VCM

Vivaldi Capital Management Portfolio holdings

AUM $666M
1-Year Return 16.32%
This Quarter Return
+5.9%
1 Year Return
+16.32%
3 Year Return
+52.24%
5 Year Return
+71.27%
10 Year Return
–
AUM
$450M
AUM Growth
-$30.1M
Cap. Flow
-$45.9M
Cap. Flow %
-10.18%
Top 10 Hldgs %
35.15%
Holding
321
New
55
Increased
44
Reduced
134
Closed
40

Top Buys

1
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
$6.45M
2
IAU icon
iShares Gold Trust
IAU
$1.45M
3
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
$1.24M
4
LVGO
Livongo Health, Inc. Common Stock
LVGO
$771K
5
ARKO icon
ARKO Corp
ARKO
$757K

Top Sells

1
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
$23.5M
2
META icon
Meta Platforms (Facebook)
META
$5.61M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
$3.26M
4
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
$2.58M
5
KLDW
Knowledge Leaders Developed World ETF
KLDW
$1.99M

Sector Composition

1 Technology 4.57%
2 Financials 3.23%
3 Healthcare 2.41%
4 Consumer Discretionary 2.04%
5 Communication Services 1.99%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SAIIU
251
DELISTED
Software Acquisition Group Inc. II Unit
SAIIU
$199K 0.04%
+20,000
New +$199K
UPH
252
DELISTED
UpHealth, Inc.
UPH
$186K 0.04%
1,835
– –
DSL
253
DoubleLine Income Solutions Fund
DSL
$1.43B
$179K 0.04%
11,100
– –
ORGN icon
254
Origin Materials
ORGN
$78.1M
$174K 0.04%
+17,500
New +$174K
NMMCU
255
DELISTED
North Mountain Merger Corp. Unit
NMMCU
$173K 0.04%
+16,954
New +$173K
ELMS
256
DELISTED
Electric Last Mile Solutions, Inc. Class A Common stock
ELMS
$172K 0.04%
+17,300
New +$172K
PCPL.U
257
DELISTED
CC Neuberger Principal Holdings I Units, each consisting of one Class A ordinary share and one-third
PCPL.U
$172K 0.04%
15,842
-9,158
-37% -$99.4K
SNPR.U
258
DELISTED
Tortoise Acquisition Corp. II Units, each consisting of one Class A ordinary share and one-fourth of
SNPR.U
$163K 0.04%
+15,000
New +$163K
RBAC.U
259
DELISTED
RedBall Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one
RBAC.U
$160K 0.04%
+15,100
New +$160K
ALUS
260
DELISTED
Alussa Energy Acquisition Corp.
ALUS
$154K 0.03%
+15,478
New +$154K
FAII.U
261
DELISTED
Fortress Value Acquisition Corp. II Units, each consisting of one share of Class A common stock and
FAII.U
$147K 0.03%
+14,225
New +$147K
ETACU
262
DELISTED
E.Merge Technology Acquisition Corp. Unit
ETACU
$144K 0.03%
+14,250
New +$144K
NLY icon
263
Annaly Capital Management
NLY
$13.9B
$142K 0.03%
+4,676
New +$142K
THCA
264
DELISTED
Tuscan Holdings Corp. II Common Stock
THCA
$139K 0.03%
+13,972
New +$139K
KYN icon
265
Kayne Anderson Energy Infrastructure Fund
KYN
$2.07B
$134K 0.03%
24,863
-2,000
-7% -$10.8K
LCID icon
266
Lucid Motors
LCID
$4.73B
$134K 0.03%
+1,368
New +$134K
CMLFU
267
DELISTED
CM Life Sciences, Inc. Unit
CMLFU
$131K 0.03%
+12,511
New +$131K
PIAI.U
268
DELISTED
Prime Impact Acquisition I Units, each consisting of one Class A ordinary share, and one-third of a redeemable Warrant to acquire one Class A ordinary share
PIAI.U
$130K 0.03%
+13,000
New +$130K
SREV
269
DELISTED
ServiceSource International, Inc.
SREV
$121K 0.03%
87,500
– –
SVACU
270
DELISTED
Starboard Value Acquisition Corp. Unit
SVACU
$112K 0.02%
+11,098
New +$112K
CIICU
271
DELISTED
CIIG Merger Corp. Units
CIICU
$104K 0.02%
10,223
-42,000
-80% -$427K
FTOCU
272
DELISTED
FTAC Olympus Acquisition Corp. Unit
FTOCU
$101K 0.02%
+10,100
New +$101K
BTAQU
273
DELISTED
Burgundy Technology Acquisition Corporation Unit
BTAQU
$100K 0.02%
+10,000
New +$100K
DTEA
274
DELISTED
DAVIDsTEA Inc. Common Stock
DTEA
$95K 0.02%
81,500
– –
GALT icon
275
Galectin Therapeutics
GALT
$286M
$42K 0.01%
15,439
– –
9 10
11
12 13