services and Financials.

Against the trend, Vivaldi Capital Management opened a new position in Johnson & Johnson worth $553K.

  • Vivaldi Capital Management's largest Q3 2017 buy was Johnson & Johnson: 4,257 shares worth $553K.
  • Vivaldi Capital Management added most to Eaton Vance Municipal Bond Fund II in Q3 2017, an estimated $159K increase.
  • Vivaldi Capital Management's biggest Q3 2017 reduction was Vanguard Intermediate-Term Corporate Bond ETF, cutting an estimated $261K.
  • Vivaldi Capital Management fully exited Reynolds American Inc in Q3 2017, selling an estimated $7.42M.
  • Vivaldi Capital Management's ten largest holdings make up 23% of its $23.3M portfolio in Q3 2017.
  • Vivaldi Capital Management opened 41 new positions and closed 57 in Q3 2017.
  • Vivaldi Capital Management's portfolio value fell 56% quarter-over-quarter to $23.3M.

Based on Vivaldi Capital Management's 13F filing for Q3 2017, filed 13 Nov 2017.