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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+5.9%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$450M
AUM Growth
-$30.1M
Cap. Flow
-$43.5M
Cap. Flow %
-9.66%
Top 10 Hldgs %
35.15%
Holding
321
New
55
Increased
44
Reduced
134
Closed
40

Top Buys

Rank Stock Value
1
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$6.46M
2
NEE icon
NextEra Energy
NEE
+$1.67M
3
IAU icon
iShares Gold Trust
IAU
+$1.47M
4
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$1.14M
5
ARKO icon
ARKO Corp
ARKO
+$771K

Top Sells

Rank Stock Value
1
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$22.9M
2
META icon
Meta Platforms (Facebook)
META
+$5.22M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.26M
4
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$2.59M
5
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$1.82M

Sector Composition

Rank Sector Weight
1 Technology 4.57%
2 Financials 3.23%
3 Healthcare 2.41%
4 Consumer Discretionary 2.04%
5 Communication Services 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRAA icon
51
PRA Group
PRAA
$755M
$2.36M 0.52%
61,336
– –
IWM icon
52
iShares Russell 2000 ETF
IWM
$83B
$2.32M 0.51%
13,360
-326
-2% -$49K
VB icon
53
Vanguard Morningstar Small-Cap ETF
VB
$82.4B
$2.28M 0.51%
13,026
+822
+7% +$126K
GOOG icon
54
Alphabet (Google) Class C
GOOG
$4.32T
$2.2M 0.49%
24,780
+2,960
+14% +$226K
IWR icon
55
iShares Russell Mid-Cap ETF
IWR
$57.4B
$2.1M 0.47%
32,962
– –
KLDW
56
DELISTED
Knowledge Leaders Developed World ETF
KLDW
$2.02M 0.45%
50,240
-49,628
-50% -$1.82M
BYM
57
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$2.01M 0.45%
140,051
-26,462
-16% -$377K
GLPI icon
58
Gaming and Leisure Properties
GLPI
$12.8B
$1.93M 0.43%
46,329
-20,881
-31% -$760K
DNP icon
59
DNP Select Income Fund
DNP
$4.09B
$1.79M 0.4%
172,916
+1,000
+0.6% +$10.6K
SCHE icon
60
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$1.74M 0.39%
59,492
-1,153
-2% -$30.8K
PFE icon
61
Pfizer
PFE
$153B
$1.73M 0.39%
47,329
-1,605
-3% -$56.3K
GLD icon
62
SPDR Gold Trust
GLD
$141B
$1.61M 0.36%
9,083
+742
+9% +$133K
CMF icon
63
iShares California Muni Bond ETF
CMF
$4.62B
$1.6M 0.36%
25,594
-2,925
-10% -$183K
ICF icon
64
iShares Select U.S. REIT ETF
ICF
$2.09B
$1.59M 0.35%
29,056
+94
+0.3% +$4.86K
EVM
65
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$1.56M 0.35%
135,303
-14,334
-10% -$165K
BRK.B icon
66
Berkshire Hathaway Class B
BRK.B
$1.13T
$1.54M 0.34%
6,790
+13
+0.2% +$2.66K
MLPA icon
67
Global X MLP ETF
MLPA
$2.26B
$1.54M 0.34%
62,267
+271
+0.4% +$6.9K
BFZ
68
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$1.5M 0.33%
111,528
-13,583
-11% -$184K
TMO icon
69
Thermo Fisher Scientific
TMO
$220B
$1.49M 0.33%
3,039
-134
-4% -$55.4K
IEFA icon
70
iShares Core MSCI EAFE ETF
IEFA
$196B
$1.46M 0.32%
22,316
-922
-4% -$55.6K
IWF icon
71
iShares Russell 1000 Growth ETF
IWF
$128B
$1.45M 0.32%
25,624
– –
VIG icon
72
Vanguard Dividend Appreciation ETF
VIG
$114B
$1.43M 0.32%
10,399
-5,185
-33% -$652K
VT icon
73
Vanguard Total World Stock ETF
VT
$79.8B
$1.38M 0.31%
15,822
+2,639
+20% +$212K
AAXJ icon
74
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.77B
$1.37M 0.31%
16,292
– –
SCHA icon
75
Schwab U.S Small- Cap ETF
SCHA
$23.1B
$1.32M 0.29%
67,072
-680
-1% -$11.7K
1 2
3
4 5

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Vivaldi Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Vivaldi Capital Management held 321 positions worth $450M, down 6.3% from $480M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Vivaldi Capital Management withdrew a net $43.5M in Q3 2020, closing 40 positions and reducing 134 holdings. Its most notable exit was Eaton Vance Municipal Bond Fund, an estimated $1.61M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4.4% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Vivaldi Capital Management opened a new position in iShares Short-Term National Muni Bond ETF worth $6.45M.

  • Vivaldi Capital Management's largest Q3 2020 buy was iShares Short-Term National Muni Bond ETF: 59,718 shares worth $6.45M.
  • Vivaldi Capital Management added most to NextEra Energy in Q3 2020, an estimated $1.67M increase.
  • Vivaldi Capital Management's biggest Q3 2020 reduction was Angel Oak Financial Strategies Income Term Trust, cutting an estimated $22.9M.
  • Vivaldi Capital Management fully exited Eaton Vance Municipal Bond Fund in Q3 2020, selling an estimated $1.61M.
  • Vivaldi Capital Management's ten largest holdings make up 35% of its $450M portfolio in Q3 2020.
  • Vivaldi Capital Management opened 55 new positions and closed 40 in Q3 2020.
  • Vivaldi Capital Management's portfolio value fell 6.3% quarter-over-quarter to $450M.

Based on Vivaldi Capital Management's 13F filing for Q3 2020, filed 16 Nov 2020.