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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
-4.01%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$306M
AUM Growth
-$18.5M
Cap. Flow
-$4.98M
Cap. Flow %
-1.63%
Top 10 Hldgs %
30.35%
Holding
208
New
8
Increased
95
Reduced
62
Closed
15

Top Buys

Rank Stock Value
1
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$2.55M
2
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$2.54M
3
MQY icon
BlackRock MuniYield Quality Fund
MQY
+$2.53M
4
SCHH icon
Schwab US REIT ETF
SCHH
+$1.19M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$917K

Top Sells

Rank Stock Value
1
AWF
AllianceBernstein Global High Income Fund
AWF
+$3.62M
2
ISD
PGIM High Yield Bond Fund
ISD
+$3.18M
3
NTRL
First Trust Equity Market Neutral ETF
NTRL
+$2.64M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.38M
5
BGH
Barings Global Short Duration High Yield Fund
BGH
+$1.35M

Sector Composition

Rank Sector Weight
1 Technology 6.32%
2 Healthcare 3.4%
3 Consumer Discretionary 3.27%
4 Real Estate 2.85%
5 Financials 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOO icon
26
Vanguard S&P 500 ETF
VOO
$1.01T
$3.5M 1.15%
8,921
-307
-3% -$126K
MYD
27
DELISTED
BlackRock MuniYield Fund
MYD
$3.48M 1.14%
378,616
+5,520
+1% +$55.9K
IQI icon
28
Invesco Quality Municipal Securities
IQI
$528M
$3.46M 1.13%
412,051
+10,678
+3% +$98.3K
AFB
29
AllianceBernstein National Municipal Income Fund
AFB
$315M
$3.44M 1.12%
368,364
+5,428
+1% +$56.1K
ACWI icon
30
iShares MSCI ACWI ETF
ACWI
$33.4B
$3.43M 1.12%
37,083
+162
+0.4% +$15.5K
VEA icon
31
Vanguard FTSE Developed Markets ETF
VEA
$234B
$3.41M 1.11%
77,969
-748
-1% -$34.2K
MMU
32
Western Asset Managed Municipals Fund
MMU
$548M
$3.05M 1%
341,701
+8,898
+3% +$86.1K
AOMR
33
Angel Oak Mortgage REIT
AOMR
$221M
$2.97M 0.97%
348,474
-46,217
-12% -$419K
VTV icon
34
Vanguard Morningstar Value ETF
VTV
$191B
$2.92M 0.95%
21,137
-5
-0% -$716
KTF
35
DWS Municipal Income Trust
KTF
$351M
$2.88M 0.94%
374,675
-7,428
-2% -$62.4K
KIO
36
KKR Income Opportunities Fund
KIO
$453M
$2.71M 0.89%
226,326
-5,408
-2% -$64.7K
ISD
37
PGIM High Yield Bond Fund
ISD
$420M
$2.55M 0.83%
216,059
-260,266
-55% -$3.18M
NZF icon
38
Nuveen Municipal Credit Income Fund
NZF
$2.42B
$2.35M 0.77%
+225,525
New +$2.55M
NVG icon
39
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.66B
$2.32M 0.76%
+225,431
New +$2.54M
MQY icon
40
BlackRock MuniYield Quality Fund
MQY
$811M
$2.3M 0.75%
+224,779
New +$2.53M
MVT
41
DELISTED
BlackRock MuniVest Fund II
MVT
$2.28M 0.75%
245,819
+5,587
+2% +$57.3K
PML
42
PIMCO Municipal Income Fund II
PML
$485M
$2.21M 0.72%
286,847
+5,590
+2% +$48.8K
GOOG icon
43
Alphabet (Google) Class C
GOOG
$4.4T
$2.12M 0.69%
16,045
-10,589
-40% -$1.38M
SCHA icon
44
Schwab U.S Small- Cap ETF
SCHA
$23B
$2.08M 0.68%
100,256
+9,992
+11% +$219K
SUB icon
45
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$2.07M 0.68%
20,116
-1,421
-7% -$147K
DNP icon
46
DNP Select Income Fund
DNP
$4.03B
$2.05M 0.67%
214,831
– –
VO icon
47
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$2.04M 0.67%
39,268
-92
-0.2% -$5.04K
COIN icon
48
Coinbase
COIN
$39.5B
$2.03M 0.67%
27,102
+4
+0% +$337
BGH
49
Barings Global Short Duration High Yield Fund
BGH
$286M
$2.03M 0.66%
159,874
-101,524
-39% -$1.35M
VB icon
50
Vanguard Morningstar Small-Cap ETF
VB
$81.6B
$1.95M 0.64%
10,306
-111
-1% -$22.1K
1
2
3 4 5

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Vivaldi Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Vivaldi Capital Management held 208 positions worth $306M, down 5.7% from $324M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Vivaldi Capital Management's Q3 2023 filing shows 8 new, 95 increased, 62 reduced and 15 closed positions. Its largest new stake was Nuveen Municipal Credit Income Fund: 225,525 shares worth $2.35M. The largest sale was AllianceBernstein Global High Income Fund, an estimated $3.62M.

By sector, the portfolio is most concentrated in Technology at 6.3% of assets, down from 6.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Vivaldi Capital Management's largest Q3 2023 buy was Nuveen Municipal Credit Income Fund: 225,525 shares worth $2.35M.
  • Vivaldi Capital Management added most to iShares 1-3 Year Treasury Bond ETF in Q3 2023, an estimated $917K increase.
  • Vivaldi Capital Management's biggest Q3 2023 reduction was PGIM High Yield Bond Fund, cutting an estimated $3.18M.
  • Vivaldi Capital Management fully exited AllianceBernstein Global High Income Fund in Q3 2023, selling an estimated $3.62M.
  • Vivaldi Capital Management's ten largest holdings make up 30% of its $306M portfolio in Q3 2023.
  • Vivaldi Capital Management opened 8 new positions and closed 15 in Q3 2023.
  • Vivaldi Capital Management's portfolio value fell 5.7% quarter-over-quarter to $306M.

Based on Vivaldi Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.