We are live on ! Find out more
VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+5.83%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$432M
AUM Growth
-$30M
Cap. Flow
-$50.7M
Cap. Flow %
-11.75%
Top 10 Hldgs %
39.14%
Holding
349
New
14
Increased
84
Reduced
63
Closed
141

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$4.69M
2
CMF icon
iShares California Muni Bond ETF
CMF
+$2.97M
3
BA icon
Boeing
BA
+$2.03M
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$1.07M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$817K

Top Sells

Rank Stock Value
1
MUI
BlackRock Municipal Income Fund, Inc.
MUI
+$6.07M
2
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$5.49M
3
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$4.69M
4
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$4.45M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$4.1M

Sector Composition

Rank Sector Weight
1 Technology 5.27%
2 Consumer Discretionary 3.99%
3 Financials 3.53%
4 Healthcare 2.65%
5 Communication Services 1.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VT icon
51
Vanguard Total World Stock ETF
VT
$79.1B
$2.04M 0.47%
18,950
-1,887
-9% -$201K
AWF
52
AllianceBernstein Global High Income Fund
AWF
$872M
$2.01M 0.47%
165,428
-16,269
-9% -$199K
GOOG icon
53
Alphabet (Google) Class C
GOOG
$4.36T
$1.96M 0.45%
13,540
-460
-3% -$66.5K
SCHA icon
54
Schwab U.S Small- Cap ETF
SCHA
$22.8B
$1.94M 0.45%
75,780
+2,028
+3% +$52.5K
BA icon
55
Boeing
BA
$184B
$1.94M 0.45%
+9,625
New +$2.03M
IWF icon
56
iShares Russell 1000 Growth ETF
IWF
$127B
$1.88M 0.44%
24,636
+4
+0% +$297
MLPA icon
57
Global X MLP ETF
MLPA
$2.28B
$1.83M 0.42%
52,269
+691
+1% +$24.8K
VIG icon
58
Vanguard Dividend Appreciation ETF
VIG
$114B
$1.77M 0.41%
10,307
+617
+6% +$102K
BRK.B icon
59
Berkshire Hathaway Class B
BRK.B
$1.13T
$1.76M 0.41%
5,904
+312
+6% +$89.4K
DHI icon
60
D.R. Horton
DHI
$40.8B
$1.67M 0.39%
15,433
-2,316
-13% -$223K
TMO icon
61
Thermo Fisher Scientific
TMO
$214B
$1.62M 0.38%
2,432
+3
+0.1% +$1.87K
SCHM icon
62
Schwab US Mid-Cap ETF
SCHM
$14.9B
$1.59M 0.37%
59,511
+1,863
+3% +$49.7K
IEFA icon
63
iShares Core MSCI EAFE ETF
IEFA
$194B
$1.56M 0.36%
20,929
– –
BFZ
64
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$1.52M 0.35%
104,525
-1,987
-2% -$29K
GE icon
65
GE Aerospace
GE
$389B
$1.51M 0.35%
25,608
-3,362
-12% -$211K
UNH icon
66
UnitedHealth
UNH
$367B
$1.4M 0.33%
2,795
+406
+17% +$184K
LYFT icon
67
Lyft
LYFT
$6.19B
$1.35M 0.31%
31,714
-1,694
-5% -$79.3K
ABBV icon
68
AbbVie
ABBV
$431B
$1.35M 0.31%
9,996
+20
+0.2% +$2.36K
JNJ icon
69
Johnson & Johnson
JNJ
$619B
$1.21M 0.28%
7,081
+1,468
+26% +$240K
NBW
70
DELISTED
Neuberger Berman California Municipal Fund Inc.
NBW
$1.2M 0.28%
85,916
-3,672
-4% -$51.1K
AAXJ icon
71
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.74B
$1.19M 0.28%
14,443
+1,073
+8% +$91.4K
HD icon
72
Home Depot
HD
$349B
$1.15M 0.27%
2,779
+557
+25% +$212K
ACN icon
73
Accenture
ACN
$105B
$1.12M 0.26%
2,705
+5
+0.2% +$1.82K
ABT icon
74
Abbott
ABT
$187B
$1.11M 0.26%
7,882
-73
-0.9% -$9.34K
GOOGL icon
75
Alphabet (Google) Class A
GOOGL
$4.38T
$1.11M 0.26%
7,640
-460
-6% -$66.3K
1 2
3
4 5

Similar funds

FFM
FengHe Fund Management Singapore $724M AUM 196.18% 1-Year Est. Return
AGAM
Avalon Global Asset Management San Francisco, California $724M AUM 52.97% 1-Year Est. Return
PPW
Pasadena Private Wealth Pasadena, California $723M AUM 18.72% 1-Year Est. Return
TFHU
TLT Family Holdco ULC Toronto $724M AUM 24.23% 1-Year Est. Return
FAN
Financial Advisors Network Tustin, California $724M AUM 14.91% 1-Year Est. Return
ZDA
Zweig-DiMenna Associates New York $722M AUM 97.69% 1-Year Est. Return
FIS
FCPM III Services Naarden, Netherlands $722M AUM 73.61% 1-Year Est. Return
F
FIFTHDELTA London, United Kingdom $725M AUM 11.7% 1-Year Est. Return

Vivaldi Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Vivaldi Capital Management held 349 positions worth $432M, down 6.5% from $462M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Vivaldi Capital Management withdrew a net $50.7M in Q4 2021, closing 141 positions and reducing 63 holdings. Its most notable exit was Angel Oak Financial Strategies Income Term Trust, an estimated $5.49M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.3% of assets, up from 4.2% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Vivaldi Capital Management opened a new position in Boeing worth $1.94M.

  • Vivaldi Capital Management's largest Q4 2021 buy was Boeing: 9,625 shares worth $1.94M.
  • Vivaldi Capital Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2021, an estimated $4.69M increase.
  • Vivaldi Capital Management's biggest Q4 2021 reduction was BlackRock Municipal Income Fund, Inc., cutting an estimated $6.07M.
  • Vivaldi Capital Management fully exited Angel Oak Financial Strategies Income Term Trust in Q4 2021, selling an estimated $5.49M.
  • Vivaldi Capital Management's ten largest holdings make up 39% of its $432M portfolio in Q4 2021.
  • Vivaldi Capital Management opened 14 new positions and closed 141 in Q4 2021.
  • Vivaldi Capital Management's portfolio value fell 6.5% quarter-over-quarter to $432M.

Based on Vivaldi Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.