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VCM
Vivaldi Capital Management Portfolio holdings
AUM
$723M
1-Year Est. Return
30.89%
This Fund
S&P 500
This Quarter
Est. Return
+5.83%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$432M
AUM Growth
-$30M
(-6.5%)
Cap. Flow
-$50.7M
Cap. Flow
% of AUM
-11.75%
Top 10 Holdings %
Top 10 Hldgs %
39.14%
Holding
349
New
14
Increased
84
Reduced
63
Closed
141
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$4.69M |
| 2 |
iShares California Muni Bond ETF
CMF
|
+$2.97M |
| 3 |
Boeing
BA
|
+$2.03M |
| 4 |
Vanguard Short-Term Treasury ETF
VGSH
|
+$1.07M |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$817K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MUI
BlackRock Municipal Income Fund, Inc.
MUI
|
+$6.07M |
| 2 |
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
|
+$5.49M |
| 3 |
BlackRock MuniYield Quality Fund III
MYI
|
+$4.69M |
| 4 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$4.45M |
| 5 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$4.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 5.27% |
| 2 | Consumer Discretionary | 3.99% |
| 3 | Financials | 3.53% |
| 4 | Healthcare | 2.65% |
| 5 | Communication Services | 1.66% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
LAZR
26
DELISTED
Luminar Technologies
LAZR
| $4.23M | 0.98% |
16,667
| – | – |
|
27
Schwab International Equity ETF
SCHF
$68.1B
| $4.21M | 0.98% |
216,722
+10,002
| +5% | +$196K |
|
28
iShares Gold Trust
IAU
$63.3B
| $4.07M | 0.94% |
117,013
-9,370
| -7% | -$320K |
|
29
iShares Select Dividend ETF
DVY
$23.8B
| $4.05M | 0.94% |
33,036
-929
| -3% | -$111K |
|
|
ISD
30
PGIM High Yield Bond Fund
ISD
$419M
| $3.71M | 0.86% |
231,083
-20,723
| -8% | -$335K |
|
31
iShares MSCI ACWI ETF
ACWI
$33.4B
| $3.51M | 0.81% |
33,217
-3,342
| -9% | -$349K |
|
32
Vanguard FTSE Emerging Markets ETF
VWO
$123B
| $3.49M | 0.81% |
70,501
+475
| +0.7% | +$24K |
|
33
Vanguard Morningstar Mid-Cap ETF
VO
$109B
| $3.46M | 0.8% |
54,332
-544
| -1% | -$34.1K |
|
34
iShares Core S&P Mid-Cap ETF
IJH
$126B
| $3.22M | 0.75% |
56,880
+3,260
| +6% | +$181K |
|
35
Invesco Senior Income Trust
VVR
$456M
| $3.11M | 0.72% |
718,995
-71,690
| -9% | -$319K |
|
36
PRA Group
PRAA
$672M
| $2.94M | 0.68% |
58,636
| – | – |
|
37
Procter & Gamble
PG
$345B
| $2.8M | 0.65% |
17,118
+1,603
| +10% | +$238K |
|
38
JPMorgan Chase
JPM
$950B
| $2.77M | 0.64% |
17,512
-295
| -2% | -$48.4K |
|
|
KTF
39
DWS Municipal Income Trust
KTF
$350M
| $2.77M | 0.64% |
234,416
-231,660
| -50% | -$2.75M |
|
40
Vanguard Morningstar Small-Cap ETF
VB
$82.3B
| $2.75M | 0.64% |
12,149
-103
| -0.8% | -$23.4K |
|
41
iShares Russell Mid-Cap ETF
IWR
$57.3B
| $2.64M | 0.61% |
31,762
| – | – |
|
|
GHY
42
PGIM Global High Yield Fund
GHY
$481M
| $2.58M | 0.6% |
170,634
-16,203
| -9% | -$249K |
|
43
SPDR Gold Trust
GLD
$132B
| $2.55M | 0.59% |
14,922
+348
| +2% | +$58.4K |
|
44
iShares Russell 2000 ETF
IWM
$83B
| $2.54M | 0.59% |
11,405
-7
| -0.1% | -$1.58K |
|
|
KLDW
45
DELISTED
Knowledge Leaders Developed World ETF
KLDW
| $2.44M | 0.56% |
50,955
+6
| +0% | +$286 |
|
46
iShares Russell 1000 Value ETF
IWD
$83.4B
| $2.35M | 0.54% |
13,967
+2,981
| +27% | +$488K |
|
47
Pfizer
PFE
$145B
| $2.26M | 0.52% |
38,318
-78
| -0.2% | -$3.87K |
|
48
iShares Select U.S. REIT ETF
ICF
$2.1B
| $2.25M | 0.52% |
29,542
+769
| +3% | +$54.3K |
|
49
DNP Select Income Fund
DNP
$4.05B
| $2.13M | 0.49% |
196,183
+13,829
| +8% | +$149K |
|
50
Schwab Emerging Markets Equity ETF
SCHE
$12.8B
| $2.07M | 0.48% |
69,924
+1,773
| +3% | +$54.2K |
|
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ZDA
FIS
Vivaldi Capital Management's Q4 2021 Portfolio in Review
As of Q4 2021, Vivaldi Capital Management held 349 positions worth $432M, down 6.5% from $462M the previous quarter. Its ten largest holdings account for 39% of the portfolio.
Vivaldi Capital Management withdrew a net $50.7M in Q4 2021, closing 141 positions and reducing 63 holdings. Its most notable exit was Angel Oak Financial Strategies Income Term Trust, an estimated $5.49M position sold in full.
By sector, the portfolio is most concentrated in Technology at 5.3% of assets, up from 4.2% a quarter earlier, followed by Consumer Discretionary and Financials.
Against the trend, Vivaldi Capital Management opened a new position in Boeing worth $1.94M.
- Vivaldi Capital Management's largest Q4 2021 buy was Boeing: 9,625 shares worth $1.94M.
- Vivaldi Capital Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2021, an estimated $4.69M increase.
- Vivaldi Capital Management's biggest Q4 2021 reduction was BlackRock Municipal Income Fund, Inc., cutting an estimated $6.07M.
- Vivaldi Capital Management fully exited Angel Oak Financial Strategies Income Term Trust in Q4 2021, selling an estimated $5.49M.
- Vivaldi Capital Management's ten largest holdings make up 39% of its $432M portfolio in Q4 2021.
- Vivaldi Capital Management opened 14 new positions and closed 141 in Q4 2021.
- Vivaldi Capital Management's portfolio value fell 6.5% quarter-over-quarter to $432M.
Based on Vivaldi Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.