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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+5.24%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$403M
AUM Growth
+$32.9M
Cap. Flow
+$19M
Cap. Flow %
4.7%
Top 10 Hldgs %
25.16%
Holding
252
New
30
Increased
119
Reduced
60
Closed
10

Top Buys

Rank Stock Value
1
IBTD
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
+$5.85M
2
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$5.48M
3
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$3.42M
4
BBAG icon
JPMorgan BetaBuilders US Aggregate Bond ETF
BBAG
+$3.35M
5
FMB icon
First Trust Managed Municipal ETF
FMB
+$2.61M

Top Sells

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$3.98M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.53M
3
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$3.44M
4
AOMR
Angel Oak Mortgage REIT
AOMR
+$3.25M
5
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$1.26M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Real Estate 4.36%
3 Financials 3.42%
4 Healthcare 3.31%
5 Consumer Discretionary 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHF icon
26
Schwab International Equity ETF
SCHF
$68.2B
$4.24M 1.05%
252,632
+1,010
+0.4% +$15.8K
MYD
27
DELISTED
BlackRock MuniYield Fund
MYD
$3.97M 0.98%
371,020
+26,286
+8% +$268K
ARDC
28
Are Dynamic Credit Allocation Fund
ARDC
$298M
$3.95M 0.98%
332,300
+32,392
+11% +$383K
IQI icon
29
Invesco Quality Municipal Securities
IQI
$528M
$3.95M 0.98%
396,042
+32,075
+9% +$300K
FPA icon
30
First Trust Asia Pacific ex-Japan AlphaDEX Fund
FPA
$108M
$3.9M 0.97%
145,988
-10,262
-7% -$253K
VEA icon
31
Vanguard FTSE Developed Markets ETF
VEA
$234B
$3.89M 0.97%
89,037
+79
+0.1% +$3.2K
AFB
32
AllianceBernstein National Municipal Income Fund
AFB
$315M
$3.87M 0.96%
360,567
+28,318
+9% +$296K
KTF
33
DWS Municipal Income Trust
KTF
$351M
$3.76M 0.93%
423,437
+28,353
+7% +$240K
VOO icon
34
Vanguard S&P 500 ETF
VOO
$1.01T
$3.76M 0.93%
10,476
-203
-2% -$71.7K
SCHB icon
35
Schwab US Broad Market ETF
SCHB
$44.6B
$3.62M 0.9%
238,770
+3,801
+2% +$57.1K
AWF
36
AllianceBernstein Global High Income Fund
AWF
$876M
$3.56M 0.88%
366,690
+22,635
+7% +$216K
SPIB icon
37
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$3.49M 0.87%
+108,129
New +$3.42M
BBAG icon
38
JPMorgan BetaBuilders US Aggregate Bond ETF
BBAG
$1B
$3.44M 0.85%
+73,366
New +$3.35M
SHY icon
39
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$3.44M 0.85%
42,107
-43,489
-51% -$3.53M
MMU
40
Western Asset Managed Municipals Fund
MMU
$548M
$3.41M 0.85%
329,318
+25,070
+8% +$248K
SCHO icon
41
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$3.4M 0.84%
140,362
-164,924
-54% -$3.98M
BGH
42
Barings Global Short Duration High Yield Fund
BGH
$286M
$3.39M 0.84%
257,614
+21,450
+9% +$274K
PPT
43
Franklin Premier Income Trust
PPT
$327M
$3.38M 0.84%
907,463
+74,947
+9% +$273K
ACWI icon
44
iShares MSCI ACWI ETF
ACWI
$33.4B
$3.37M 0.84%
38,612
+830
+2% +$69.9K
TSLA icon
45
Tesla
TSLA
$1.27T
$3.08M 0.76%
25,677
+3,328
+15% +$630K
IJH icon
46
iShares Core S&P Mid-Cap ETF
IJH
$125B
$3.02M 0.75%
60,875
+100
+0.2% +$4.83K
SUB icon
47
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$3M 0.74%
28,637
-12,197
-30% -$1.26M
PG icon
48
Procter & Gamble
PG
$342B
$2.9M 0.72%
19,049
+125
+0.7% +$17.5K
JPM icon
49
JPMorgan Chase
JPM
$955B
$2.84M 0.7%
20,653
+1,580
+8% +$200K
FMB icon
50
First Trust Managed Municipal ETF
FMB
$2.06B
$2.67M 0.66%
+52,553
New +$2.61M
1
2
3 4 5

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Vivaldi Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Vivaldi Capital Management held 252 positions worth $403M, up 8.9% from $370M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Vivaldi Capital Management deployed $19M of net new capital in Q4 2022, opening 30 new positions and adding to 119 existing holdings. Its largest new stake was iShares iBonds Dec 2023 Term Treasury ETF: 236,509 shares worth $5.85M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, down from 4.9% a quarter earlier, followed by Real Estate and Financials.

On the sell side, the largest reduction was Schwab Short-Term US Treasury ETF, an estimated $3.98M trimmed.

  • Vivaldi Capital Management's largest Q4 2022 buy was iShares iBonds Dec 2023 Term Treasury ETF: 236,509 shares worth $5.85M.
  • Vivaldi Capital Management added most to Vanguard Real Estate ETF in Q4 2022, an estimated $1.5M increase.
  • Vivaldi Capital Management's biggest Q4 2022 reduction was Schwab Short-Term US Treasury ETF, cutting an estimated $3.98M.
  • Vivaldi Capital Management fully exited iShares Core MSCI Emerging Markets ETF in Q4 2022, selling an estimated $520K.
  • Vivaldi Capital Management's ten largest holdings make up 25% of its $403M portfolio in Q4 2022.
  • Vivaldi Capital Management opened 30 new positions and closed 10 in Q4 2022.
  • Vivaldi Capital Management's portfolio value rose 8.9% quarter-over-quarter to $403M.

Based on Vivaldi Capital Management's 13F filing for Q4 2022, filed 14 Feb 2023.