We are live on ! Find out more
VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
-0.83%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$462M
AUM Growth
-$36.5M
Cap. Flow
-$24.9M
Cap. Flow %
-5.39%
Top 10 Hldgs %
36.74%
Holding
401
New
56
Increased
41
Reduced
76
Closed
66

Top Buys

Rank Stock Value
1
GE icon
GE Aerospace
GE
+$1.62M
2
ALTA
Altabancorp
ALTA
+$976K
3
CMF icon
iShares California Muni Bond ETF
CMF
+$732K
4
FBC
Flagstar Bancorp, Inc. New
FBC
+$587K
5
CSOD
Cornerstone OnDemand, Inc.
CSOD
+$582K

Top Sells

Rank Stock Value
1
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$10.4M
2
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$2.06M
3
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$1.9M
4
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$1.89M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.46M

Sector Composition

Rank Sector Weight
1 Financials 5.34%
2 Technology 4.16%
3 Consumer Discretionary 3.39%
4 Healthcare 2.28%
5 Communication Services 1.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BLSA
251
DELISTED
BCLS Acquisition Corp. Class A Ordinary Shares
BLSA
$149K 0.03%
14,985
– –
OCA
252
DELISTED
Omnichannel Acquisition Corp.
OCA
$149K 0.03%
15,000
– –
FSRD
253
DELISTED
Fast Radius, Inc. Class A Common Stock
FSRD
$148K 0.03%
+14,950
New +$147K
PPGH
254
DELISTED
Poema Global Holdings Corp. Class A Ordinary Share
PPGH
$148K 0.03%
+15,000
New +$146K
YAC
255
DELISTED
Yucaipa Acquisition Corporation Class A Ordinary Shares
YAC
$148K 0.03%
15,000
– –
SLAC
256
DELISTED
Social Leverage Acquisition Corp I Class A Common Stock
SLAC
$147K 0.03%
+15,000
New +$145K
PMVC
257
DELISTED
PMV Consumer Acquisition Corp.
PMVC
$147K 0.03%
15,000
– –
EQD
258
DELISTED
Equity Distribution Acquisition Corp.
EQD
$147K 0.03%
15,000
– –
RMGC
259
DELISTED
RMG Acquisition Corp. III Class A Ordinary Shares
RMGC
$146K 0.03%
+15,000
New +$146K
ADER
260
DELISTED
26 Capital Acquisition Corp
ADER
$146K 0.03%
15,000
– –
TWNI
261
DELISTED
Tailwind International Acquisition Corp.
TWNI
$146K 0.03%
+15,000
New +$145K
HCII
262
DELISTED
Hudson Executive Investment Corp. II Class A Common Stock
HCII
$146K 0.03%
+15,000
New +$146K
VTIQ
263
DELISTED
VectoIQ Acquisition Corp. II Class A Common Stock
VTIQ
$146K 0.03%
15,000
– –
ZWRK
264
DELISTED
Z-Work Acquisition Corp. Class A Common Stock
ZWRK
$146K 0.03%
+15,000
New +$145K
TACA
265
DELISTED
Trepont Acquisition Corp I
TACA
$146K 0.03%
14,660
– –
PICC
266
DELISTED
Pivotal Investment Corporation III
PICC
$146K 0.03%
+15,000
New +$146K
GOAC
267
DELISTED
GO Acquisition Corp. Class A Common Stock
GOAC
$143K 0.03%
14,537
– –
ZNTE
268
DELISTED
Zanite Acquisition Corp. Class A Common Stock
ZNTE
$142K 0.03%
+14,000
New +$141K
GRNA
269
DELISTED
GreenLight Biosciences Holdings, PBC Common Stock
GRNA
$139K 0.03%
+14,023
New +$137K
NAACU
270
DELISTED
North Atlantic Acquisition Corporation Unit
NAACU
$139K 0.03%
14,000
– –
FVT
271
DELISTED
Fortress Value Acquisition Corp. III
FVT
$139K 0.03%
+14,200
New +$139K
HIGA
272
DELISTED
H.I.G. Acquisition Corp.
HIGA
$139K 0.03%
14,184
– –
GMBT
273
DELISTED
Pivotal Holdings Corp Class A Ordinary Share
GMBT
$138K 0.03%
+13,974
New +$137K
CRHC
274
DELISTED
Cohn Robbins Holdings Corp.
CRHC
$133K 0.03%
+13,521
New +$133K
VIIAU
275
DELISTED
7GC & Co Holdings Unit
VIIAU
$130K 0.03%
12,986
– –
9 10
11
12 13

Similar funds

AGAM
Avalon Global Asset Management San Francisco, California $724M AUM 52.97% 1-Year Est. Return
PPW
Pasadena Private Wealth Pasadena, California $723M AUM 18.72% 1-Year Est. Return
TFHU
TLT Family Holdco ULC Toronto $724M AUM 24.23% 1-Year Est. Return
FAN
Financial Advisors Network Tustin, California $724M AUM 14.91% 1-Year Est. Return
ZDA
Zweig-DiMenna Associates New York $722M AUM 97.69% 1-Year Est. Return
FIS
FCPM III Services Naarden, Netherlands $722M AUM 73.61% 1-Year Est. Return
F
FIFTHDELTA London, United Kingdom $725M AUM 11.7% 1-Year Est. Return
TC
Torno Capital Cohasset, Massachusetts $725M AUM 62.71% 1-Year Est. Return

Vivaldi Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Vivaldi Capital Management held 401 positions worth $462M, down 7.3% from $498M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Vivaldi Capital Management withdrew a net $24.9M in Q3 2021, closing 66 positions and reducing 76 holdings. Its most notable exit was PRA Health Sciences, Inc., an estimated $1.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.2% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Vivaldi Capital Management opened a new position in Altabancorp worth $1.04M.

  • Vivaldi Capital Management's largest Q3 2021 buy was Altabancorp: 23,547 shares worth $1.04M.
  • Vivaldi Capital Management added most to GE Aerospace in Q3 2021, an estimated $1.62M increase.
  • Vivaldi Capital Management's biggest Q3 2021 reduction was Angel Oak Financial Strategies Income Term Trust, cutting an estimated $10.4M.
  • Vivaldi Capital Management fully exited PRA Health Sciences, Inc. in Q3 2021, selling an estimated $1.17M.
  • Vivaldi Capital Management's ten largest holdings make up 37% of its $462M portfolio in Q3 2021.
  • Vivaldi Capital Management opened 56 new positions and closed 66 in Q3 2021.
  • Vivaldi Capital Management's portfolio value fell 7.3% quarter-over-quarter to $462M.

Based on Vivaldi Capital Management's 13F filing for Q3 2021, filed 16 Nov 2021.