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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+4.66%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$498M
AUM Growth
-$7.4M
Cap. Flow
-$22.3M
Cap. Flow %
-4.48%
Top 10 Hldgs %
36.8%
Holding
388
New
29
Increased
47
Reduced
164
Closed
43

Top Buys

Rank Stock Value
1
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$8.98M
2
LAZR
Luminar Technologies
LAZR
+$5.94M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.87M
4
PRAH
PRA Health Sciences, Inc.
PRAH
+$1.18M
5
ALXN
Alexion Pharmaceuticals
ALXN
+$948K

Top Sells

Rank Stock Value
1
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$4.24M
2
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$3.6M
3
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$3.49M
4
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$3.32M
5
IIM icon
Invesco Value Municipal Income Trust
IIM
+$3.21M

Sector Composition

Rank Sector Weight
1 Technology 4.36%
2 Financials 4.17%
3 Consumer Discretionary 3.45%
4 Healthcare 2.25%
5 Communication Services 1.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ISD
26
PGIM High Yield Bond Fund
ISD
$415M
$4.44M 0.89%
273,280
-38,219
-12% -$613K
VOO icon
27
Vanguard S&P 500 ETF
VOO
$979B
$4.43M 0.89%
10,805
+197
+2% +$75.6K
ITOT icon
28
iShares Core S&P Total US Stock Market ETF
ITOT
$94.3B
$4.33M 0.87%
42,393
+2,655
+7% +$255K
IAU icon
29
iShares Gold Trust
IAU
$62.9B
$4.3M 0.86%
126,893
+6,400
+5% +$221K
GLPI icon
30
Gaming and Leisure Properties
GLPI
$12.7B
$4.22M 0.85%
87,347
– –
SCHF icon
31
Schwab International Equity ETF
SCHF
$66.6B
$4.06M 0.82%
201,164
-1,776
-0.9% -$35.1K
DVY icon
32
iShares Select Dividend ETF
DVY
$23.5B
$4.04M 0.81%
33,820
– –
ACWI icon
33
iShares MSCI ACWI ETF
ACWI
$32.9B
$3.86M 0.77%
37,204
-304
-0.8% -$30.3K
VVR icon
34
Invesco Senior Income Trust
VVR
$457M
$3.72M 0.75%
860,704
-120,000
-12% -$512K
VWO icon
35
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$3.67M 0.74%
71,361
-1,113
-2% -$59.3K
MSFT icon
36
Microsoft
MSFT
$3.45T
$3.53M 0.71%
12,045
-1,238
-9% -$315K
VO icon
37
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$3.37M 0.68%
55,212
+344
+0.6% +$19.9K
GHY
38
PGIM Global High Yield Fund
GHY
$478M
$3.23M 0.65%
203,643
-27,282
-12% -$419K
JPM icon
39
JPMorgan Chase
JPM
$935B
$2.99M 0.6%
18,696
-1,327
-7% -$208K
IJH icon
40
iShares Core S&P Mid-Cap ETF
IJH
$122B
$2.93M 0.59%
53,620
– –
VB icon
41
Vanguard Morningstar Small-Cap ETF
VB
$79.5B
$2.76M 0.55%
12,341
-591
-5% -$131K
IWR icon
42
iShares Russell Mid-Cap ETF
IWR
$56B
$2.57M 0.52%
31,762
– –
IWM icon
43
iShares Russell 2000 ETF
IWM
$79.8B
$2.52M 0.51%
11,412
+2
+0% +$450
VTA
44
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$2.48M 0.5%
209,455
-28,785
-12% -$334K
AWF
45
AllianceBernstein Global High Income Fund
AWF
$870M
$2.46M 0.49%
197,524
-27,667
-12% -$335K
GLD icon
46
SPDR Gold Trust
GLD
$131B
$2.44M 0.49%
14,694
+48
+0.3% +$8.16K
PRAA icon
47
PRA Group
PRAA
$663M
$2.42M 0.49%
61,336
– –
KLDW
48
DELISTED
Knowledge Leaders Developed World ETF
KLDW
$2.41M 0.48%
50,249
– –
PG icon
49
Procter & Gamble
PG
$336B
$2.23M 0.45%
15,512
-1,046
-6% -$142K
VT icon
50
Vanguard Total World Stock ETF
VT
$77.1B
$2.2M 0.44%
20,792
+1,957
+10% +$200K
1
2
3 4 5

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Vivaldi Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Vivaldi Capital Management held 388 positions worth $498M, down 1.5% from $506M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Vivaldi Capital Management withdrew a net $22.3M in Q2 2021, closing 43 positions and reducing 164 holdings. Its most notable exit was Eaton Vance Limited Duration Income Fund, an estimated $4.24M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.4% of assets, up from 3.9% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Vivaldi Capital Management opened a new position in Luminar Technologies worth $4.65M.

  • Vivaldi Capital Management's largest Q2 2021 buy was Luminar Technologies: 18,000 shares worth $4.65M.
  • Vivaldi Capital Management added most to iShares Short-Term National Muni Bond ETF in Q2 2021, an estimated $8.98M increase.
  • Vivaldi Capital Management's biggest Q2 2021 reduction was Angel Oak Financial Strategies Income Term Trust, cutting an estimated $3.6M.
  • Vivaldi Capital Management fully exited Eaton Vance Limited Duration Income Fund in Q2 2021, selling an estimated $4.24M.
  • Vivaldi Capital Management's ten largest holdings make up 37% of its $498M portfolio in Q2 2021.
  • Vivaldi Capital Management opened 29 new positions and closed 43 in Q2 2021.
  • Vivaldi Capital Management's portfolio value fell 1.5% quarter-over-quarter to $498M.

Based on Vivaldi Capital Management's 13F filing for Q2 2021, filed 16 Aug 2021.