VCM

Vivaldi Capital Management Portfolio holdings

AUM $666M
1-Year Return 16.32%
This Quarter Return
-8.3%
1 Year Return
+16.32%
3 Year Return
+52.24%
5 Year Return
+71.27%
10 Year Return
–
AUM
$232M
AUM Growth
+$44.8M
Cap. Flow
+$59M
Cap. Flow %
25.43%
Top 10 Hldgs %
38.97%
Holding
231
New
86
Increased
72
Reduced
31
Closed
31

Top Buys

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$8.66M
2
FPA icon
First Trust Asia Pacific ex-Japan AlphaDEX Fund
FPA
$6.47M
3
EFA icon
iShares MSCI EAFE ETF
EFA
$6.06M
4
IBDL
iShares iBonds Dec 2020 Term Corporate ETF
IBDL
$3.82M
5
IBDK
iShares iBonds Dec 2019 Term Corporate ETF
IBDK
$3.57M

Top Sells

1
VAM
Vivaldi Opportunities Fund
VAM
$10.9M
2
RILY icon
B. Riley Financial
RILY
$5.66M
3
COL
Rockwell Collins
COL
$2.23M
4
PF
Pinnacle Foods, Inc.
PF
$2.06M
5
AET
Aetna Inc
AET
$2.02M

Sector Composition

1 Financials 3.73%
2 Healthcare 2.72%
3 Technology 2.14%
4 Communication Services 2.14%
5 Energy 1.06%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IJH icon
26
iShares Core S&P Mid-Cap ETF
IJH
$100B
$2.26M 0.97%
68,000
+60,790
+843% +$2.02M
SPMD icon
27
SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$14.2B
$2.09M 0.9%
71,056
+1,924
+3% +$56.6K
AAPL icon
28
Apple
AAPL
$3.52T
$2.06M 0.89%
52,316
+17,876
+52% +$705K
KLDW
29
DELISTED
Knowledge Leaders Developed World ETF
KLDW
$2.05M 0.88%
+70,405
New +$2.05M
DTF
30
DTF Tax-Free Income 2028 Term Fund
DTF
$79.4M
$1.85M 0.8%
149,555
+20,604
+16% +$255K
JPM icon
31
JPMorgan Chase
JPM
$833B
$1.7M 0.73%
17,374
+15,219
+706% +$1.49M
SHPG
32
DELISTED
Shire pic
SHPG
$1.68M 0.72%
+9,651
New +$1.68M
MHI
33
DELISTED
Pioneer Municipal High Income Fund
MHI
$1.66M 0.72%
151,422
+21,412
+16% +$235K
BRK.B icon
34
Berkshire Hathaway Class B
BRK.B
$1.09T
$1.57M 0.68%
7,686
+3,507
+84% +$716K
SABA
35
Saba Capital Income & Opportunities Fund II
SABA
$259M
$1.47M 0.64%
122,247
+21,080
+21% +$254K
AAXJ icon
36
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$2.84B
$1.45M 0.63%
+22,833
New +$1.45M
GHY
37
PGIM Global High Yield Fund
GHY
$545M
$1.45M 0.62%
112,143
+18,845
+20% +$243K
FLTR icon
38
VanEck IG Floating Rate ETF
FLTR
$2.56B
$1.45M 0.62%
+58,589
New +$1.45M
SPEM icon
39
SPDR Portfolio Emerging Markets ETF
SPEM
$13.1B
$1.4M 0.6%
43,184
+1,572
+4% +$50.9K
HIO
40
Western Asset High Income Opportunity Fund
HIO
$375M
$1.4M 0.6%
318,812
+56,881
+22% +$249K
AWF
41
AllianceBernstein Global High Income Fund
AWF
$970M
$1.38M 0.59%
130,977
+23,542
+22% +$248K
NAD icon
42
Nuveen Quality Municipal Income Fund
NAD
$2.64B
$1.36M 0.59%
108,715
+17,951
+20% +$225K
IWR icon
43
iShares Russell Mid-Cap ETF
IWR
$44.3B
$1.36M 0.59%
29,312
+17,504
+148% +$813K
VLP
44
DELISTED
Valero Energy Partners LP
VLP
$1.34M 0.58%
+31,851
New +$1.34M
VVC
45
DELISTED
Vectren Corporation
VVC
$1.34M 0.58%
18,618
+11,834
+174% +$852K
TFCFA
46
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$1.34M 0.58%
27,761
-3,039
-10% -$146K
NHS
47
Neuberger Berman High Yield Strategies Fund
NHS
$229M
$1.33M 0.58%
137,991
+25,625
+23% +$248K
HIX
48
Western Asset High Income Fund II
HIX
$389M
$1.29M 0.56%
224,371
+39,282
+21% +$226K
SPDW icon
49
SPDR Portfolio Developed World ex-US ETF
SPDW
$29B
$1.27M 0.55%
48,078
-703
-1% -$18.6K
SCHX icon
50
Schwab US Large- Cap ETF
SCHX
$59B
$1.23M 0.53%
123,090
-10,158
-8% -$101K
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