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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+5.24%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$403M
AUM Growth
+$32.9M
Cap. Flow
+$19M
Cap. Flow %
4.7%
Top 10 Hldgs %
25.16%
Holding
252
New
30
Increased
119
Reduced
60
Closed
10

Top Buys

Rank Stock Value
1
IBTD
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
+$5.85M
2
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$5.48M
3
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$3.42M
4
BBAG icon
JPMorgan BetaBuilders US Aggregate Bond ETF
BBAG
+$3.35M
5
FMB icon
First Trust Managed Municipal ETF
FMB
+$2.61M

Top Sells

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$3.98M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.53M
3
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$3.44M
4
AOMR
Angel Oak Mortgage REIT
AOMR
+$3.25M
5
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$1.26M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Real Estate 4.36%
3 Financials 3.42%
4 Healthcare 3.31%
5 Consumer Discretionary 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DNP icon
51
DNP Select Income Fund
DNP
$4.08B
$2.45M 0.61%
214,831
+9,248
+4% +$101K
VTV icon
52
Vanguard Morningstar Value ETF
VTV
$191B
$2.45M 0.61%
17,233
+2,245
+15% +$309K
ITOT icon
53
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
$2.33M 0.58%
27,114
-502
-2% -$42.8K
VO icon
54
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$2.23M 0.55%
42,784
-7,056
-14% -$359K
IWR icon
55
iShares Russell Mid-Cap ETF
IWR
$57.4B
$2.23M 0.55%
32,242
+133
+0.4% +$8.97K
VB icon
56
Vanguard Morningstar Small-Cap ETF
VB
$82.4B
$2.18M 0.54%
11,571
+314
+3% +$58.2K
VWO icon
57
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$2.17M 0.54%
52,709
-9,845
-16% -$375K
IWD icon
58
iShares Russell 1000 Value ETF
IWD
$83.7B
$2.16M 0.54%
13,949
-6,084
-30% -$911K
PFE icon
59
Pfizer
PFE
$151B
$2.15M 0.53%
44,374
+2,272
+5% +$109K
MLPA icon
60
Global X MLP ETF
MLPA
$2.28B
$2.15M 0.53%
50,653
-3,638
-7% -$152K
GOOG icon
61
Alphabet (Google) Class C
GOOG
$4.33T
$2.1M 0.52%
23,701
+5,618
+31% +$536K
BRK.B icon
62
Berkshire Hathaway Class B
BRK.B
$1.12T
$2.06M 0.51%
6,528
+65
+1% +$19.3K
PRAA icon
63
PRA Group
PRAA
$782M
$2.05M 0.51%
58,636
– –
IWM icon
64
iShares Russell 2000 ETF
IWM
$82.9B
$2M 0.5%
11,243
+2
+0% +$356
VNQ icon
65
Vanguard Real Estate ETF
VNQ
$39.1B
$1.98M 0.49%
23,425
+18,144
+344% +$1.5M
HALO icon
66
Halozyme
HALO
$11.9B
$1.9M 0.47%
+34,478
New +$1.77M
SPEM icon
67
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$1.89M 0.47%
54,192
-21,835
-29% -$707K
KLDW
68
DELISTED
Knowledge Leaders Developed World ETF
KLDW
$1.87M 0.46%
50,439
-59
-0.1% -$2.11K
BA icon
69
Boeing
BA
$183B
$1.86M 0.46%
8,936
+36
+0.4% +$5.89K
ICF icon
70
iShares Select U.S. REIT ETF
ICF
$2.1B
$1.82M 0.45%
32,543
-300
-0.9% -$16.4K
SCHA icon
71
Schwab U.S Small- Cap ETF
SCHA
$23.1B
$1.72M 0.43%
82,912
+418
+0.5% +$8.57K
ABBV icon
72
AbbVie
ABBV
$432B
$1.64M 0.41%
10,136
+206
+2% +$31.6K
SCHE icon
73
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$1.61M 0.4%
64,325
-6,209
-9% -$145K
SCHM icon
74
Schwab US Mid-Cap ETF
SCHM
$15.1B
$1.5M 0.37%
66,219
-486
-0.7% -$10.7K
FNDF icon
75
Schwab Fundamental International Large Company Index ETF
FNDF
$25.4B
$1.47M 0.36%
48,486
+4,171
+9% +$117K
1 2
3
4 5

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Vivaldi Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Vivaldi Capital Management held 252 positions worth $403M, up 8.9% from $370M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Vivaldi Capital Management deployed $19M of net new capital in Q4 2022, opening 30 new positions and adding to 119 existing holdings. Its largest new stake was iShares iBonds Dec 2023 Term Treasury ETF: 236,509 shares worth $5.85M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, down from 4.9% a quarter earlier, followed by Real Estate and Financials.

On the sell side, the largest reduction was Schwab Short-Term US Treasury ETF, an estimated $3.98M trimmed.

  • Vivaldi Capital Management's largest Q4 2022 buy was iShares iBonds Dec 2023 Term Treasury ETF: 236,509 shares worth $5.85M.
  • Vivaldi Capital Management added most to Vanguard Real Estate ETF in Q4 2022, an estimated $1.5M increase.
  • Vivaldi Capital Management's biggest Q4 2022 reduction was Schwab Short-Term US Treasury ETF, cutting an estimated $3.98M.
  • Vivaldi Capital Management fully exited iShares Core MSCI Emerging Markets ETF in Q4 2022, selling an estimated $520K.
  • Vivaldi Capital Management's ten largest holdings make up 25% of its $403M portfolio in Q4 2022.
  • Vivaldi Capital Management opened 30 new positions and closed 10 in Q4 2022.
  • Vivaldi Capital Management's portfolio value rose 8.9% quarter-over-quarter to $403M.

Based on Vivaldi Capital Management's 13F filing for Q4 2022, filed 14 Feb 2023.