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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+4.66%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$498M
AUM Growth
-$7.4M
Cap. Flow
-$22.3M
Cap. Flow %
-4.48%
Top 10 Hldgs %
36.8%
Holding
388
New
29
Increased
47
Reduced
164
Closed
43

Top Buys

Rank Stock Value
1
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$8.98M
2
LAZR
Luminar Technologies
LAZR
+$5.94M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.87M
4
PRAH
PRA Health Sciences, Inc.
PRAH
+$1.18M
5
ALXN
Alexion Pharmaceuticals
ALXN
+$948K

Top Sells

Rank Stock Value
1
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$4.24M
2
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$3.6M
3
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$3.49M
4
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$3.32M
5
IIM icon
Invesco Value Municipal Income Trust
IIM
+$3.21M

Sector Composition

Rank Sector Weight
1 Technology 4.36%
2 Financials 4.17%
3 Consumer Discretionary 3.45%
4 Healthcare 2.25%
5 Communication Services 1.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHE icon
51
Schwab Emerging Markets Equity ETF
SCHE
$12.6B
$2.16M 0.43%
69,537
+156
+0.2% +$5.06K
NAD icon
52
Nuveen Quality Municipal Income Fund
NAD
$2.73B
$2.1M 0.42%
129,917
-224,185
-63% -$3.49M
NEA icon
53
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$2.1M 0.42%
132,618
-218,547
-62% -$3.32M
ICF icon
54
iShares Select U.S. REIT ETF
ICF
$2.1B
$1.98M 0.4%
28,792
-137
-0.5% -$8.61K
GE icon
55
GE Aerospace
GE
$383B
$1.98M 0.4%
3,782
-23,763
-86% -$1.59M
DNP icon
56
DNP Select Income Fund
DNP
$4.06B
$1.96M 0.39%
182,354
+5,586
+3% +$57.7K
GOOG icon
57
Alphabet (Google) Class C
GOOG
$4.56T
$1.94M 0.39%
14,000
-2,380
-15% -$284K
PFE icon
58
Pfizer
PFE
$143B
$1.87M 0.38%
38,644
-256
-0.7% -$9.96K
SCHA icon
59
Schwab U.S Small- Cap ETF
SCHA
$22.7B
$1.8M 0.36%
70,716
+1,596
+2% +$40.8K
IWD icon
60
iShares Russell 1000 Value ETF
IWD
$82.6B
$1.79M 0.36%
10,984
+1
+0% +$158
LYFT icon
61
Lyft
LYFT
$6.22B
$1.78M 0.36%
33,408
– –
IWF icon
62
iShares Russell 1000 Growth ETF
IWF
$124B
$1.75M 0.35%
24,632
+4
+0% +$258
DHI icon
63
D.R. Horton
DHI
$41B
$1.74M 0.35%
17,749
-2,107
-11% -$198K
MLPA icon
64
Global X MLP ETF
MLPA
$2.29B
$1.73M 0.35%
49,900
+1,310
+3% +$48.2K
VIG icon
65
Vanguard Dividend Appreciation ETF
VIG
$112B
$1.62M 0.33%
10,020
-543
-5% -$83.3K
IEFA icon
66
iShares Core MSCI EAFE ETF
IEFA
$191B
$1.62M 0.33%
20,929
-68
-0.3% -$5.13K
BFZ
67
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$1.61M 0.32%
107,261
-3,241
-3% -$47.7K
BRK.B icon
68
Berkshire Hathaway Class B
BRK.B
$1.11T
$1.61M 0.32%
5,583
-721
-11% -$201K
EVM
69
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$1.58M 0.32%
131,041
-4,351
-3% -$51.5K
CMF icon
70
iShares California Muni Bond ETF
CMF
$4.58B
$1.54M 0.31%
24,617
-964
-4% -$60.3K
SCHM icon
71
Schwab US Mid-Cap ETF
SCHM
$14.7B
$1.44M 0.29%
54,663
+807
+1% +$20.8K
TMO icon
72
Thermo Fisher Scientific
TMO
$212B
$1.36M 0.27%
2,507
+3
+0.1% +$1.42K
MYC
73
DELISTED
Blackrock Muni Yield California Fund, Inc.
MYC
$1.34M 0.27%
86,049
-3,047
-3% -$46.4K
NBW
74
DELISTED
Neuberger Berman California Municipal Fund Inc.
NBW
$1.32M 0.27%
90,214
-3,675
-4% -$52.2K
ARKK icon
75
ARK Innovation ETF
ARKK
$5.84B
$1.21M 0.24%
10,103
-254
-2% -$29.6K
1 2
3
4 5

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TFHU
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Vivaldi Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Vivaldi Capital Management held 388 positions worth $498M, down 1.5% from $506M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Vivaldi Capital Management withdrew a net $22.3M in Q2 2021, closing 43 positions and reducing 164 holdings. Its most notable exit was Eaton Vance Limited Duration Income Fund, an estimated $4.24M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.4% of assets, up from 3.9% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Vivaldi Capital Management opened a new position in Luminar Technologies worth $4.65M.

  • Vivaldi Capital Management's largest Q2 2021 buy was Luminar Technologies: 18,000 shares worth $4.65M.
  • Vivaldi Capital Management added most to iShares Short-Term National Muni Bond ETF in Q2 2021, an estimated $8.98M increase.
  • Vivaldi Capital Management's biggest Q2 2021 reduction was Angel Oak Financial Strategies Income Term Trust, cutting an estimated $3.6M.
  • Vivaldi Capital Management fully exited Eaton Vance Limited Duration Income Fund in Q2 2021, selling an estimated $4.24M.
  • Vivaldi Capital Management's ten largest holdings make up 37% of its $498M portfolio in Q2 2021.
  • Vivaldi Capital Management opened 29 new positions and closed 43 in Q2 2021.
  • Vivaldi Capital Management's portfolio value fell 1.5% quarter-over-quarter to $498M.

Based on Vivaldi Capital Management's 13F filing for Q2 2021, filed 16 Aug 2021.