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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+5.83%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$432M
AUM Growth
-$30M
Cap. Flow
-$50.7M
Cap. Flow %
-11.75%
Top 10 Hldgs %
39.14%
Holding
349
New
14
Increased
84
Reduced
63
Closed
141

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$4.69M
2
CMF icon
iShares California Muni Bond ETF
CMF
+$2.97M
3
BA icon
Boeing
BA
+$2.03M
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$1.07M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$817K

Top Sells

Rank Stock Value
1
MUI
BlackRock Municipal Income Fund, Inc.
MUI
+$6.07M
2
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$5.49M
3
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$4.69M
4
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$4.45M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$4.1M

Sector Composition

Rank Sector Weight
1 Technology 5.27%
2 Consumer Discretionary 3.99%
3 Financials 3.53%
4 Healthcare 2.65%
5 Communication Services 1.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FVAM
301
DELISTED
5:01 Acquisition Corp
FVAM
– –
-10,720
Closed -$105K
IPOF
302
DELISTED
Social Capital Hedosophia Holdings Corp. VI
IPOF
– –
-17,300
Closed -$176K
AVAN
303
DELISTED
Avanti Acquisition Corp.
AVAN
– –
-10,800
Closed -$106K
VYGG
304
DELISTED
Vy Global Growth
VYGG
– –
-11,969
Closed -$117K
NMMC
305
DELISTED
North Mountain Merger Corp. Class A Common Stock
NMMC
– –
-19,197
Closed -$188K
IMPX
306
DELISTED
AEA-Bridges Impact Corp
IMPX
– –
-11,058
Closed -$108K
CFVIU
307
DELISTED
CF Acquisition Corp. VI Unit
CFVIU
– –
-10,000
Closed -$99K
EQD
308
DELISTED
Equity Distribution Acquisition Corp.
EQD
– –
-15,000
Closed -$147K
ETAC
309
DELISTED
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
– –
-18,953
Closed -$186K
SWAGU
310
DELISTED
Software Acquisition Group Inc. III Unit
SWAGU
– –
-10,000
Closed -$101K
GOAC
311
DELISTED
GO Acquisition Corp. Class A Common Stock
GOAC
– –
-14,537
Closed -$143K
XPOA
312
DELISTED
DPCM Capital, Inc.
XPOA
– –
-12,999
Closed -$127K
PRPB
313
DELISTED
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
– –
-10,000
Closed -$98K
OACB
314
DELISTED
Oaktree Acquisition Corp. II
OACB
– –
-17,928
Closed -$176K
TACA
315
DELISTED
Trepont Acquisition Corp I
TACA
– –
-14,660
Closed -$146K
OCA
316
DELISTED
Omnichannel Acquisition Corp.
OCA
– –
-15,000
Closed -$149K
ZNTE
317
DELISTED
Zanite Acquisition Corp. Class A Common Stock
ZNTE
– –
-14,000
Closed -$142K
CHPM
318
DELISTED
CHP Merger Corp. Class A Common Stock
CHPM
– –
-10,451
Closed -$105K
MCA
319
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
– –
-52,181
Closed -$829K
MYC
320
DELISTED
Blackrock Muni Yield California Fund, Inc.
MYC
– –
-85,451
Closed -$1.3M
PPGH
321
DELISTED
Poema Global Holdings Corp. Class A Ordinary Share
PPGH
– –
-15,000
Closed -$148K
GMBT
322
DELISTED
Pivotal Holdings Corp Class A Ordinary Share
GMBT
– –
-13,974
Closed -$138K
FMAC
323
DELISTED
FirstMark Horizon Acquisition Corp.
FMAC
– –
-10,110
Closed -$99K
SPAQ
324
DELISTED
Spartan Acquisition Corp. III
SPAQ
– –
-12,442
Closed -$123K
HCCC
325
DELISTED
Healthcare Capital Corp. Class A common stock
HCCC
– –
-30,000
Closed -$296K
10 11 12
13
14

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Vivaldi Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Vivaldi Capital Management held 349 positions worth $432M, down 6.5% from $462M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Vivaldi Capital Management withdrew a net $50.7M in Q4 2021, closing 141 positions and reducing 63 holdings. Its most notable exit was Angel Oak Financial Strategies Income Term Trust, an estimated $5.49M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.3% of assets, up from 4.2% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Vivaldi Capital Management opened a new position in Boeing worth $1.94M.

  • Vivaldi Capital Management's largest Q4 2021 buy was Boeing: 9,625 shares worth $1.94M.
  • Vivaldi Capital Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2021, an estimated $4.69M increase.
  • Vivaldi Capital Management's biggest Q4 2021 reduction was BlackRock Municipal Income Fund, Inc., cutting an estimated $6.07M.
  • Vivaldi Capital Management fully exited Angel Oak Financial Strategies Income Term Trust in Q4 2021, selling an estimated $5.49M.
  • Vivaldi Capital Management's ten largest holdings make up 39% of its $432M portfolio in Q4 2021.
  • Vivaldi Capital Management opened 14 new positions and closed 141 in Q4 2021.
  • Vivaldi Capital Management's portfolio value fell 6.5% quarter-over-quarter to $432M.

Based on Vivaldi Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.