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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
-0.83%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$462M
AUM Growth
-$36.5M
Cap. Flow
-$24.9M
Cap. Flow %
-5.39%
Top 10 Hldgs %
36.74%
Holding
401
New
56
Increased
41
Reduced
76
Closed
66

Top Buys

Rank Stock Value
1
GE icon
GE Aerospace
GE
+$1.62M
2
ALTA
Altabancorp
ALTA
+$976K
3
CMF icon
iShares California Muni Bond ETF
CMF
+$732K
4
FBC
Flagstar Bancorp, Inc. New
FBC
+$587K
5
CSOD
Cornerstone OnDemand, Inc.
CSOD
+$582K

Top Sells

Rank Stock Value
1
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$10.4M
2
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$2.06M
3
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$1.9M
4
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$1.89M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.46M

Sector Composition

Rank Sector Weight
1 Financials 5.34%
2 Technology 4.16%
3 Consumer Discretionary 3.39%
4 Healthcare 2.28%
5 Communication Services 1.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PIAI
276
DELISTED
Prime Impact Acquisition I
PIAI
$128K 0.03%
12,999
– –
RACB
277
DELISTED
Research Alliance Corp. II Class A Common Stock
RACB
$128K 0.03%
13,000
– –
XPOA
278
DELISTED
DPCM Capital, Inc.
XPOA
$127K 0.03%
12,999
– –
SRSA
279
DELISTED
Sarissa Capital Acquisition Corp. Class A Ordinary Shares
SRSA
$126K 0.03%
12,785
– –
CCV
280
DELISTED
Churchill Capital Corp V
CCV
$125K 0.03%
12,827
– –
BURU
281
DELISTED
NUBURU INC
BURU
$123K 0.03%
63
-2
-3% -$3.9K
FLAC
282
DELISTED
Frazier Lifesciences Acquisition Corporation Class A Ordinary Shares
FLAC
$123K 0.03%
12,503
+3
+0% +$29
SPAQ
283
DELISTED
Spartan Acquisition Corp. III
SPAQ
$123K 0.03%
+12,442
New +$122K
HZON
284
DELISTED
Horizon Acquisition Corporation II
HZON
$122K 0.03%
12,465
– –
GRND icon
285
Grindr
GRND
$2.95B
$121K 0.03%
11,935
– –
SES icon
286
SES AI
SES
$208M
$121K 0.03%
+12,179
New +$121K
JCICU
287
DELISTED
Jack Creek Investment Corp. Units
JCICU
$121K 0.03%
12,000
– –
KAIRU
288
DELISTED
Kairos Acquisition Corp. Unit
KAIRU
$120K 0.03%
12,000
– –
EPWR.U
289
DELISTED
Empowerment & Inclusion Capital I Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
EPWR.U
$120K 0.03%
11,998
– –
ARYE
290
DELISTED
ARYA Sciences Acquisition Corp V Class A Ordinary Shares
ARYE
$119K 0.03%
+12,000
New +$119K
SCLEU
291
DELISTED
Broadscale Acquisition Corp. Units
SCLEU
$119K 0.03%
12,000
– –
LUXA
292
DELISTED
Lux Health Tech Acquisition Corp. Class A Common Stock
LUXA
$119K 0.03%
+12,120
New +$119K
DLCA
293
DELISTED
Deep Lake Capital Acquisition Corp. Class A Ordinary Shares
DLCA
$117K 0.03%
+12,040
New +$117K
FCAX
294
DELISTED
Fortress Capital Acquisition Corp.
FCAX
$117K 0.03%
+12,000
New +$117K
FINM
295
DELISTED
Marlin Technology Corporation Class A Ordinary Share
FINM
$117K 0.03%
+12,000
New +$116K
VYGG
296
DELISTED
Vy Global Growth
VYGG
$117K 0.03%
11,969
– –
NRGV icon
297
Energy Vault
NRGV
$633M
$115K 0.02%
+11,598
New +$113K
MONCU
298
DELISTED
Monument Circle Acquisition Corp. Unit
MONCU
$110K 0.02%
11,000
– –
ATA
299
DELISTED
Americas Technology Acquisition Corp.
ATA
$110K 0.02%
11,000
– –
IMPX
300
DELISTED
AEA-Bridges Impact Corp
IMPX
$108K 0.02%
11,058
– –
10 11
12
13 14

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TFHU
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FAN
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ZDA
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FIS
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Vivaldi Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Vivaldi Capital Management held 401 positions worth $462M, down 7.3% from $498M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Vivaldi Capital Management withdrew a net $24.9M in Q3 2021, closing 66 positions and reducing 76 holdings. Its most notable exit was PRA Health Sciences, Inc., an estimated $1.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.2% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Vivaldi Capital Management opened a new position in Altabancorp worth $1.04M.

  • Vivaldi Capital Management's largest Q3 2021 buy was Altabancorp: 23,547 shares worth $1.04M.
  • Vivaldi Capital Management added most to GE Aerospace in Q3 2021, an estimated $1.62M increase.
  • Vivaldi Capital Management's biggest Q3 2021 reduction was Angel Oak Financial Strategies Income Term Trust, cutting an estimated $10.4M.
  • Vivaldi Capital Management fully exited PRA Health Sciences, Inc. in Q3 2021, selling an estimated $1.17M.
  • Vivaldi Capital Management's ten largest holdings make up 37% of its $462M portfolio in Q3 2021.
  • Vivaldi Capital Management opened 56 new positions and closed 66 in Q3 2021.
  • Vivaldi Capital Management's portfolio value fell 7.3% quarter-over-quarter to $462M.

Based on Vivaldi Capital Management's 13F filing for Q3 2021, filed 16 Nov 2021.