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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+3.49%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$23.3M
AUM Growth
-$30.1M
Cap. Flow
-$43.5M
Cap. Flow %
-186.65%
Top 10 Hldgs %
23.02%
Holding
141
New
41
Increased
12
Reduced
16
Closed
57

Top Buys

Rank Stock Value
1
JNJ icon
Johnson & Johnson
JNJ
+$564K
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$559K
3
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$543K
4
VKQ icon
Invesco Municipal Trust
VKQ
+$454K
5
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$446K

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$7.42M
2
NXPI icon
NXP Semiconductors
NXPI
+$6.81M
3
BCR
CR Bard Inc.
BCR
+$5.67M
4
MBLY
Mobileye N.V.
MBLY
+$5.54M
5
PNRA
Panera Bread Co
PNRA
+$5.07M

Sector Composition

Rank Sector Weight
1 Healthcare 6.64%
2 Communication Services 5.45%
3 Financials 5.25%
4 Energy 3.78%
5 Technology 3.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRK icon
51
Merck
MRK
$322B
$252K 1.08%
4,132
+50
+1% +$3.03K
PM icon
52
Philip Morris
PM
$297B
$247K 1.06%
2,228
-400
-15% -$46.6K
IYW icon
53
iShares US Technology ETF
IYW
$23.6B
$240K 1.03%
6,400
– –
NXP icon
54
Nuveen Select Tax-Free Income Portfolio
NXP
$890M
$232K 1%
+15,531
New +$228K
TSLA icon
55
Tesla
TSLA
$1.23T
$227K 0.97%
+9,990
New +$230K
HD icon
56
Home Depot
HD
$331B
$225K 0.97%
1,374
+28
+2% +$4.29K
CMCSA icon
57
Comcast
CMCSA
$85B
$213K 0.91%
+5,529
New +$218K
VYM icon
58
Vanguard High Dividend Yield ETF
VYM
$80.9B
$206K 0.88%
+2,539
New +$201K
RTN
59
DELISTED
Raytheon Company
RTN
$204K 0.88%
+1,095
New +$193K
NFLX icon
60
Netflix
NFLX
$299B
$202K 0.87%
+11,120
New +$194K
AKP
61
DELISTED
Alliance Californa Muni Fd
AKP
$197K 0.85%
+14,284
New +$198K
CEV
62
Eaton Vance California Municipal Income Trust
CEV
$70.7M
$193K 0.83%
+15,439
New +$195K
NXR
63
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$185K 0.79%
+12,188
New +$181K
EXD
64
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
$132K 0.57%
+11,533
New +$133K
EIA
65
DELISTED
Eaton Vance California Municipal Bond II Shares of Ben. Int.
EIA
$132K 0.57%
+10,956
New +$134K
MHF
66
Western Asset Municipal High Income Fund
MHF
$151M
$117K 0.5%
+15,079
New +$114K
TOVX icon
67
Theriva Biologics
TOVX
$9.64M
$89K 0.38%
11
– –
AAPL icon
68
Apple
AAPL
$4.54T
– –
-17,248
Closed -$621
AFB
69
AllianceBernstein National Municipal Income Fund
AFB
$313M
– –
-85,007
Closed -$1.16K
AWF
70
AllianceBernstein Global High Income Fund
AWF
$870M
– –
-52,372
Closed -$678
BSV icon
71
Vanguard Short-Term Bond ETF
BSV
$44.7B
– –
-2,853
Closed -$228
DVY icon
72
iShares Select Dividend ETF
DVY
$23.5B
– –
-35,777
Closed -$3.3K
EFA icon
73
iShares MSCI EAFE ETF
EFA
$78B
– –
-19,040
Closed -$1.24K
EHI
74
Western Asset Global High Income Fund
EHI
$175M
– –
-63,369
Closed -$637
GCV
75
Gabelli Convertible and Income Securities Fund
GCV
$90.9M
– –
-42,723
Closed -$220
1 2
3
4 5

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Vivaldi Capital Management's Q3 2017 Portfolio in Review

As of Q3 2017, Vivaldi Capital Management held 141 positions worth $23.3M, down 56% from $53.4M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Vivaldi Capital Management withdrew a net $43.5M in Q3 2017, closing 57 positions and reducing 16 holdings. Its most notable exit was Reynolds American Inc, an estimated $7.42M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 6.6% of assets, up from 1.6% a quarter earlier, followed by Communication Services and Financials.

Against the trend, Vivaldi Capital Management opened a new position in Johnson & Johnson worth $553K.

  • Vivaldi Capital Management's largest Q3 2017 buy was Johnson & Johnson: 4,257 shares worth $553K.
  • Vivaldi Capital Management added most to Eaton Vance Municipal Bond Fund II in Q3 2017, an estimated $159K increase.
  • Vivaldi Capital Management's biggest Q3 2017 reduction was Vanguard Intermediate-Term Corporate Bond ETF, cutting an estimated $261K.
  • Vivaldi Capital Management fully exited Reynolds American Inc in Q3 2017, selling an estimated $7.42M.
  • Vivaldi Capital Management's ten largest holdings make up 23% of its $23.3M portfolio in Q3 2017.
  • Vivaldi Capital Management opened 41 new positions and closed 57 in Q3 2017.
  • Vivaldi Capital Management's portfolio value fell 56% quarter-over-quarter to $23.3M.

Based on Vivaldi Capital Management's 13F filing for Q3 2017, filed 13 Nov 2017.