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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+4.32%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$134M
AUM Growth
+$14.7M
Cap. Flow
+$13.3M
Cap. Flow %
9.91%
Top 10 Hldgs %
33.57%
Holding
168
New
26
Increased
67
Reduced
28
Closed
22

Top Buys

Rank Stock Value
1
BUFF
Blue Buffalo Pet Products, Inc
BUFF
+$2.48M
2
CSRA
CSRA Inc.
CSRA
+$2.31M
3
MSCC
Microsemi Corp
MSCC
+$2.07M
4
XL
XL Group Ltd.
XL
+$1.81M
5
VR
Validus Hold Ltd
VR
+$1.57M

Top Sells

Rank Stock Value
1
BWLD
Buffalo Wild Wings, Inc.
BWLD
+$3.25M
2
CUDA
Barracuda Networks, Inc.
CUDA
+$2.26M
3
TEI
Templeton Emerging Markets Income Fund
TEI
+$1.66M
4
RXDX
Ignyta, Inc.
RXDX
+$1.65M
5
RGC
Regal Entertainment Group
RGC
+$1.36M

Sector Composition

Rank Sector Weight
1 Technology 13.98%
2 Financials 4.39%
3 Consumer Staples 3.76%
4 Communication Services 2.71%
5 Healthcare 1.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ISD
26
PGIM High Yield Bond Fund
ISD
$415M
$1.36M 1.01%
95,960
+11,993
+14% +$174K
SPMD icon
27
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.2B
$1.35M 1.01%
40,577
+12,351
+44% +$416K
DST
28
DELISTED
DST Systems Inc.
DST
$1.32M 0.99%
+15,812
New +$1.29M
SCHX icon
29
Schwab US Large- Cap ETF
SCHX
$71.8B
$1.32M 0.98%
125,328
+19,308
+18% +$210K
NVDA icon
30
NVIDIA
NVDA
$4.86T
$1.31M 0.98%
226,600
+960
+0.4% +$5.64K
DTF
31
DTF Tax-Free Income 2028 Term Fund
DTF
$80.3M
$1.27M 0.95%
95,600
+85,459
+843% +$1.16M
MHI
32
DELISTED
Pioneer Municipal High Income Fund
MHI
$1.26M 0.94%
112,141
+14,974
+15% +$172K
CBOE icon
33
Cboe Global Markets
CBOE
$32.5B
$1.25M 0.94%
11,000
+1,000
+10% +$122K
VOO icon
34
Vanguard S&P 500 ETF
VOO
$979B
$1.1M 0.83%
4,567
-1,769
-28% -$444K
GHY
35
PGIM Global High Yield Fund
GHY
$478M
$1.09M 0.81%
+78,334
New +$1.11M
SABA
36
Saba Capital Income & Opportunities Fund II
SABA
$220M
$1.08M 0.8%
84,247
+13,484
+19% +$173K
AAPL icon
37
Apple
AAPL
$4.54T
$1.07M 0.8%
25,640
-2,576
-9% -$111K
AWF
38
AllianceBernstein Global High Income Fund
AWF
$870M
$1.06M 0.79%
89,333
+14,175
+19% +$173K
NAD icon
39
Nuveen Quality Municipal Income Fund
NAD
$2.74B
$1.06M 0.79%
80,749
+29,650
+58% +$396K
HIO
40
Western Asset High Income Opportunity Fund
HIO
$336M
$1.05M 0.78%
217,377
+35,506
+20% +$175K
SCHE icon
41
Schwab Emerging Markets Equity ETF
SCHE
$12.6B
$1.04M 0.78%
36,322
+8,061
+29% +$236K
NHS
42
Neuberger High Yield Strategies Fund Inc
NHS
$251M
$1.03M 0.77%
92,685
+15,397
+20% +$175K
HIX
43
Western Asset High Income Fund II
HIX
$349M
$1.03M 0.77%
+156,367
New +$1.06M
SCHA icon
44
Schwab U.S Small- Cap ETF
SCHA
$22.2B
$970K 0.72%
56,116
+9,696
+21% +$171K
EFA icon
45
iShares MSCI EAFE ETF
EFA
$78B
$922K 0.69%
13,233
– –
EIV
46
DELISTED
Eaton Vance Municipal Bond Fund II
EIV
$911K 0.68%
78,039
+17,855
+30% +$212K
EIM
47
Eaton Vance Municipal Bond Fund
EIM
$491M
$896K 0.67%
75,828
+30,522
+67% +$367K
BGC
48
DELISTED
General Cable Corporation
BGC
$896K 0.67%
30,284
-5,720
-16% -$170K
VKQ icon
49
Invesco Municipal Trust
VKQ
$541M
$895K 0.67%
76,538
+30,589
+67% +$367K
SCHF icon
50
Schwab International Equity ETF
SCHF
$66.6B
$890K 0.66%
52,784
+8,916
+20% +$154K
1
2
3 4 5

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Vivaldi Capital Management's Q1 2018 Portfolio in Review

As of Q1 2018, Vivaldi Capital Management held 168 positions worth $134M, up 12% from $119M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Vivaldi Capital Management deployed $13.3M of net new capital in Q1 2018, opening 26 new positions and adding to 67 existing holdings. Its largest new stake was Blue Buffalo Pet Products, Inc: 68,891 shares worth $2.74M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Consumer Staples.

On the sell side, the largest reduction was Vanguard FTSE Developed Markets ETF, an estimated $469K trimmed.

  • Vivaldi Capital Management's largest Q1 2018 buy was Blue Buffalo Pet Products, Inc: 68,891 shares worth $2.74M.
  • Vivaldi Capital Management added most to DTF Tax-Free Income 2028 Term Fund in Q1 2018, an estimated $1.16M increase.
  • Vivaldi Capital Management's biggest Q1 2018 reduction was Vanguard FTSE Developed Markets ETF, cutting an estimated $469K.
  • Vivaldi Capital Management fully exited Buffalo Wild Wings, Inc. in Q1 2018, selling an estimated $3.25M.
  • Vivaldi Capital Management's ten largest holdings make up 34% of its $134M portfolio in Q1 2018.
  • Vivaldi Capital Management opened 26 new positions and closed 22 in Q1 2018.
  • Vivaldi Capital Management's portfolio value rose 12% quarter-over-quarter to $134M.

Based on Vivaldi Capital Management's 13F filing for Q1 2018, filed 8 May 2018.