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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
-0.83%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$462M
AUM Growth
-$36.5M
Cap. Flow
-$24.9M
Cap. Flow %
-5.39%
Top 10 Hldgs %
36.74%
Holding
401
New
56
Increased
41
Reduced
76
Closed
66

Top Buys

Rank Stock Value
1
GE icon
GE Aerospace
GE
+$1.62M
2
ALTA
Altabancorp
ALTA
+$976K
3
CMF icon
iShares California Muni Bond ETF
CMF
+$732K
4
FBC
Flagstar Bancorp, Inc. New
FBC
+$587K
5
CSOD
Cornerstone OnDemand, Inc.
CSOD
+$582K

Top Sells

Rank Stock Value
1
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$10.4M
2
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$2.06M
3
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$1.9M
4
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$1.89M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.46M

Sector Composition

Rank Sector Weight
1 Financials 5.34%
2 Technology 4.16%
3 Consumer Discretionary 3.39%
4 Healthcare 2.28%
5 Communication Services 1.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITOT icon
26
iShares Core S&P Total US Stock Market ETF
ITOT
$97.4B
$4.23M 0.92%
42,953
+560
+1% +$56.6K
IAU icon
27
iShares Gold Trust
IAU
$65.8B
$4.22M 0.91%
126,383
-510
-0.4% -$17.4K
ISD
28
PGIM High Yield Bond Fund
ISD
$420M
$4.09M 0.89%
251,806
-21,474
-8% -$350K
GLPI icon
29
Gaming and Leisure Properties
GLPI
$12.4B
$4.05M 0.88%
87,347
– –
SCHF icon
30
Schwab International Equity ETF
SCHF
$68.3B
$4M 0.87%
206,720
+5,556
+3% +$111K
LAZR
31
DELISTED
Luminar Technologies
LAZR
$3.9M 0.84%
16,667
-1,333
-7% -$353K
DVY icon
32
iShares Select Dividend ETF
DVY
$23.5B
$3.9M 0.84%
33,965
+145
+0.4% +$16.9K
ACWI icon
33
iShares MSCI ACWI ETF
ACWI
$33.4B
$3.65M 0.79%
36,559
-645
-2% -$66.2K
VVR icon
34
Invesco Senior Income Trust
VVR
$456M
$3.52M 0.76%
790,685
-70,019
-8% -$304K
VWO icon
35
Vanguard FTSE Emerging Markets ETF
VWO
$123B
$3.5M 0.76%
70,026
-1,335
-2% -$69K
MSFT icon
36
Microsoft
MSFT
$3.63T
$3.4M 0.74%
12,045
– –
VO icon
37
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$3.25M 0.7%
54,876
-336
-0.6% -$20.3K
JPM icon
38
JPMorgan Chase
JPM
$956B
$2.92M 0.63%
17,807
-889
-5% -$139K
GHY
39
PGIM Global High Yield Fund
GHY
$480M
$2.88M 0.62%
186,837
-16,806
-8% -$264K
IJH icon
40
iShares Core S&P Mid-Cap ETF
IJH
$126B
$2.82M 0.61%
53,620
– –
VB icon
41
Vanguard Morningstar Small-Cap ETF
VB
$81.8B
$2.68M 0.58%
12,252
-89
-0.7% -$19.8K
IWM icon
42
iShares Russell 2000 ETF
IWM
$82.8B
$2.5M 0.54%
11,412
– –
IWR icon
43
iShares Russell Mid-Cap ETF
IWR
$57B
$2.48M 0.54%
31,762
– –
PRAA icon
44
PRA Group
PRAA
$659M
$2.47M 0.54%
58,636
-2,700
-4% -$108K
GLD icon
45
SPDR Gold Trust
GLD
$137B
$2.39M 0.52%
14,574
-120
-0.8% -$20.1K
KLDW
46
DELISTED
Knowledge Leaders Developed World ETF
KLDW
$2.39M 0.52%
50,949
+700
+1% +$33.5K
VTA
47
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$2.26M 0.49%
193,366
-16,089
-8% -$188K
CMF icon
48
iShares California Muni Bond ETF
CMF
$4.6B
$2.25M 0.49%
36,297
+11,680
+47% +$732K
AWF
49
AllianceBernstein Global High Income Fund
AWF
$877M
$2.23M 0.48%
181,697
-15,827
-8% -$196K
PG icon
50
Procter & Gamble
PG
$339B
$2.17M 0.47%
15,515
+3
+0% +$425
1
2
3 4 5

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Vivaldi Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Vivaldi Capital Management held 401 positions worth $462M, down 7.3% from $498M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Vivaldi Capital Management withdrew a net $24.9M in Q3 2021, closing 66 positions and reducing 76 holdings. Its most notable exit was PRA Health Sciences, Inc., an estimated $1.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.2% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Vivaldi Capital Management opened a new position in Altabancorp worth $1.04M.

  • Vivaldi Capital Management's largest Q3 2021 buy was Altabancorp: 23,547 shares worth $1.04M.
  • Vivaldi Capital Management added most to GE Aerospace in Q3 2021, an estimated $1.62M increase.
  • Vivaldi Capital Management's biggest Q3 2021 reduction was Angel Oak Financial Strategies Income Term Trust, cutting an estimated $10.4M.
  • Vivaldi Capital Management fully exited PRA Health Sciences, Inc. in Q3 2021, selling an estimated $1.17M.
  • Vivaldi Capital Management's ten largest holdings make up 37% of its $462M portfolio in Q3 2021.
  • Vivaldi Capital Management opened 56 new positions and closed 66 in Q3 2021.
  • Vivaldi Capital Management's portfolio value fell 7.3% quarter-over-quarter to $462M.

Based on Vivaldi Capital Management's 13F filing for Q3 2021, filed 16 Nov 2021.