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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+6.54%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$343M
AUM Growth
+$9.34M
Cap. Flow
-$6.94M
Cap. Flow %
-2.02%
Top 10 Hldgs %
32.04%
Holding
236
New
17
Increased
64
Reduced
112
Closed
16

Top Buys

Rank Stock Value
1
LENZ
LENZ Therapeutics
LENZ
+$1.22M
2
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$1.12M
3
SCHF icon
Schwab International Equity ETF
SCHF
+$909K
4
FBTC icon
Fidelity Wise Origin Bitcoin Fund
FBTC
+$895K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$701K

Top Sells

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$1.4M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.14M
3
COIN icon
Coinbase
COIN
+$957K
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$867K
5
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$746K

Sector Composition

Rank Sector Weight
1 Technology 7.72%
2 Healthcare 3.57%
3 Financials 3.29%
4 Real Estate 2.91%
5 Consumer Discretionary 2.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVG icon
51
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.7B
$1.56M 0.45%
130,134
-18,018
-12% -$214K
PRAA icon
52
PRA Group
PRAA
$755M
$1.55M 0.45%
58,636
-27
-0% -$658
MYD
53
DELISTED
BlackRock MuniYield Fund
MYD
$1.54M 0.45%
143,129
-23,648
-14% -$257K
PML
54
PIMCO Municipal Income Fund II
PML
$493M
$1.54M 0.45%
185,509
-26,246
-12% -$221K
MVT
55
DELISTED
BlackRock MuniVest Fund II
MVT
$1.54M 0.45%
143,140
-20,242
-12% -$218K
MQY icon
56
BlackRock MuniYield Quality Fund
MQY
$817M
$1.54M 0.45%
126,782
-17,812
-12% -$218K
ISD
57
PGIM High Yield Bond Fund
ISD
$419M
$1.53M 0.45%
120,881
-17,187
-12% -$219K
BTZ icon
58
BlackRock Credit Allocation Income Trust
BTZ
$956M
$1.52M 0.44%
145,675
+104,186
+251% +$1.12M
HALO icon
59
Halozyme
HALO
$12.2B
$1.51M 0.44%
35,078
– –
VNQ icon
60
Vanguard Real Estate ETF
VNQ
$39B
$1.42M 0.42%
17,190
+193
+1% +$16.5K
KTF
61
DWS Municipal Income Trust
KTF
$352M
$1.38M 0.4%
145,690
-19,797
-12% -$178K
DNP icon
62
DNP Select Income Fund
DNP
$4.09B
$1.37M 0.4%
152,219
– –
VIG icon
63
Vanguard Dividend Appreciation ETF
VIG
$114B
$1.35M 0.4%
7,479
-441
-6% -$77.5K
TMO icon
64
Thermo Fisher Scientific
TMO
$220B
$1.35M 0.39%
2,272
+247
+12% +$139K
SUB icon
65
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$1.34M 0.39%
12,760
-7,105
-36% -$746K
JFR icon
66
Nuveen Floating Rate Income Fund
JFR
$1.25B
$1.29M 0.38%
148,066
-20,527
-12% -$175K
BGH
67
Barings Global Short Duration High Yield Fund
BGH
$287M
$1.29M 0.38%
90,140
-12,523
-12% -$176K
IYH icon
68
iShares US Healthcare ETF
IYH
$3.54B
$1.28M 0.37%
21,318
+3,138
+17% +$189K
IWM icon
69
iShares Russell 2000 ETF
IWM
$83B
$1.27M 0.37%
6,225
+218
+4% +$43.5K
JQC icon
70
Nuveen Credit Strategies Income Fund
JQC
$711M
$1.27M 0.37%
223,805
-20,710
-8% -$112K
ABBV icon
71
AbbVie
ABBV
$435B
$1.27M 0.37%
7,885
-1,876
-19% -$323K
MMU
72
Western Asset Managed Municipals Fund
MMU
$554M
$1.25M 0.36%
122,614
-17,345
-12% -$177K
AWF
73
AllianceBernstein Global High Income Fund
AWF
$872M
$1.25M 0.36%
118,899
-6,456
-5% -$67K
IWR icon
74
iShares Russell Mid-Cap ETF
IWR
$57.4B
$1.25M 0.36%
15,109
-7
-0% -$555
IQI icon
75
Invesco Quality Municipal Securities
IQI
$534M
$1.24M 0.36%
129,927
-19,172
-13% -$183K
1 2
3
4 5

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Vivaldi Capital Management's Q1 2024 Portfolio in Review

As of Q1 2024, Vivaldi Capital Management held 236 positions worth $343M, up 2.8% from $333M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Vivaldi Capital Management's Q1 2024 filing shows 17 new, 64 increased, 112 reduced and 16 closed positions. Its largest new stake was LENZ Therapeutics: 58,752 shares worth $924K. The largest sale was Oracle, an estimated $1.4M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, down from 8.9% a quarter earlier, followed by Healthcare and Financials.

  • Vivaldi Capital Management's largest Q1 2024 buy was LENZ Therapeutics: 58,752 shares worth $924K.
  • Vivaldi Capital Management added most to BlackRock Credit Allocation Income Trust in Q1 2024, an estimated $1.12M increase.
  • Vivaldi Capital Management's biggest Q1 2024 reduction was Oracle, cutting an estimated $1.4M.
  • Vivaldi Capital Management fully exited PGIM Ultra Short Bond ETF in Q1 2024, selling an estimated $867K.
  • Vivaldi Capital Management's ten largest holdings make up 32% of its $343M portfolio in Q1 2024.
  • Vivaldi Capital Management opened 17 new positions and closed 16 in Q1 2024.
  • Vivaldi Capital Management's portfolio value rose 2.8% quarter-over-quarter to $343M.

Based on Vivaldi Capital Management's 13F filing for Q1 2024, filed 15 May 2024.