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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
-0.83%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$462M
AUM Growth
-$36.5M
Cap. Flow
-$24.9M
Cap. Flow %
-5.39%
Top 10 Hldgs %
36.74%
Holding
401
New
56
Increased
41
Reduced
76
Closed
66

Top Buys

Rank Stock Value
1
GE icon
GE Aerospace
GE
+$1.62M
2
ALTA
Altabancorp
ALTA
+$976K
3
CMF icon
iShares California Muni Bond ETF
CMF
+$732K
4
FBC
Flagstar Bancorp, Inc. New
FBC
+$587K
5
CSOD
Cornerstone OnDemand, Inc.
CSOD
+$582K

Top Sells

Rank Stock Value
1
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$10.4M
2
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$2.06M
3
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$1.9M
4
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$1.89M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.46M

Sector Composition

Rank Sector Weight
1 Financials 5.34%
2 Technology 4.16%
3 Consumer Discretionary 3.39%
4 Healthcare 2.28%
5 Communication Services 1.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HCCCU
376
DELISTED
Healthcare Capital Corp. Unit
HCCCU
– –
-15,000
Closed -$150K
NXU.U
377
DELISTED
Novus Capital Corporation II Units, each consisting of one share of Class A common stock and one thi
NXU.U
– –
-11,600
Closed -$117K
ENNVU
378
DELISTED
ECP Environmental Growth Opportunities Corp. Unit
ENNVU
– –
-10,000
Closed -$101K
ENVIU
379
DELISTED
Environmental Impact Acquisition Corp. Unit
ENVIU
– –
-10,000
Closed -$104K
CFFVU
380
DELISTED
CF Acquisition Corp. V Unit
CFFVU
– –
-13,200
Closed -$135K
XPDIU
381
DELISTED
Power & Digital Infrastructure Acquisition Corp. Unit
XPDIU
– –
-15,000
Closed -$152K
EUSG
382
DELISTED
European Sustainable Growth Acquisition Corp. Class A Ordinary Shares
EUSG
– –
-20,000
Closed -$194K
MACQU
383
DELISTED
MCAP Acquisition Corporation Unit
MACQU
– –
-10,000
Closed -$100K
CAI
384
DELISTED
CAI International, Inc.
CAI
– –
-4,987
Closed -$279K
RTPYU
385
DELISTED
Reinvent Technology Partners Y Unit
RTPYU
– –
-15,000
Closed -$151K
QELL
386
DELISTED
Qell Acquisition Corp. Class A Ordinary Shares
QELL
– –
-17,818
Closed -$177K
PFPT
387
DELISTED
Proofpoint, Inc.
PFPT
– –
-5,802
Closed -$1.01M
QTS
388
DELISTED
QTS REALTY TRUST, INC.
QTS
– –
-9,760
Closed -$754K
SAII
389
DELISTED
Software Acquisition Group Inc. II Class A Common Stock
SAII
– –
-30,000
Closed -$299K
BPY
390
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
– –
-44,028
Closed -$834K
HOME
391
DELISTED
At Home Group Inc.
HOME
– –
-21,719
Closed -$800K
ALXN
392
DELISTED
Alexion Pharmaceuticals
ALXN
– –
-5,520
Closed -$1.01M
WORK
393
DELISTED
Slack Technologies, Inc.
WORK
– –
-14,474
Closed -$641K
ALUS
394
DELISTED
Alussa Energy Acquisition Corp
ALUS
– –
-30,308
Closed -$306K
WTRE
395
DELISTED
Watford Holdings Ltd. Common Shares
WTRE
– –
-6,368
Closed -$223K
PRAH
396
DELISTED
PRA Health Sciences, Inc.
PRAH
– –
-7,055
Closed -$1.17M
NAV
397
DELISTED
Navistar International
NAV
– –
-6,052
Closed -$269K
BPFH
398
DELISTED
Boston Private Financial Holdings, Inc.
BPFH
– –
-32,028
Closed -$472K
NRACU
399
DELISTED
Northern Revival Acquisition Corporation Unit
NRACU
– –
-20,601
Closed -$206K
FSNB.U
400
DELISTED
Fusion Acquisition Corp. II Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
FSNB.U
– –
-10,000
Closed -$100K
13 14 15
16
17

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Vivaldi Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Vivaldi Capital Management held 401 positions worth $462M, down 7.3% from $498M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Vivaldi Capital Management withdrew a net $24.9M in Q3 2021, closing 66 positions and reducing 76 holdings. Its most notable exit was PRA Health Sciences, Inc., an estimated $1.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.2% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Vivaldi Capital Management opened a new position in Altabancorp worth $1.04M.

  • Vivaldi Capital Management's largest Q3 2021 buy was Altabancorp: 23,547 shares worth $1.04M.
  • Vivaldi Capital Management added most to GE Aerospace in Q3 2021, an estimated $1.62M increase.
  • Vivaldi Capital Management's biggest Q3 2021 reduction was Angel Oak Financial Strategies Income Term Trust, cutting an estimated $10.4M.
  • Vivaldi Capital Management fully exited PRA Health Sciences, Inc. in Q3 2021, selling an estimated $1.17M.
  • Vivaldi Capital Management's ten largest holdings make up 37% of its $462M portfolio in Q3 2021.
  • Vivaldi Capital Management opened 56 new positions and closed 66 in Q3 2021.
  • Vivaldi Capital Management's portfolio value fell 7.3% quarter-over-quarter to $462M.

Based on Vivaldi Capital Management's 13F filing for Q3 2021, filed 16 Nov 2021.