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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+3.49%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$23.3M
AUM Growth
-$30.1M
Cap. Flow
-$43.5M
Cap. Flow %
-186.65%
Top 10 Hldgs %
23.02%
Holding
141
New
41
Increased
12
Reduced
16
Closed
57

Top Buys

Rank Stock Value
1
JNJ icon
Johnson & Johnson
JNJ
+$564K
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$559K
3
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$543K
4
VKQ icon
Invesco Municipal Trust
VKQ
+$454K
5
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$446K

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$7.42M
2
NXPI icon
NXP Semiconductors
NXPI
+$6.81M
3
BCR
CR Bard Inc.
BCR
+$5.67M
4
MBLY
Mobileye N.V.
MBLY
+$5.54M
5
PNRA
Panera Bread Co
PNRA
+$5.07M

Sector Composition

Rank Sector Weight
1 Healthcare 6.64%
2 Communication Services 5.45%
3 Financials 5.25%
4 Energy 3.78%
5 Technology 3.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVM
26
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$390K 1.68%
+32,379
New +$388K
BFZ
27
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$386K 1.66%
+26,634
New +$387K
GILD icon
28
Gilead Sciences
GILD
$162B
$381K 1.64%
4,707
+80
+2% +$6.12K
VCIT icon
29
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$376K 1.61%
4,268
-2,968
-41% -$261K
GSG icon
30
iShares S&P GSCI Commodity-Indexed Trust
GSG
$998M
$373K 1.6%
+25,000
New +$359K
DMB
31
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$194M
$356K 1.53%
+26,600
New +$355K
MUI
32
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$351K 1.51%
+24,772
New +$351K
XLV icon
33
State Street Health Care Select Sector SPDR ETF
XLV
$41.9B
$347K 1.49%
4,247
-788
-16% -$63.3K
IQI icon
34
Invesco Quality Municipal Securities
IQI
$522M
$342K 1.47%
+26,693
New +$342K
SCHX icon
35
Schwab US Large- Cap ETF
SCHX
$71.8B
$339K 1.46%
+33,840
New +$332K
IJH icon
36
iShares Core S&P Mid-Cap ETF
IJH
$122B
$330K 1.42%
9,215
-5,110
-36% -$178K
PEP icon
37
PepsiCo
PEP
$190B
$312K 1.34%
2,798
-93
-3% -$10.7K
DSI icon
38
iShares MSCI KLD 400 Social ETF
DSI
$5.3B
$307K 1.32%
+6,610
New +$301K
UAL icon
39
United Airlines
UAL
$39.4B
$304K 1.31%
+5,000
New +$333K
DEM icon
40
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.9B
$301K 1.29%
7,000
– –
AMZN icon
41
Amazon
AMZN
$2.92T
$295K 1.27%
6,140
+80
+1% +$3.93K
T icon
42
AT&T
T
$159B
$294K 1.26%
9,945
+2,378
+31% +$67.5K
CSCO icon
43
Cisco
CSCO
$457B
$289K 1.24%
8,588
-38
-0.4% -$1.21K
GOOGL icon
44
Alphabet (Google) Class A
GOOGL
$4.36T
$286K 1.23%
5,880
+380
+7% +$18K
VZ icon
45
Verizon
VZ
$195B
$274K 1.18%
5,532
+63
+1% +$2.96K
INTC icon
46
Intel
INTC
$455B
$273K 1.17%
+7,182
New +$255K
PFE icon
47
Pfizer
PFE
$143B
$272K 1.17%
8,031
+80
+1% +$2.57K
BND icon
48
Vanguard Total Bond Market
BND
$157B
$269K 1.16%
3,277
-1,793
-35% -$147K
WTW icon
49
Willis Towers Watson
WTW
$31.2B
$269K 1.16%
1,741
– –
MSFT icon
50
Microsoft
MSFT
$3.45T
$267K 1.15%
3,580
+427
+14% +$31.2K
1
2
3 4 5

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Vivaldi Capital Management's Q3 2017 Portfolio in Review

As of Q3 2017, Vivaldi Capital Management held 141 positions worth $23.3M, down 56% from $53.4M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Vivaldi Capital Management withdrew a net $43.5M in Q3 2017, closing 57 positions and reducing 16 holdings. Its most notable exit was Reynolds American Inc, an estimated $7.42M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 6.6% of assets, up from 1.6% a quarter earlier, followed by Communication Services and Financials.

Against the trend, Vivaldi Capital Management opened a new position in Johnson & Johnson worth $553K.

  • Vivaldi Capital Management's largest Q3 2017 buy was Johnson & Johnson: 4,257 shares worth $553K.
  • Vivaldi Capital Management added most to Eaton Vance Municipal Bond Fund II in Q3 2017, an estimated $159K increase.
  • Vivaldi Capital Management's biggest Q3 2017 reduction was Vanguard Intermediate-Term Corporate Bond ETF, cutting an estimated $261K.
  • Vivaldi Capital Management fully exited Reynolds American Inc in Q3 2017, selling an estimated $7.42M.
  • Vivaldi Capital Management's ten largest holdings make up 23% of its $23.3M portfolio in Q3 2017.
  • Vivaldi Capital Management opened 41 new positions and closed 57 in Q3 2017.
  • Vivaldi Capital Management's portfolio value fell 56% quarter-over-quarter to $23.3M.

Based on Vivaldi Capital Management's 13F filing for Q3 2017, filed 13 Nov 2017.