VCM

Vivaldi Capital Management Portfolio holdings

AUM $666M
1-Year Return 16.32%
This Quarter Return
+5.9%
1 Year Return
+16.32%
3 Year Return
+52.24%
5 Year Return
+71.27%
10 Year Return
–
AUM
$450M
AUM Growth
-$30.1M
Cap. Flow
-$45.9M
Cap. Flow %
-10.18%
Top 10 Hldgs %
35.15%
Holding
321
New
55
Increased
44
Reduced
134
Closed
40

Top Buys

1
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
$6.45M
2
IAU icon
iShares Gold Trust
IAU
$1.45M
3
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
$1.24M
4
LVGO
Livongo Health, Inc. Common Stock
LVGO
$771K
5
ARKO icon
ARKO Corp
ARKO
$757K

Top Sells

1
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
$23.5M
2
META icon
Meta Platforms (Facebook)
META
$5.61M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
$3.26M
4
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
$2.58M
5
KLDW
Knowledge Leaders Developed World ETF
KLDW
$1.99M

Sector Composition

1 Technology 4.57%
2 Financials 3.23%
3 Healthcare 2.41%
4 Consumer Discretionary 2.04%
5 Communication Services 1.99%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AUD
276
DELISTED
Audacy, Inc.
AUD
$25K 0.01%
12,600
– –
RENO
277
DELISTED
Renovare Environmental, Inc. Common Stock
RENO
$24K 0.01%
18,782
– –
RCG
278
RENN Fund
RCG
$18.8M
$19K ﹤0.01%
12,703
– –
MUX icon
279
McEwen Inc.
MUX
$723M
$10K ﹤0.01%
1,000
– –
NAK
280
Northern Dynasty Minerals
NAK
$471M
$9K ﹤0.01%
10,000
– –
BDX icon
281
Becton Dickinson
BDX
$54.8B
– –
-835
Closed -$210K
QQQX icon
282
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.33B
– –
-8,103
Closed -$204K
RWR icon
283
SPDR Dow Jones REIT ETF
RWR
$1.82B
– –
-2,821
Closed -$231K
SHV icon
284
iShares Short Treasury Bond ETF
SHV
$20.7B
– –
-4,507
Closed -$499K
SKLZ icon
285
Skillz
SKLZ
$113M
– –
-2,113
Closed -$464K
SPRU icon
286
Spruce Power Holding Corp
SPRU
$27.8M
– –
-5,404
Closed -$439K
TPL icon
287
Texas Pacific Land
TPL
$21.4B
– –
-1,047
Closed -$206K
VKQ icon
288
Invesco Municipal Trust
VKQ
$504M
– –
-34,006
Closed -$427K
VYM icon
289
Vanguard High Dividend Yield ETF
VYM
$64.1B
– –
-2,444
Closed -$206K
XLU icon
290
Utilities Select Sector SPDR Fund
XLU
$20.8B
– –
-3,580
Closed -$218K
CTEV
291
Claritev Corporation
CTEV
$1.11B
– –
-625
Closed -$270K
DM
292
DELISTED
Desktop Metal, Inc.
DM
– –
-3,555
Closed -$371K
FSR
293
DELISTED
Fisker Inc.
FSR
– –
-50,307
Closed -$539K
GOEV
294
DELISTED
Canoo Inc. Class A Common Stock
GOEV
– –
-47
Closed -$232K
RIDE
295
DELISTED
Lordstown Motors Corp. Class A Common Stock
RIDE
– –
-1,175
Closed -$182K
PAYA
296
DELISTED
Paya Holdings Inc. Class A Common Stock
PAYA
– –
-18,798
Closed -$210K
TRIT
297
DELISTED
Triterras, Inc. Class A Ordinary Shares
TRIT
– –
-49,277
Closed -$530K
TREB.U
298
DELISTED
Trebia Acquisition Corp. Units, each consisting of one Class A Ordinary Share, and one-third of one
TREB.U
– –
-27,600
Closed -$288K
GSAH.U
299
DELISTED
GS Acquisition Holdings Corp II Units, each consisting of one share of Class A Common Stock and one-
GSAH.U
– –
-18,400
Closed -$193K
APXTU
300
DELISTED
Apex Technology Acquisition Corporation Unit
APXTU
– –
-25,000
Closed -$287K
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