We are live on ! Find out more
VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+5.83%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$432M
AUM Growth
-$30M
Cap. Flow
-$50.7M
Cap. Flow %
-11.75%
Top 10 Hldgs %
39.14%
Holding
349
New
14
Increased
84
Reduced
63
Closed
141

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$4.69M
2
CMF icon
iShares California Muni Bond ETF
CMF
+$2.97M
3
BA icon
Boeing
BA
+$2.03M
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$1.07M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$817K

Top Sells

Rank Stock Value
1
MUI
BlackRock Municipal Income Fund, Inc.
MUI
+$6.07M
2
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$5.49M
3
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$4.69M
4
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$4.45M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$4.1M

Sector Composition

Rank Sector Weight
1 Technology 5.27%
2 Consumer Discretionary 3.99%
3 Financials 3.53%
4 Healthcare 2.65%
5 Communication Services 1.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAC.U
251
DELISTED
Ares Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
AAC.U
– –
-10,000
Closed -$99K
CCV
252
DELISTED
Churchill Capital Corp V
CCV
– –
-12,827
Closed -$125K
ADER
253
DELISTED
26 Capital Acquisition Corp
ADER
– –
-15,000
Closed -$146K
PIAI
254
DELISTED
Prime Impact Acquisition I
PIAI
– –
-12,999
Closed -$128K
GRNA
255
DELISTED
GreenLight Biosciences Holdings, PBC Common Stock
GRNA
– –
-14,023
Closed -$139K
ARYE
256
DELISTED
ARYA Sciences Acquisition Corp V Class A Ordinary Shares
ARYE
– –
-12,000
Closed -$119K
BWAC
257
DELISTED
BETTER WORLD ACQUISITION CORP. Common Stock
BWAC
– –
-10,000
Closed -$101K
HZON
258
DELISTED
Horizon Acquisition Corporation II
HZON
– –
-12,465
Closed -$122K
PEAR
259
DELISTED
Pear Therapeutics, Inc. Class A Common Stock
PEAR
– –
-25,010
Closed -$249K
TWNI
260
DELISTED
Tailwind International Acquisition Corp.
TWNI
– –
-15,000
Closed -$146K
DHHCU
261
DELISTED
DiamondHead Holdings Corp. Unit
DHHCU
– –
-10,000
Closed -$99K
EBACU
262
DELISTED
European Biotech Acquisition Corp. Units
EBACU
– –
-10,000
Closed -$99K
FTAA
263
DELISTED
FTAC Athena Acquisition Corp. Class A Ordinary Share
FTAA
– –
-10,000
Closed -$99K
CTAQ
264
DELISTED
Carney Technology Acquisition Corp. II Class A Common Stock
CTAQ
– –
-15,900
Closed -$155K
BIOT
265
DELISTED
Biotech Acquisition Company Class A Ordinary Shares
BIOT
– –
-10,000
Closed -$97K
NAACU
266
DELISTED
North Atlantic Acquisition Corporation Unit
NAACU
– –
-14,000
Closed -$139K
JCICU
267
DELISTED
Jack Creek Investment Corp. Units
JCICU
– –
-12,000
Closed -$121K
AEACU
268
DELISTED
Authentic Equity Acquisition Corp. Unit
AEACU
– –
-10,000
Closed -$100K
DLCA
269
DELISTED
Deep Lake Capital Acquisition Corp. Class A Ordinary Shares
DLCA
– –
-12,040
Closed -$117K
FCAX
270
DELISTED
Fortress Capital Acquisition Corp.
FCAX
– –
-12,000
Closed -$117K
FINM
271
DELISTED
Marlin Technology Corporation Class A Ordinary Share
FINM
– –
-12,000
Closed -$117K
EPHY
272
DELISTED
Epiphany Technology Acquisition Corp. Class A Common Stock
EPHY
– –
-24,328
Closed -$238K
IGAC
273
DELISTED
IG Acquisition Corp. Class A Common Stock
IGAC
– –
-20,000
Closed -$196K
KAIRU
274
DELISTED
Kairos Acquisition Corp. Unit
KAIRU
– –
-12,000
Closed -$120K
AKICU
275
DELISTED
Sports Ventures Acquisition Corp. Unit
AKICU
– –
-10,000
Closed -$99K
9 10
11
12 13

Similar funds

AGAM
Avalon Global Asset Management San Francisco, California $724M AUM 52.97% 1-Year Est. Return
PPW
Pasadena Private Wealth Pasadena, California $723M AUM 18.72% 1-Year Est. Return
TFHU
TLT Family Holdco ULC Toronto $724M AUM 24.23% 1-Year Est. Return
FAN
Financial Advisors Network Tustin, California $724M AUM 14.91% 1-Year Est. Return
ZDA
Zweig-DiMenna Associates New York $722M AUM 97.69% 1-Year Est. Return
FIS
FCPM III Services Naarden, Netherlands $722M AUM 73.61% 1-Year Est. Return
F
FIFTHDELTA London, United Kingdom $725M AUM 11.7% 1-Year Est. Return
TC
Torno Capital Cohasset, Massachusetts $725M AUM 62.71% 1-Year Est. Return

Vivaldi Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Vivaldi Capital Management held 349 positions worth $432M, down 6.5% from $462M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Vivaldi Capital Management withdrew a net $50.7M in Q4 2021, closing 141 positions and reducing 63 holdings. Its most notable exit was Angel Oak Financial Strategies Income Term Trust, an estimated $5.49M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.3% of assets, up from 4.2% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Vivaldi Capital Management opened a new position in Boeing worth $1.94M.

  • Vivaldi Capital Management's largest Q4 2021 buy was Boeing: 9,625 shares worth $1.94M.
  • Vivaldi Capital Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2021, an estimated $4.69M increase.
  • Vivaldi Capital Management's biggest Q4 2021 reduction was BlackRock Municipal Income Fund, Inc., cutting an estimated $6.07M.
  • Vivaldi Capital Management fully exited Angel Oak Financial Strategies Income Term Trust in Q4 2021, selling an estimated $5.49M.
  • Vivaldi Capital Management's ten largest holdings make up 39% of its $432M portfolio in Q4 2021.
  • Vivaldi Capital Management opened 14 new positions and closed 141 in Q4 2021.
  • Vivaldi Capital Management's portfolio value fell 6.5% quarter-over-quarter to $432M.

Based on Vivaldi Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.