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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+5.83%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$432M
AUM Growth
-$30M
Cap. Flow
-$50.7M
Cap. Flow %
-11.75%
Top 10 Hldgs %
39.14%
Holding
349
New
14
Increased
84
Reduced
63
Closed
141

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$4.69M
2
CMF icon
iShares California Muni Bond ETF
CMF
+$2.97M
3
BA icon
Boeing
BA
+$2.03M
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$1.07M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$817K

Top Sells

Rank Stock Value
1
MUI
BlackRock Municipal Income Fund, Inc.
MUI
+$6.07M
2
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$5.49M
3
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$4.69M
4
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$4.45M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$4.1M

Sector Composition

Rank Sector Weight
1 Technology 5.27%
2 Consumer Discretionary 3.99%
3 Financials 3.53%
4 Healthcare 2.65%
5 Communication Services 1.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MONCU
276
DELISTED
Monument Circle Acquisition Corp. Unit
MONCU
– –
-11,000
Closed -$110K
HCII
277
DELISTED
Hudson Executive Investment Corp. II Class A Common Stock
HCII
– –
-15,000
Closed -$146K
SCOAU
278
DELISTED
ScION Tech Growth I Unit
SCOAU
– –
-10,279
Closed -$102K
COLI
279
DELISTED
Colicity Inc. Class A Common Stock
COLI
– –
-20,000
Closed -$195K
ATA
280
DELISTED
Americas Technology Acquisition Corp.
ATA
– –
-11,000
Closed -$110K
EPWR.U
281
DELISTED
Empowerment & Inclusion Capital I Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
EPWR.U
– –
-11,998
Closed -$120K
BLTSU
282
DELISTED
Bright Lights Acquisition Corp. Unit
BLTSU
– –
-10,000
Closed -$101K
SCLEU
283
DELISTED
Broadscale Acquisition Corp. Units
SCLEU
– –
-12,000
Closed -$119K
VTIQ
284
DELISTED
VectoIQ Acquisition Corp. II Class A Common Stock
VTIQ
– –
-15,000
Closed -$146K
ZWRK
285
DELISTED
Z-Work Acquisition Corp. Class A Common Stock
ZWRK
– –
-15,000
Closed -$146K
CLRMU
286
DELISTED
Clarim Acquisition Corp. Unit
CLRMU
– –
-10,000
Closed -$98K
HTPA
287
DELISTED
Highland Transcend Partners I Corp.
HTPA
– –
-15,099
Closed -$150K
RACB
288
DELISTED
Research Alliance Corp. II Class A Common Stock
RACB
– –
-13,000
Closed -$128K
ACII.U
289
DELISTED
Atlas Crest Investment Corp. II Units, each consisting of one Class A common stock, $.0001 par value, and one-fourth of one redeemable warrant
ACII.U
– –
-10,000
Closed -$100K
SWET
290
DELISTED
Athlon Acquisition Corp. Class A Common stock
SWET
– –
-10,000
Closed -$98K
FVT
291
DELISTED
Fortress Value Acquisition Corp. III
FVT
– –
-14,200
Closed -$139K
FLAC
292
DELISTED
Frazier Lifesciences Acquisition Corporation Class A Ordinary Shares
FLAC
– –
-12,503
Closed -$123K
FSRD
293
DELISTED
Fast Radius, Inc. Class A Common Stock
FSRD
– –
-14,950
Closed -$148K
CRHC
294
DELISTED
Cohn Robbins Holdings Corp.
CRHC
– –
-13,521
Closed -$133K
LUXA
295
DELISTED
Lux Health Tech Acquisition Corp. Class A Common Stock
LUXA
– –
-12,120
Closed -$119K
SRSA
296
DELISTED
Sarissa Capital Acquisition Corp. Class A Ordinary Shares
SRSA
– –
-12,785
Closed -$126K
TEKK
297
DELISTED
Tekkorp Digital Acquisition Corp. Class A Ordinary Shares
TEKK
– –
-15,992
Closed -$157K
BLSA
298
DELISTED
BCLS Acquisition Corp. Class A Ordinary Shares
BLSA
– –
-14,985
Closed -$149K
HIGA
299
DELISTED
H.I.G. Acquisition Corp.
HIGA
– –
-14,184
Closed -$139K
PMVC
300
DELISTED
PMV Consumer Acquisition Corp.
PMVC
– –
-15,000
Closed -$147K
10 11
12
13 14

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Vivaldi Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Vivaldi Capital Management held 349 positions worth $432M, down 6.5% from $462M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Vivaldi Capital Management withdrew a net $50.7M in Q4 2021, closing 141 positions and reducing 63 holdings. Its most notable exit was Angel Oak Financial Strategies Income Term Trust, an estimated $5.49M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.3% of assets, up from 4.2% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Vivaldi Capital Management opened a new position in Boeing worth $1.94M.

  • Vivaldi Capital Management's largest Q4 2021 buy was Boeing: 9,625 shares worth $1.94M.
  • Vivaldi Capital Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2021, an estimated $4.69M increase.
  • Vivaldi Capital Management's biggest Q4 2021 reduction was BlackRock Municipal Income Fund, Inc., cutting an estimated $6.07M.
  • Vivaldi Capital Management fully exited Angel Oak Financial Strategies Income Term Trust in Q4 2021, selling an estimated $5.49M.
  • Vivaldi Capital Management's ten largest holdings make up 39% of its $432M portfolio in Q4 2021.
  • Vivaldi Capital Management opened 14 new positions and closed 141 in Q4 2021.
  • Vivaldi Capital Management's portfolio value fell 6.5% quarter-over-quarter to $432M.

Based on Vivaldi Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.