We are live on ! Find out more
VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+1.9%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$187M
AUM Growth
+$65.4M
Cap. Flow
+$62.8M
Cap. Flow %
33.54%
Top 10 Hldgs %
50.01%
Holding
167
New
24
Increased
56
Reduced
44
Closed
22

Top Buys

Rank Stock Value
1
VAM
Vivaldi Opportunities Fund
VAM
+$52M
2
RILY icon
BRC Group Holdings
RILY
+$5.59M
3
PF
Pinnacle Foods, Inc.
PF
+$2.1M
4
AET
Aetna Inc
AET
+$1.95M
5
EGN
Energen
EGN
+$1.2M

Top Sells

Rank Stock Value
1
XL
XL Group Ltd.
XL
+$1.34M
2
VR
Validus Hold Ltd
VR
+$1.29M
3
ANDV
Andeavor
ANDV
+$1.16M
4
RSPP
RSP Permian, Inc.
RSPP
+$1.15M
5
CVRR
CVR Refining, LP
CVRR
+$979K

Sector Composition

Rank Sector Weight
1 Financials 6.17%
2 Technology 2.67%
3 Communication Services 2.1%
4 Real Estate 1.9%
5 Consumer Staples 1.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SEP
51
DELISTED
Spectra Engy Parters Lp
SEP
$865K 0.46%
+24,236
New +$897K
SODA
52
DELISTED
SodaStream International Ltd
SODA
$827K 0.44%
+5,779
New +$696K
GPT
53
DELISTED
Gramercy Property Trust
GPT
$824K 0.44%
30,043
-11,601
-28% -$318K
DMB
54
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$194M
$774K 0.41%
62,311
+4,051
+7% +$50.9K
PNK
55
DELISTED
Pinnacle Entertainment Inc.
PNK
$757K 0.4%
+22,461
New +$758K
MUI
56
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$749K 0.4%
57,281
+4,121
+8% +$54.2K
IQI icon
57
Invesco Quality Municipal Securities
IQI
$522M
$740K 0.4%
63,946
+4,293
+7% +$51.2K
IWR icon
58
iShares Russell Mid-Cap ETF
IWR
$56B
$651K 0.35%
11,808
-4,816
-29% -$264K
GLD icon
59
SPDR Gold Trust
GLD
$131B
$610K 0.33%
5,412
– –
AMZN icon
60
Amazon
AMZN
$2.92T
$589K 0.31%
5,880
-1,000
-15% -$94K
AGG icon
61
iShares Core US Aggregate Bond ETF
AGG
$137B
$578K 0.31%
5,475
+6
+0.1% +$636
NVDA icon
62
NVIDIA
NVDA
$4.86T
$573K 0.31%
81,600
-88,800
-52% -$578K
GLPI icon
63
Gaming and Leisure Properties
GLPI
$12.7B
$571K 0.31%
16,195
+5,000
+45% +$177K
IDV icon
64
iShares International Select Dividend ETF
IDV
$8.45B
$559K 0.3%
17,133
-699
-4% -$22.9K
IJR icon
65
iShares Core S&P Small-Cap ETF
IJR
$109B
$518K 0.28%
5,934
– –
CVX icon
66
Chevron
CVX
$392B
$508K 0.27%
4,158
-241
-5% -$29.2K
NXP icon
67
Nuveen Select Tax-Free Income Portfolio
NXP
$890M
$506K 0.27%
36,387
+2,322
+7% +$32.8K
VPL icon
68
Vanguard FTSE Pacific ETF
VPL
$8.08B
$498K 0.27%
6,998
-193
-3% -$13.4K
JNJ icon
69
Johnson & Johnson
JNJ
$618B
$490K 0.26%
3,547
-312
-8% -$41.5K
VVC
70
DELISTED
Vectren Corporation
VVC
$485K 0.26%
6,784
+1,308
+24% +$93.4K
IAGG icon
71
iShares Core International Aggregate Bond Fund
IAGG
$10.9B
$461K 0.25%
8,810
+8
+0.1% +$420
NXR
72
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$458K 0.24%
32,730
+2,273
+7% +$32.9K
GSG icon
73
iShares S&P GSCI Commodity-Indexed Trust
GSG
$998M
$453K 0.24%
25,000
– –
KTWO
74
DELISTED
K2M Group Holdings, Inc
KTWO
$443K 0.24%
+16,170
New +$379K
T icon
75
AT&T
T
$159B
$442K 0.24%
17,433
+2,504
+17% +$61.3K
1 2
3
4 5

Similar funds

FFM
FengHe Fund Management Singapore $724M AUM 196.18% 1-Year Est. Return
AGAM
Avalon Global Asset Management San Francisco, California $724M AUM 52.97% 1-Year Est. Return
PPW
Pasadena Private Wealth Pasadena, California $723M AUM 18.72% 1-Year Est. Return
ZAM
Zevin Asset Management Boston, Massachusetts $723M AUM 15.62% 1-Year Est. Return
TFHU
TLT Family Holdco ULC Toronto $724M AUM 24.23% 1-Year Est. Return
FAN
Financial Advisors Network Tustin, California $724M AUM 14.91% 1-Year Est. Return
ZDA
Zweig-DiMenna Associates New York $722M AUM 97.69% 1-Year Est. Return
FIS
FCPM III Services Naarden, Netherlands $722M AUM 73.61% 1-Year Est. Return

Vivaldi Capital Management's Q3 2018 Portfolio in Review

As of Q3 2018, Vivaldi Capital Management held 167 positions worth $187M, up 54% from $122M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Vivaldi Capital Management deployed $62.8M of net new capital in Q3 2018, opening 24 new positions and adding to 56 existing holdings. Its largest new stake was Vivaldi Opportunities Fund: 3,474,628 shares worth $51.5M.

By sector, the portfolio is most concentrated in Financials at 6.2% of assets, up from 4% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $870K trimmed.

  • Vivaldi Capital Management's largest Q3 2018 buy was Vivaldi Opportunities Fund: 3,474,628 shares worth $51.5M.
  • Vivaldi Capital Management added most to Rockwell Collins in Q3 2018, an estimated $902K increase.
  • Vivaldi Capital Management's biggest Q3 2018 reduction was iShares Core S&P 500 ETF, cutting an estimated $870K.
  • Vivaldi Capital Management fully exited XL Group Ltd. in Q3 2018, selling an estimated $1.34M.
  • Vivaldi Capital Management's ten largest holdings make up 50% of its $187M portfolio in Q3 2018.
  • Vivaldi Capital Management opened 24 new positions and closed 22 in Q3 2018.
  • Vivaldi Capital Management's portfolio value rose 54% quarter-over-quarter to $187M.

Based on Vivaldi Capital Management's 13F filing for Q3 2018, filed 14 Nov 2018.