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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+7.78%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$119M
AUM Growth
+$95.9M
Cap. Flow
+$91.9M
Cap. Flow %
77.12%
Top 10 Hldgs %
39.9%
Holding
147
New
63
Increased
43
Reduced
14
Closed
5

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$7.86M
2
NXPI icon
NXP Semiconductors
NXPI
+$6.36M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.26M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$5.31M
5
VO icon
Vanguard Morningstar Mid-Cap ETF
VO
+$4.68M

Top Sells

Rank Stock Value
1
DON icon
WisdomTree US MidCap Dividend Fund
DON
+$498K
2
GILD icon
Gilead Sciences
GILD
+$381K
3
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$347K
4
UAL icon
United Airlines
UAL
+$304K
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$183K

Sector Composition

Rank Sector Weight
1 Technology 13.24%
2 Consumer Discretionary 3.59%
3 Financials 2.68%
4 Healthcare 2.49%
5 Communication Services 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MHI
26
DELISTED
Pioneer Municipal High Income Fund
MHI
$1.15M 0.97%
+97,167
New +$1.15M
SCHX icon
27
Schwab US Large- Cap ETF
SCHX
$71.8B
$1.13M 0.95%
106,020
+72,180
+213% +$748K
NVDA icon
28
NVIDIA
NVDA
$4.86T
$1.09M 0.92%
+225,640
New +$1.12M
BGC
29
DELISTED
General Cable Corporation
BGC
$1.07M 0.89%
+36,004
New +$851K
SPY icon
30
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$1.05M 0.88%
+3,942
New +$1.03M
OA
31
DELISTED
Orbital ATK, Inc.
OA
$960K 0.81%
+7,299
New +$969K
AWF
32
AllianceBernstein Global High Income Fund
AWF
$870M
$959K 0.8%
+75,158
New +$961K
EHI
33
Western Asset Global High Income Fund
EHI
$175M
$947K 0.79%
+92,634
New +$937K
BSFT
34
DELISTED
BroadSoft, Inc.
BSFT
$944K 0.79%
+17,192
New +$936K
SPMD icon
35
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.2B
$942K 0.79%
+28,226
New +$925K
EFA icon
36
iShares MSCI EAFE ETF
EFA
$78B
$930K 0.78%
+13,233
New +$920K
SSNI
37
DELISTED
Silver Spring Networks, Inc.
SSNI
$925K 0.78%
+56,968
New +$921K
HIO
38
Western Asset High Income Opportunity Fund
HIO
$336M
$922K 0.77%
+181,871
New +$919K
SABA
39
Saba Capital Income & Opportunities Fund II
SABA
$220M
$914K 0.77%
+70,763
New +$931K
NHS
40
Neuberger High Yield Strategies Fund Inc
NHS
$251M
$909K 0.76%
+77,288
New +$920K
SCHA icon
41
Schwab U.S Small- Cap ETF
SCHA
$22.2B
$809K 0.68%
46,420
+23,072
+99% +$395K
SCHE icon
42
Schwab Emerging Markets Equity ETF
SCHE
$12.6B
$790K 0.66%
28,261
+12,225
+76% +$337K
AGG icon
43
iShares Core US Aggregate Bond ETF
AGG
$137B
$789K 0.66%
+7,220
New +$789K
BV
44
DELISTED
Bazaarvoice, Inc.
BV
$769K 0.65%
+141,085
New +$712K
SCHF icon
45
Schwab International Equity ETF
SCHF
$66.6B
$747K 0.63%
43,868
+18,340
+72% +$312K
EIV
46
DELISTED
Eaton Vance Municipal Bond Fund II
EIV
$741K 0.62%
60,184
+12,294
+26% +$151K
NAD icon
47
Nuveen Quality Municipal Income Fund
NAD
$2.74B
$718K 0.6%
51,099
+11,889
+30% +$167K
BRK.B icon
48
Berkshire Hathaway Class B
BRK.B
$1.1T
$699K 0.59%
3,524
+512
+17% +$97.2K
IWR icon
49
iShares Russell Mid-Cap ETF
IWR
$56B
$672K 0.56%
12,924
+1,676
+15% +$85.1K
GLD icon
50
SPDR Gold Trust
GLD
$131B
$669K 0.56%
+5,412
New +$656K
1
2
3 4 5

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Vivaldi Capital Management's Q4 2017 Portfolio in Review

As of Q4 2017, Vivaldi Capital Management held 147 positions worth $119M, up 412% from $23.3M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Vivaldi Capital Management deployed $91.9M of net new capital in Q4 2017, opening 63 new positions and adding to 43 existing holdings. Its largest new stake was Vanguard Morningstar Total Stock Market ETF: 58,734 shares worth $8.06M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 3.6% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $183K trimmed.

  • Vivaldi Capital Management's largest Q4 2017 buy was Vanguard Morningstar Total Stock Market ETF: 58,734 shares worth $8.06M.
  • Vivaldi Capital Management added most to Schwab US Large- Cap ETF in Q4 2017, an estimated $748K increase.
  • Vivaldi Capital Management's biggest Q4 2017 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $183K.
  • Vivaldi Capital Management fully exited WisdomTree US MidCap Dividend Fund in Q4 2017, selling an estimated $498K.
  • Vivaldi Capital Management's ten largest holdings make up 40% of its $119M portfolio in Q4 2017.
  • Vivaldi Capital Management opened 63 new positions and closed 5 in Q4 2017.
  • Vivaldi Capital Management's portfolio value rose 412% quarter-over-quarter to $119M.

Based on Vivaldi Capital Management's 13F filing for Q4 2017, filed 14 Feb 2018.