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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+4.66%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$498M
AUM Growth
-$7.4M
Cap. Flow
-$22.3M
Cap. Flow %
-4.48%
Top 10 Hldgs %
36.8%
Holding
388
New
29
Increased
47
Reduced
164
Closed
43

Top Buys

Rank Stock Value
1
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$8.98M
2
LAZR
Luminar Technologies
LAZR
+$5.94M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.87M
4
PRAH
PRA Health Sciences, Inc.
PRAH
+$1.18M
5
ALXN
Alexion Pharmaceuticals
ALXN
+$948K

Top Sells

Rank Stock Value
1
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$4.24M
2
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$3.6M
3
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$3.49M
4
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$3.32M
5
IIM icon
Invesco Value Municipal Income Trust
IIM
+$3.21M

Sector Composition

Rank Sector Weight
1 Technology 4.36%
2 Financials 4.17%
3 Consumer Discretionary 3.45%
4 Healthcare 2.25%
5 Communication Services 1.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GWH icon
351
ESS Tech
GWH
$18.9M
– –
-1,381
Closed -$203K
PPLI
352
People Inc
PPLI
$3.1B
– –
-2,838
Closed -$354K
IIM icon
353
Invesco Value Municipal Income Trust
IIM
$598M
– –
-200,654
Closed -$3.21M
IQI icon
354
Invesco Quality Municipal Securities
IQI
$534M
– –
-27,169
Closed -$356K
JSPR icon
355
Jasper Therapeutics
JSPR
$23.6M
– –
-1,512
Closed -$150K
MKTW icon
356
MarketWise
MKTW
$54M
– –
-593
Closed -$117K
OPFI icon
357
OppFi
OPFI
$803M
– –
-14,781
Closed -$151K
ORGN
358
DELISTED
Origin Materials
ORGN
– –
-467
Closed -$141K
PGJ icon
359
Invesco Golden Dragon China ETF
PGJ
$98.7M
– –
-3,976
Closed -$228K
RSF
360
RiverNorth Capital and Income Fund
RSF
$58.9M
– –
-119,000
Closed -$2.15M
RSVR
361
Reservoir Media
RSVR
$667M
– –
-21,342
Closed -$211K
SCHW
362
Charles Schwab
SCHW
$187B
– –
-3,374
Closed -$247K
SRZN icon
363
Surrozen
SRZN
$297M
– –
-907
Closed -$131K
SST icon
364
System1
SST
$17.5M
– –
-1,785
Closed -$178K
UPS icon
365
United Parcel Service
UPS
$88.9B
– –
-1,039
Closed -$225K
BHIL
366
DELISTED
Benson Hill, Inc.
BHIL
– –
-457
Closed -$162K
INKAU
367
DELISTED
KludeIn I Acquisition Corp. Unit
INKAU
– –
-10,000
Closed -$100K
PACXU
368
DELISTED
Pioneer Merger Corp. Unit
PACXU
– –
-10,000
Closed -$100K
BENE
369
DELISTED
Benessere Capital Acquisition Corp. Class A Common Stock
BENE
– –
-11,760
Closed -$117K
DWIN.U
370
DELISTED
Delwinds Insurance Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-half of one redeemable warrant
DWIN.U
– –
-10,400
Closed -$104K
MUDS
371
DELISTED
Mudrick Capital Acquisition Corporation II Class A Common Stock
MUDS
– –
-20,000
Closed -$196K
EMBK
372
DELISTED
Embark Technology, Inc. Common Stock
EMBK
– –
-750
Closed -$149K
SEAH
373
DELISTED
Sports Entertainment Acquisition Corp.
SEAH
– –
-10,000
Closed -$98K
GIGGU
374
DELISTED
GigCapital4, Inc. Unit
GIGGU
– –
-15,000
Closed -$148K
VOSOU
375
DELISTED
Virtuoso Acquisition Corp. Unit
VOSOU
– –
-10,000
Closed -$99K
12 13 14
15
16

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Vivaldi Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Vivaldi Capital Management held 388 positions worth $498M, down 1.5% from $506M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Vivaldi Capital Management withdrew a net $22.3M in Q2 2021, closing 43 positions and reducing 164 holdings. Its most notable exit was Eaton Vance Limited Duration Income Fund, an estimated $4.24M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.4% of assets, up from 3.9% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Vivaldi Capital Management opened a new position in Luminar Technologies worth $4.65M.

  • Vivaldi Capital Management's largest Q2 2021 buy was Luminar Technologies: 18,000 shares worth $4.65M.
  • Vivaldi Capital Management added most to iShares Short-Term National Muni Bond ETF in Q2 2021, an estimated $8.98M increase.
  • Vivaldi Capital Management's biggest Q2 2021 reduction was Angel Oak Financial Strategies Income Term Trust, cutting an estimated $3.6M.
  • Vivaldi Capital Management fully exited Eaton Vance Limited Duration Income Fund in Q2 2021, selling an estimated $4.24M.
  • Vivaldi Capital Management's ten largest holdings make up 37% of its $498M portfolio in Q2 2021.
  • Vivaldi Capital Management opened 29 new positions and closed 43 in Q2 2021.
  • Vivaldi Capital Management's portfolio value fell 1.5% quarter-over-quarter to $498M.

Based on Vivaldi Capital Management's 13F filing for Q2 2021, filed 16 Aug 2021.