We are live on ! Find out more
VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
-8.3%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$232M
AUM Growth
+$44.8M
Cap. Flow
+$62.7M
Cap. Flow %
27.03%
Top 10 Hldgs %
38.97%
Holding
231
New
86
Increased
72
Reduced
31
Closed
31

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.34M
2
FPA icon
First Trust Asia Pacific ex-Japan AlphaDEX Fund
FPA
+$6.74M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$6.44M
4
IBDL
iShares iBonds Dec 2020 Term Corporate ETF
IBDL
+$3.82M
5
IBDK
iShares iBonds Dec 2019 Term Corporate ETF
IBDK
+$3.57M

Top Sells

Rank Stock Value
1
VAM
Vivaldi Opportunities Fund
VAM
+$11.2M
2
RILY icon
BRC Group Holdings
RILY
+$5.66M
3
COL
Rockwell Collins
COL
+$2.23M
4
PF
Pinnacle Foods, Inc.
PF
+$2.06M
5
AET
Aetna Inc
AET
+$2.02M

Sector Composition

Rank Sector Weight
1 Financials 3.73%
2 Healthcare 2.72%
3 Technology 2.14%
4 Communication Services 2.14%
5 Energy 1.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOO icon
51
Vanguard S&P 500 ETF
VOO
$979B
$1.2M 0.52%
5,227
+691
+15% +$171K
IWD icon
52
iShares Russell 1000 Value ETF
IWD
$82.2B
$1.18M 0.51%
10,612
+8,683
+450% +$1.04M
EIM
53
Eaton Vance Municipal Bond Fund
EIM
$491M
$1.14M 0.49%
101,106
+16,216
+19% +$180K
GLPI icon
54
Gaming and Leisure Properties
GLPI
$12.7B
$1.14M 0.49%
35,195
+19,000
+117% +$643K
VKQ icon
55
Invesco Municipal Trust
VKQ
$541M
$1.12M 0.48%
100,449
+14,797
+17% +$164K
CBOE icon
56
Cboe Global Markets
CBOE
$32.5B
$979K 0.42%
10,003
-2,997
-23% -$312K
MSFT icon
57
Microsoft
MSFT
$3.45T
$925K 0.4%
9,110
+5,642
+163% +$604K
DM
58
DELISTED
Dominion Energy Midstream Ptr LP
DM
$917K 0.4%
+50,820
New +$934K
IGSB icon
59
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$882K 0.38%
+17,087
New +$881K
DMB
60
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$194M
$872K 0.38%
73,492
+11,181
+18% +$135K
MUI
61
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$872K 0.38%
68,917
+11,636
+20% +$147K
IQI icon
62
Invesco Quality Municipal Securities
IQI
$522M
$858K 0.37%
76,499
+12,553
+20% +$141K
SCHE icon
63
Schwab Emerging Markets Equity ETF
SCHE
$12.6B
$794K 0.34%
33,755
-8,119
-19% -$197K
IWF icon
64
iShares Russell 1000 Growth ETF
IWF
$121B
$788K 0.34%
+24,084
New +$849K
IEFA icon
65
iShares Core MSCI EAFE ETF
IEFA
$190B
$785K 0.34%
+14,274
New +$837K
BSV icon
66
Vanguard Short-Term Bond ETF
BSV
$44.7B
$777K 0.34%
+9,884
New +$771K
SCHA icon
67
Schwab U.S Small- Cap ETF
SCHA
$22.2B
$726K 0.31%
47,880
-11,320
-19% -$191K
GLD icon
68
SPDR Gold Trust
GLD
$131B
$698K 0.3%
5,757
+345
+6% +$40.1K
SCHM icon
69
Schwab US Mid-Cap ETF
SCHM
$14.5B
$693K 0.3%
43,365
-4,398
-9% -$76.8K
ABBV icon
70
AbbVie
ABBV
$443B
$667K 0.29%
+7,236
New +$636K
T icon
71
AT&T
T
$159B
$658K 0.28%
30,508
+13,075
+75% +$304K
KYN icon
72
Kayne Anderson Energy Infrastructure Fund
KYN
$2.47B
$648K 0.28%
+47,065
New +$754K
SCHF icon
73
Schwab International Equity ETF
SCHF
$66.6B
$640K 0.28%
45,166
-8,296
-16% -$127K
AMZN icon
74
Amazon
AMZN
$2.92T
$635K 0.27%
8,460
+2,580
+44% +$214K
IJR icon
75
iShares Core S&P Small-Cap ETF
IJR
$109B
$632K 0.27%
9,117
+3,183
+54% +$246K
1 2
3
4 5

Similar funds

FFM
FengHe Fund Management Singapore $724M AUM 196.18% 1-Year Est. Return
AGAM
Avalon Global Asset Management San Francisco, California $724M AUM 52.97% 1-Year Est. Return
PPW
Pasadena Private Wealth Pasadena, California $723M AUM 18.72% 1-Year Est. Return
ZAM
Zevin Asset Management Boston, Massachusetts $723M AUM 15.62% 1-Year Est. Return
TFHU
TLT Family Holdco ULC Toronto $724M AUM 24.23% 1-Year Est. Return
FAN
Financial Advisors Network Tustin, California $724M AUM 14.91% 1-Year Est. Return
ZDA
Zweig-DiMenna Associates New York $722M AUM 97.69% 1-Year Est. Return
FIS
FCPM III Services Naarden, Netherlands $722M AUM 73.61% 1-Year Est. Return

Vivaldi Capital Management's Q4 2018 Portfolio in Review

As of Q4 2018, Vivaldi Capital Management held 231 positions worth $232M, up 24% from $187M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Vivaldi Capital Management deployed $62.7M of net new capital in Q4 2018, opening 86 new positions and adding to 72 existing holdings. Its largest new stake was First Trust Asia Pacific ex-Japan AlphaDEX Fund: 237,669 shares worth $6.47M.

By sector, the portfolio is most concentrated in Financials at 3.7% of assets, down from 6.2% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Vivaldi Opportunities Fund, an estimated $11.2M trimmed.

  • Vivaldi Capital Management's largest Q4 2018 buy was First Trust Asia Pacific ex-Japan AlphaDEX Fund: 237,669 shares worth $6.47M.
  • Vivaldi Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q4 2018, an estimated $9.34M increase.
  • Vivaldi Capital Management's biggest Q4 2018 reduction was Vivaldi Opportunities Fund, cutting an estimated $11.2M.
  • Vivaldi Capital Management fully exited BRC Group Holdings in Q4 2018, selling an estimated $5.66M.
  • Vivaldi Capital Management's ten largest holdings make up 39% of its $232M portfolio in Q4 2018.
  • Vivaldi Capital Management opened 86 new positions and closed 31 in Q4 2018.
  • Vivaldi Capital Management's portfolio value rose 24% quarter-over-quarter to $232M.

Based on Vivaldi Capital Management's 13F filing for Q4 2018, filed 13 Feb 2019.