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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
-0.83%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$462M
AUM Growth
-$36.5M
Cap. Flow
-$24.9M
Cap. Flow %
-5.39%
Top 10 Hldgs %
36.74%
Holding
401
New
56
Increased
41
Reduced
76
Closed
66

Top Buys

Rank Stock Value
1
GE icon
GE Aerospace
GE
+$1.62M
2
ALTA
Altabancorp
ALTA
+$976K
3
CMF icon
iShares California Muni Bond ETF
CMF
+$732K
4
FBC
Flagstar Bancorp, Inc. New
FBC
+$587K
5
CSOD
Cornerstone OnDemand, Inc.
CSOD
+$582K

Top Sells

Rank Stock Value
1
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$10.4M
2
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$2.06M
3
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$1.9M
4
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$1.89M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.46M

Sector Composition

Rank Sector Weight
1 Financials 5.34%
2 Technology 4.16%
3 Consumer Discretionary 3.39%
4 Healthcare 2.28%
5 Communication Services 1.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JWSM.U
351
DELISTED
Jaws Mustang Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-fourth of one redeemable warrant
JWSM.U
– –
-10,000
Closed -$101K
RMGCU
352
DELISTED
RMG Acquisition Corp. III Unit
RMGCU
– –
-15,000
Closed -$150K
SLACU
353
DELISTED
Social Leverage Acquisition Corp I Units, each consisting of one share of Class A common stock and one-fourth of one redeemable warrant
SLACU
– –
-15,000
Closed -$150K
MLAC
354
DELISTED
Malacca Straits Acquisition Company Limited Class A Ordinary Shares
MLAC
– –
-17,122
Closed -$170K
AUD
355
DELISTED
Audacy, Inc.
AUD
– –
-12,600
Closed -$41K
DTEA
356
DELISTED
DAVIDsTEA Inc. Common Stock
DTEA
– –
-30,500
Closed -$118K
TWNI.U
357
DELISTED
Tailwind International Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
TWNI.U
– –
-15,000
Closed -$150K
FTAAU
358
DELISTED
FTAC Athena Acquisition Corp. Unit
FTAAU
– –
-10,000
Closed -$102K
CTAQU
359
DELISTED
Carney Technology Acquisition Corp. II Units
CTAQU
– –
-15,900
Closed -$159K
BIOTU
360
DELISTED
Biotech Acquisition Company Unit
BIOTU
– –
-10,000
Closed -$101K
DLCAU
361
DELISTED
Deep Lake Capital Acquisition Corp. Unit
DLCAU
– –
-12,040
Closed -$122K
FCAX.U
362
DELISTED
Fortress Capital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-fifth of one Warrant
FCAX.U
– –
-12,000
Closed -$120K
FINMU
363
DELISTED
Marlin Technology Corporation Unit
FINMU
– –
-12,000
Closed -$121K
GLBLU
364
DELISTED
Cartesian Growth Corporation Unit
GLBLU
– –
-10,000
Closed -$100K
HCIIU
365
DELISTED
Hudson Executive Investment Corp. II Unit
HCIIU
– –
-15,000
Closed -$149K
COLIU
366
DELISTED
Colicity Inc. Units
COLIU
– –
-20,000
Closed -$201K
CND
367
DELISTED
Concord Acquisition Corp.
CND
– –
-18,000
Closed -$177K
ZWRKU
368
DELISTED
Z-Work Acquisition Corp. Units
ZWRKU
– –
-15,000
Closed -$150K
SWETU
369
DELISTED
Athlon Acquisition Corp. Unit
SWETU
– –
-10,000
Closed -$100K
FVT.U
370
DELISTED
Fortress Value Acquisition Corp. III Units, each consisting of one share of Class A common stock and one-fifth of one Warrant
FVT.U
– –
-14,203
Closed -$142K
TMPMU
371
DELISTED
Turmeric Acquisition Corp. Unit
TMPMU
– –
-10,000
Closed -$101K
SV
372
DELISTED
Spring Valley Acquisition Corp. Class A Ordinary Share
SV
– –
-10,098
Closed -$101K
PPGHU
373
DELISTED
Poema Global Holdings Corp. Unit
PPGHU
– –
-15,000
Closed -$151K
GMBTU
374
DELISTED
Pivotal Holdings Corp Unit
GMBTU
– –
-10,000
Closed -$100K
SPAQ.U
375
DELISTED
Spartan Acquisition Corp. III Units, each consisting of one share of Class A common stock and one-fo
SPAQ.U
– –
-15,000
Closed -$151K
13 14
15
16 17

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Vivaldi Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Vivaldi Capital Management held 401 positions worth $462M, down 7.3% from $498M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Vivaldi Capital Management withdrew a net $24.9M in Q3 2021, closing 66 positions and reducing 76 holdings. Its most notable exit was PRA Health Sciences, Inc., an estimated $1.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.2% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Vivaldi Capital Management opened a new position in Altabancorp worth $1.04M.

  • Vivaldi Capital Management's largest Q3 2021 buy was Altabancorp: 23,547 shares worth $1.04M.
  • Vivaldi Capital Management added most to GE Aerospace in Q3 2021, an estimated $1.62M increase.
  • Vivaldi Capital Management's biggest Q3 2021 reduction was Angel Oak Financial Strategies Income Term Trust, cutting an estimated $10.4M.
  • Vivaldi Capital Management fully exited PRA Health Sciences, Inc. in Q3 2021, selling an estimated $1.17M.
  • Vivaldi Capital Management's ten largest holdings make up 37% of its $462M portfolio in Q3 2021.
  • Vivaldi Capital Management opened 56 new positions and closed 66 in Q3 2021.
  • Vivaldi Capital Management's portfolio value fell 7.3% quarter-over-quarter to $462M.

Based on Vivaldi Capital Management's 13F filing for Q3 2021, filed 16 Nov 2021.