We are live on ! Find out more
VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+5.9%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$450M
AUM Growth
-$30.1M
Cap. Flow
-$43.5M
Cap. Flow %
-9.66%
Top 10 Hldgs %
35.15%
Holding
321
New
55
Increased
44
Reduced
134
Closed
40

Top Buys

Rank Stock Value
1
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$6.46M
2
NEE icon
NextEra Energy
NEE
+$1.67M
3
IAU icon
iShares Gold Trust
IAU
+$1.47M
4
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$1.14M
5
ARKO icon
ARKO Corp
ARKO
+$771K

Top Sells

Rank Stock Value
1
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$22.9M
2
META icon
Meta Platforms (Facebook)
META
+$5.22M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.26M
4
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$2.59M
5
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$1.82M

Sector Composition

Rank Sector Weight
1 Technology 4.57%
2 Financials 3.23%
3 Healthcare 2.41%
4 Consumer Discretionary 2.04%
5 Communication Services 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AUD
276
DELISTED
Audacy, Inc.
AUD
$25K 0.01%
12,600
– –
RENO
277
DELISTED
Renovare Environmental, Inc. Common Stock
RENO
$24K 0.01%
18,782
– –
RCG
278
RENN Fund
RCG
$21M
$19K ﹤0.01%
12,703
– –
MUX icon
279
McEwen Inc
MUX
$1.18B
$10K ﹤0.01%
1,000
– –
NAK
280
Northern Dynasty Minerals
NAK
$958M
$9K ﹤0.01%
10,000
– –
BDX icon
281
Becton Dickinson
BDX
$48.2B
– –
-835
Closed -$210K
C icon
282
Citigroup
C
$226B
– –
-6,593
Closed -$352K
CF icon
283
CF Industries
CF
$17.3B
– –
-5,918
Closed -$206K
DKS icon
284
Dick's Sporting Goods
DKS
$18.7B
– –
-6,650
Closed -$307K
EIM
285
Eaton Vance Municipal Bond Fund
EIM
$499M
– –
-120,361
Closed -$1.61M
GB
286
DELISTED
Global Blue Group Holding
GB
– –
-58,500
Closed -$599K
GROW icon
287
US Global Investors
GROW
$38.5M
– –
-10,000
Closed -$34K
HDV
288
iShares Core High Dividend ETF
HDV
$14.8B
– –
-15,125
Closed -$261K
IJS icon
289
iShares S&P Small-Cap 600 Value ETF
IJS
$8.37B
– –
-4,072
Closed -$273K
LAZR
290
DELISTED
Luminar Technologies
LAZR
– –
-1,411
Closed -$226K
MLPX icon
291
Global X MLP & Energy Infrastructure ETF
MLPX
$3.5B
– –
-9,066
Closed -$244K
QQQX icon
292
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.49B
– –
-8,103
Closed -$204K
RWR icon
293
State Street SPDR Dow Jones REIT ETF
RWR
$1.89B
– –
-2,821
Closed -$231K
SHV icon
294
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
– –
-4,507
Closed -$499K
FIRY
295
Firy Inc
FIRY
$163M
– –
-2,113
Closed -$464K
SPRU icon
296
Spruce Power Holding Corp
SPRU
$39.9M
– –
-5,404
Closed -$439K
TPL icon
297
Texas Pacific Land
TPL
$23.5B
– –
-3,141
Closed -$206K
VKQ icon
298
Invesco Municipal Trust
VKQ
$551M
– –
-34,006
Closed -$427K
VYM icon
299
Vanguard High Dividend Yield ETF
VYM
$83.5B
– –
-2,444
Closed -$206K
XLU icon
300
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
– –
-7,160
Closed -$218K
9 10 11
12
13

Similar funds

AGAM
Avalon Global Asset Management San Francisco, California $724M AUM 52.97% 1-Year Est. Return
PPW
Pasadena Private Wealth Pasadena, California $723M AUM 18.72% 1-Year Est. Return
TFHU
TLT Family Holdco ULC Toronto $724M AUM 24.23% 1-Year Est. Return
FAN
Financial Advisors Network Tustin, California $724M AUM 14.91% 1-Year Est. Return
ZDA
Zweig-DiMenna Associates New York $722M AUM 97.69% 1-Year Est. Return
FIS
FCPM III Services Naarden, Netherlands $722M AUM 73.61% 1-Year Est. Return
F
FIFTHDELTA London, United Kingdom $725M AUM 11.7% 1-Year Est. Return
TC
Torno Capital Cohasset, Massachusetts $725M AUM 62.71% 1-Year Est. Return

Vivaldi Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Vivaldi Capital Management held 321 positions worth $450M, down 6.3% from $480M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Vivaldi Capital Management withdrew a net $43.5M in Q3 2020, closing 40 positions and reducing 134 holdings. Its most notable exit was Eaton Vance Municipal Bond Fund, an estimated $1.61M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4.4% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Vivaldi Capital Management opened a new position in iShares Short-Term National Muni Bond ETF worth $6.45M.

  • Vivaldi Capital Management's largest Q3 2020 buy was iShares Short-Term National Muni Bond ETF: 59,718 shares worth $6.45M.
  • Vivaldi Capital Management added most to NextEra Energy in Q3 2020, an estimated $1.67M increase.
  • Vivaldi Capital Management's biggest Q3 2020 reduction was Angel Oak Financial Strategies Income Term Trust, cutting an estimated $22.9M.
  • Vivaldi Capital Management fully exited Eaton Vance Municipal Bond Fund in Q3 2020, selling an estimated $1.61M.
  • Vivaldi Capital Management's ten largest holdings make up 35% of its $450M portfolio in Q3 2020.
  • Vivaldi Capital Management opened 55 new positions and closed 40 in Q3 2020.
  • Vivaldi Capital Management's portfolio value fell 6.3% quarter-over-quarter to $450M.

Based on Vivaldi Capital Management's 13F filing for Q3 2020, filed 16 Nov 2020.