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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+3.49%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$23.3M
AUM Growth
-$30.1M
Cap. Flow
-$31.1M
Cap. Flow %
-133.41%
Top 10 Hldgs %
23.02%
Holding
141
New
42
Increased
41
Reduced
–
Closed
57

Top Buys

Rank Stock Value
1
EIV
Eaton Vance Municipal Bond Fund II
EIV
+$609K
2
JNJ icon
Johnson & Johnson
JNJ
+$564K
3
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$559K
4
VPL icon
Vanguard FTSE Pacific ETF
VPL
+$547K
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$545K

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$7.42M
2
NXPI icon
NXP Semiconductors
NXPI
+$6.81M
3
BCR
CR Bard Inc.
BCR
+$5.67M
4
MBLY
Mobileye N.V.
MBLY
+$5.54M
5
PNRA
Panera Bread Co
PNRA
+$5.07M

Sector Composition

Rank Sector Weight
1 Miscellaneous 64.91%
2 Healthcare 6.64%
3 Financials 6.09%
4 Communication Services 5.45%
5 Energy 3.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVM
26
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$390K 1.68%
+32,379
New +$388K
BFZ
27
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$386K 1.66%
+26,634
New +$387K
GILD icon
28
Gilead Sciences
GILD
$183B
$381K 1.64%
4,707
+4,702
+94,040% +$360K
VCIT icon
29
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$68.7B
$376K 1.61%
4,268
+4,261
+60,871% +$375K
GSG icon
30
iShares S&P GSCI Commodity-Indexed Trust
GSG
$1.06B
$373K 1.6%
+25,000
New +$359K
DMB
31
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$183M
$356K 1.53%
+26,600
New +$355K
MUI
32
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$351K 1.51%
+24,772
New +$351K
XLV icon
33
State Street Health Care Select Sector SPDR ETF
XLV
$43.5B
$347K 1.49%
4,247
+4,242
+84,840% +$341K
IQI icon
34
Invesco Quality Municipal Securities
IQI
$512M
$342K 1.47%
+26,693
New +$342K
SCHX icon
35
Schwab US Large- Cap ETF
SCHX
$73B
$339K 1.46%
+33,840
New +$332K
IJH icon
36
iShares Core S&P Mid-Cap ETF
IJH
$121B
$330K 1.42%
9,215
+9,200
+61,333% +$320K
PEP icon
37
PepsiCo
PEP
$183B
$312K 1.34%
2,798
+2,795
+93,167% +$323K
DSI icon
38
iShares MSCI KLD 400 Social ETF
DSI
$5.37B
$307K 1.32%
+6,610
New +$301K
UAL icon
39
United Airlines
UAL
$34.5B
$304K 1.31%
+5,000
New +$333K
DEM icon
40
WisdomTree Emerging Markets High Dividend Fund
DEM
$4.18B
$301K 1.29%
7,000
+6,993
+99,900% +$301K
AMZN icon
41
Amazon
AMZN
$2.65T
$295K 1.27%
6,140
+80
+1% +$3.93K
T icon
42
AT&T
T
$177B
$294K 1.26%
9,945
+9,937
+124,213% +$282K
CSCO icon
43
Cisco
CSCO
$425B
$289K 1.24%
8,588
+8,579
+95,322% +$273K
GOOGL icon
44
Alphabet (Google) Class A
GOOGL
$4.19T
$286K 1.23%
5,880
+380
+7% +$18K
VZ icon
45
Verizon
VZ
$207B
$274K 1.18%
5,532
+5,527
+110,540% +$260K
INTC icon
46
Intel
INTC
$534B
$273K 1.17%
+7,182
New +$255K
PFE icon
47
Pfizer
PFE
$157B
$272K 1.17%
8,031
+8,023
+100,288% +$258K
BND icon
48
Vanguard Total Bond Market
BND
$161B
$269K 1.16%
3,277
+3,272
+65,440% +$268K
WTW icon
49
Willis Towers Watson
WTW
$29.1B
$269K 1.16%
1,741
+1,739
+86,950% +$260K
MSFT icon
50
Microsoft
MSFT
$3.64T
$267K 1.15%
3,580
+3,577
+119,233% +$261K
1
2
3 4 5

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Vivaldi Capital Management's Q3 2017 Portfolio in Review

As of Q3 2017, Vivaldi Capital Management held 141 positions worth $23.3M, down 56% from $53.4M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Vivaldi Capital Management withdrew a net $31.1M in Q3 2017, closing 57 positions. Its most notable exit was Reynolds American Inc, an estimated $7.42M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 65% of assets, up from 0.08% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Vivaldi Capital Management opened a new position in Johnson & Johnson worth $553K.

  • Vivaldi Capital Management's largest Q3 2017 buy was Johnson & Johnson: 4,257 shares worth $553K.
  • Vivaldi Capital Management added most to Eaton Vance Municipal Bond Fund II in Q3 2017, an estimated $609K increase.
  • Vivaldi Capital Management fully exited Reynolds American Inc in Q3 2017, selling an estimated $7.42M.
  • Vivaldi Capital Management's ten largest holdings make up 23% of its $23.3M portfolio in Q3 2017.
  • Vivaldi Capital Management opened 42 new positions and closed 57 in Q3 2017.
  • Vivaldi Capital Management's portfolio value fell 56% quarter-over-quarter to $23.3M.

Based on Vivaldi Capital Management's 13F filing for Q3 2017, filed 13 Nov 2017.