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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+5.83%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$432M
AUM Growth
-$30M
Cap. Flow
-$50.7M
Cap. Flow %
-11.75%
Top 10 Hldgs %
39.14%
Holding
349
New
14
Increased
84
Reduced
63
Closed
141

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$4.69M
2
CMF icon
iShares California Muni Bond ETF
CMF
+$2.97M
3
BA icon
Boeing
BA
+$2.03M
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$1.07M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$817K

Top Sells

Rank Stock Value
1
MUI
BlackRock Municipal Income Fund, Inc.
MUI
+$6.07M
2
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$5.49M
3
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$4.69M
4
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$4.45M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$4.1M

Sector Composition

Rank Sector Weight
1 Technology 5.27%
2 Consumer Discretionary 3.99%
3 Financials 3.53%
4 Healthcare 2.65%
5 Communication Services 1.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BTAQ
326
DELISTED
Burgundy Technology Acquisition Corporation Class A Ordinary shares
BTAQ
– –
-15,488
Closed -$154K
MGLN
327
DELISTED
Magellan Health Services, Inc.
MGLN
– –
-2,569
Closed -$243K
LMRK
328
DELISTED
Landmark Infrastructure Partners LP Common Units
LMRK
– –
-15,011
Closed -$245K
MACQ
329
DELISTED
MCAP Acquisition Corporation Class A Common Stock
MACQ
– –
-29,722
Closed -$293K
ITMR
330
DELISTED
Itamar Medical Ltd. American Depository Shares
ITMR
– –
-7,992
Closed -$242K
YAC
331
DELISTED
Yucaipa Acquisition Corporation Class A Ordinary Shares
YAC
– –
-15,000
Closed -$148K
KSU
332
DELISTED
Kansas City Southern
KSU
– –
-3,052
Closed -$826K
SVOK
333
DELISTED
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
– –
-18,402
Closed -$183K
DGNS
334
DELISTED
Dragoneer Growth Opportunities Corp. II Class A Ordinary Shares
DGNS
– –
-20,549
Closed -$204K
VOSO
335
DELISTED
Virtuoso Acquisition Corp. Class A Common Stock
VOSO
– –
-10,000
Closed -$99K
VTA
336
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
– –
-193,366
Closed -$2.26M
SCR
337
DELISTED
Score Media and Gaming Inc. Class A Subordinate Voting Shares
SCR
– –
-6,423
Closed -$220K
CSOD
338
DELISTED
Cornerstone OnDemand, Inc.
CSOD
– –
-10,722
Closed -$614K
FINS.RT
339
DELISTED
Angel Oak Financial Strategies Income Term Trust Rights (expires October 14, 2021)
FINS.RT
– –
-322,593
Closed -$69K
CLDR
340
DELISTED
Cloudera, Inc.
CLDR
– –
-31,708
Closed -$506K
XEC
341
DELISTED
CIMAREX ENERGY CO
XEC
– –
-5,388
Closed -$470K
ALTA
342
DELISTED
Altabancorp
ALTA
– –
-23,547
Closed -$1.04M
FBC
343
DELISTED
Flagstar Bancorp, Inc. New
FBC
– –
-12,436
Closed -$632K
PICC
344
DELISTED
Pivotal Investment Corporation III
PICC
– –
-15,000
Closed -$146K
IBDM
345
DELISTED
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
– –
-24,312
Closed -$601K
STMP
346
DELISTED
Stamps.com, Inc.
STMP
– –
-1,455
Closed -$480K
STL
347
DELISTED
Sterling Bancorp
STL
– –
-24,544
Closed -$613K
CADE
348
DELISTED
Cadence Bancorporation
CADE
– –
-9,131
Closed -$201K
GIG
349
DELISTED
GigCapital4, Inc. Common stock
GIG
– –
-31,258
Closed -$308K
10 11 12 13
14

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Vivaldi Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Vivaldi Capital Management held 349 positions worth $432M, down 6.5% from $462M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Vivaldi Capital Management withdrew a net $50.7M in Q4 2021, closing 141 positions and reducing 63 holdings. Its most notable exit was Angel Oak Financial Strategies Income Term Trust, an estimated $5.49M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.3% of assets, up from 4.2% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Vivaldi Capital Management opened a new position in Boeing worth $1.94M.

  • Vivaldi Capital Management's largest Q4 2021 buy was Boeing: 9,625 shares worth $1.94M.
  • Vivaldi Capital Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2021, an estimated $4.69M increase.
  • Vivaldi Capital Management's biggest Q4 2021 reduction was BlackRock Municipal Income Fund, Inc., cutting an estimated $6.07M.
  • Vivaldi Capital Management fully exited Angel Oak Financial Strategies Income Term Trust in Q4 2021, selling an estimated $5.49M.
  • Vivaldi Capital Management's ten largest holdings make up 39% of its $432M portfolio in Q4 2021.
  • Vivaldi Capital Management opened 14 new positions and closed 141 in Q4 2021.
  • Vivaldi Capital Management's portfolio value fell 6.5% quarter-over-quarter to $432M.

Based on Vivaldi Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.