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VCM
Vivaldi Capital Management Portfolio holdings
AUM
$723M
1-Year Est. Return
30.89%
This Fund
S&P 500
This Quarter
Est. Return
+5.9%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$450M
AUM Growth
-$30.1M
(-6.3%)
Cap. Flow
-$43.5M
Cap. Flow
% of AUM
-9.66%
Top 10 Holdings %
Top 10 Hldgs %
35.15%
Holding
321
New
55
Increased
44
Reduced
134
Closed
40
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Short-Term National Muni Bond ETF
SUB
|
+$6.46M |
| 2 |
NextEra Energy
NEE
|
+$1.67M |
| 3 |
iShares Gold Trust
IAU
|
+$1.47M |
| 4 |
iShares Core S&P Total US Stock Market ETF
ITOT
|
+$1.14M |
| 5 |
ARKO Corp
ARKO
|
+$771K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
|
+$22.9M |
| 2 |
Meta Platforms (Facebook)
META
|
+$5.22M |
| 3 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$3.26M |
| 4 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$2.59M |
| 5 |
KLDW
Knowledge Leaders Developed World ETF
KLDW
|
+$1.82M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 4.57% |
| 2 | Financials | 3.23% |
| 3 | Healthcare | 2.41% |
| 4 | Consumer Discretionary | 2.04% |
| 5 | Communication Services | 1.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
Schwab US Broad Market ETF
SCHB
$44.5B
| $4.17M | 0.93% |
291,804
-37,866
| -11% | -$498K |
|
|
27
iShares Gold Trust
IAU
$66B
| $4.11M | 0.91% |
114,251
+40,341
| +55% | +$1.47M |
|
28
Nuveen Floating Rate Income Fund
JFR
$1.24B
| $3.92M | 0.87% |
470,603
-58,345
| -11% | -$475K |
|
29
Tesla
TSLA
$1.26T
| $3.77M | 0.84% |
27,720
-8,220
| -23% | -$971K |
|
30
Microsoft
MSFT
$3.71T
| $3.65M | 0.81% |
16,882
+725
| +4% | +$152K |
|
31
Vanguard S&P 500 ETF
VOO
$1.01T
| $3.65M | 0.81% |
11,105
-204
| -2% | -$62.1K |
|
|
GHY
32
PGIM Global High Yield Fund
GHY
$481M
| $3.52M | 0.78% |
261,182
-25,347
| -9% | -$337K |
|
33
Vanguard FTSE Emerging Markets ETF
VWO
$123B
| $3.42M | 0.76% |
72,613
-3,266
| -4% | -$142K |
|
34
Schwab US Large- Cap ETF
SCHX
$73.9B
| $3.26M | 0.72% |
226,578
-1,614
| -0.7% | -$21.4K |
|
35
iShares MSCI ACWI ETF
ACWI
$33.3B
| $3.18M | 0.71% |
37,011
-6,054
| -14% | -$479K |
|
36
iShares Select Dividend ETF
DVY
$23.5B
| $3.11M | 0.69% |
33,849
-2,339
| -6% | -$195K |
|
37
Schwab International Equity ETF
SCHF
$68B
| $3.08M | 0.68% |
180,614
+4,994
| +3% | +$78.4K |
|
38
Vanguard Morningstar Mid-Cap ETF
VO
$108B
| $3M | 0.67% |
62,024
-1,796
| -3% | -$78.3K |
|
39
Invesco Quality Municipal Securities
IQI
$530M
| $2.97M | 0.66% |
238,094
-41,102
| -15% | -$508K |
|
40
Invesco Value Municipal Income Trust
IIM
$591M
| $2.97M | 0.66% |
196,434
-34,178
| -15% | -$510K |
|
|
41
iShares Core S&P Total US Stock Market ETF
ITOT
$97.1B
| $2.88M | 0.64% |
35,380
+15,217
| +75% | +$1.14M |
|
42
Lyft
LYFT
$6.19B
| $2.72M | 0.6% |
72,464
| – | – |
|
|
AWF
43
AllianceBernstein Global High Income Fund
AWF
$872M
| $2.71M | 0.6% |
252,964
-23,371
| -8% | -$248K |
|
|
VTA
44
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
| $2.62M | 0.58% |
268,825
-26,770
| -9% | -$243K |
|
45
Procter & Gamble
PG
$342B
| $2.62M | 0.58% |
18,151
-78
| -0.4% | -$10.4K |
|
|
SABA
46
Saba Capital Income & Opportunities Fund II
SABA
$224M
| $2.47M | 0.55% |
236,594
-21,474
| -8% | -$232K |
|
47
JPMorgan Chase
JPM
$947B
| $2.46M | 0.55% |
21,597
-678
| -3% | -$66.6K |
|
|
EFR
48
Eaton Vance Senior Floating-Rate Fund
EFR
$315M
| $2.42M | 0.54% |
190,693
-20,178
| -10% | -$235K |
|
49
iShares Core S&P Mid-Cap ETF
IJH
$125B
| $2.41M | 0.54% |
57,110
-140
| -0.2% | -$5.23K |
|
|
RSF
50
RiverNorth Capital and Income Fund
RSF
$58.8M
| $2.41M | 0.53% |
165,110
-12,901
| -7% | -$188K |
|
Similar funds
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AGAM
PPW
TFHU
FAN
ZDA
FIS
F
Vivaldi Capital Management's Q3 2020 Portfolio in Review
As of Q3 2020, Vivaldi Capital Management held 321 positions worth $450M, down 6.3% from $480M the previous quarter. Its ten largest holdings account for 35% of the portfolio.
Vivaldi Capital Management withdrew a net $43.5M in Q3 2020, closing 40 positions and reducing 134 holdings. Its most notable exit was Eaton Vance Municipal Bond Fund, an estimated $1.61M position sold in full.
By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4.4% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Vivaldi Capital Management opened a new position in iShares Short-Term National Muni Bond ETF worth $6.45M.
- Vivaldi Capital Management's largest Q3 2020 buy was iShares Short-Term National Muni Bond ETF: 59,718 shares worth $6.45M.
- Vivaldi Capital Management added most to NextEra Energy in Q3 2020, an estimated $1.67M increase.
- Vivaldi Capital Management's biggest Q3 2020 reduction was Angel Oak Financial Strategies Income Term Trust, cutting an estimated $22.9M.
- Vivaldi Capital Management fully exited Eaton Vance Municipal Bond Fund in Q3 2020, selling an estimated $1.61M.
- Vivaldi Capital Management's ten largest holdings make up 35% of its $450M portfolio in Q3 2020.
- Vivaldi Capital Management opened 55 new positions and closed 40 in Q3 2020.
- Vivaldi Capital Management's portfolio value fell 6.3% quarter-over-quarter to $450M.
Based on Vivaldi Capital Management's 13F filing for Q3 2020, filed 16 Nov 2020.