We are live on ! Find out more
VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
-4.01%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$306M
AUM Growth
-$18.5M
Cap. Flow
-$4.98M
Cap. Flow %
-1.63%
Top 10 Hldgs %
30.35%
Holding
208
New
8
Increased
95
Reduced
62
Closed
15

Top Buys

Rank Stock Value
1
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$2.55M
2
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$2.54M
3
MQY icon
BlackRock MuniYield Quality Fund
MQY
+$2.53M
4
SCHH icon
Schwab US REIT ETF
SCHH
+$1.19M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$917K

Top Sells

Rank Stock Value
1
AWF
AllianceBernstein Global High Income Fund
AWF
+$3.62M
2
ISD
PGIM High Yield Bond Fund
ISD
+$3.18M
3
NTRL
First Trust Equity Market Neutral ETF
NTRL
+$2.64M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.38M
5
BGH
Barings Global Short Duration High Yield Fund
BGH
+$1.35M

Sector Composition

Rank Sector Weight
1 Technology 6.32%
2 Healthcare 3.4%
3 Consumer Discretionary 3.27%
4 Real Estate 2.85%
5 Financials 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VNQ icon
51
Vanguard Real Estate ETF
VNQ
$39B
$1.93M 0.63%
25,521
+2,491
+11% +$205K
SCHE icon
52
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$1.88M 0.62%
78,718
+8,915
+13% +$221K
FNDF icon
53
Schwab Fundamental International Large Company Index ETF
FNDF
$25.5B
$1.87M 0.61%
59,073
-1,946
-3% -$63.1K
SCHM icon
54
Schwab US Mid-Cap ETF
SCHM
$15.1B
$1.85M 0.6%
81,786
+9,096
+13% +$216K
IEFA icon
55
iShares Core MSCI EAFE ETF
IEFA
$196B
$1.48M 0.48%
22,992
+1,119
+5% +$74.9K
AMZN icon
56
Amazon
AMZN
$2.96T
$1.47M 0.48%
11,601
+1,054
+10% +$141K
NVDA icon
57
NVIDIA
NVDA
$5.42T
$1.47M 0.48%
33,710
+3,500
+12% +$157K
FNDE icon
58
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.81B
$1.46M 0.48%
55,647
-1,019
-2% -$27.4K
ABBV icon
59
AbbVie
ABBV
$435B
$1.35M 0.44%
9,089
+205
+2% +$30.1K
HALO icon
60
Halozyme
HALO
$12.2B
$1.34M 0.44%
35,078
– –
IMCV icon
61
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.16B
$1.28M 0.42%
21,123
-543
-3% -$34.7K
GOOGL icon
62
Alphabet (Google) Class A
GOOGL
$4.33T
$1.27M 0.42%
9,733
+401
+4% +$51.9K
UNH icon
63
UnitedHealth
UNH
$370B
$1.25M 0.41%
2,483
-78
-3% -$38.4K
LLY icon
64
Eli Lilly
LLY
$1.06T
$1.23M 0.4%
2,286
+73
+3% +$37.6K
MINT icon
65
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$1.2M 0.39%
11,999
+4,581
+62% +$457K
NTRL
66
First Trust Equity Market Neutral ETF
NTRL
$16.2M
$1.2M 0.39%
59,400
-131,291
-69% -$2.64M
VIG icon
67
Vanguard Dividend Appreciation ETF
VIG
$114B
$1.19M 0.39%
7,632
-61
-0.8% -$9.89K
BA icon
68
Boeing
BA
$185B
$1.17M 0.38%
6,117
+43
+0.7% +$9.41K
XOM icon
69
ExxonMobil
XOM
$634B
$1.16M 0.38%
9,899
+355
+4% +$38.9K
BRK.B icon
70
Berkshire Hathaway Class B
BRK.B
$1.13T
$1.16M 0.38%
3,322
+140
+4% +$49.7K
PRAA icon
71
PRA Group
PRAA
$755M
$1.13M 0.37%
58,682
+46
+0.1% +$967
TMO icon
72
Thermo Fisher Scientific
TMO
$220B
$1.12M 0.37%
2,222
-185
-8% -$98.6K
IWM icon
73
iShares Russell 2000 ETF
IWM
$83B
$1.1M 0.36%
6,244
– –
SCHH icon
74
Schwab US REIT ETF
SCHH
$11.4B
$1.1M 0.36%
+61,818
New +$1.19M
IDEV icon
75
iShares Core MSCI International Developed Markets ETF
IDEV
$32.6B
$1.04M 0.34%
17,837
– –
1 2
3
4 5

Similar funds

AGAM
Avalon Global Asset Management San Francisco, California $724M AUM 52.97% 1-Year Est. Return
PPW
Pasadena Private Wealth Pasadena, California $723M AUM 18.72% 1-Year Est. Return
TFHU
TLT Family Holdco ULC Toronto $724M AUM 24.23% 1-Year Est. Return
FAN
Financial Advisors Network Tustin, California $724M AUM 14.91% 1-Year Est. Return
ZDA
Zweig-DiMenna Associates New York $722M AUM 97.69% 1-Year Est. Return
FIS
FCPM III Services Naarden, Netherlands $722M AUM 73.61% 1-Year Est. Return
F
FIFTHDELTA London, United Kingdom $725M AUM 11.7% 1-Year Est. Return
TC
Torno Capital Cohasset, Massachusetts $725M AUM 62.71% 1-Year Est. Return

Vivaldi Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Vivaldi Capital Management held 208 positions worth $306M, down 5.7% from $324M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Vivaldi Capital Management's Q3 2023 filing shows 8 new, 95 increased, 62 reduced and 15 closed positions. Its largest new stake was Nuveen Municipal Credit Income Fund: 225,525 shares worth $2.35M. The largest sale was AllianceBernstein Global High Income Fund, an estimated $3.62M.

By sector, the portfolio is most concentrated in Technology at 6.3% of assets, down from 6.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Vivaldi Capital Management's largest Q3 2023 buy was Nuveen Municipal Credit Income Fund: 225,525 shares worth $2.35M.
  • Vivaldi Capital Management added most to iShares 1-3 Year Treasury Bond ETF in Q3 2023, an estimated $917K increase.
  • Vivaldi Capital Management's biggest Q3 2023 reduction was PGIM High Yield Bond Fund, cutting an estimated $3.18M.
  • Vivaldi Capital Management fully exited AllianceBernstein Global High Income Fund in Q3 2023, selling an estimated $3.62M.
  • Vivaldi Capital Management's ten largest holdings make up 30% of its $306M portfolio in Q3 2023.
  • Vivaldi Capital Management opened 8 new positions and closed 15 in Q3 2023.
  • Vivaldi Capital Management's portfolio value fell 5.7% quarter-over-quarter to $306M.

Based on Vivaldi Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.