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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+5.83%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$432M
AUM Growth
-$30M
Cap. Flow
-$50.7M
Cap. Flow %
-11.75%
Top 10 Hldgs %
39.14%
Holding
349
New
14
Increased
84
Reduced
63
Closed
141

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$4.69M
2
CMF icon
iShares California Muni Bond ETF
CMF
+$2.97M
3
BA icon
Boeing
BA
+$2.03M
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$1.07M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$817K

Top Sells

Rank Stock Value
1
MUI
BlackRock Municipal Income Fund, Inc.
MUI
+$6.07M
2
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$5.49M
3
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$4.69M
4
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$4.45M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$4.1M

Sector Composition

Rank Sector Weight
1 Technology 5.27%
2 Consumer Discretionary 3.99%
3 Financials 3.53%
4 Healthcare 2.65%
5 Communication Services 1.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LDTC
226
DELISTED
LeddarTech
LDTC
– –
-21,000
Closed -$102K
MSB
227
Mesabi Trust
MSB
$306M
– –
-7,000
Closed -$208K
NRGV icon
228
Energy Vault
NRGV
$633M
– –
-11,598
Closed -$115K
SDG icon
229
iShares MSCI Global Sustainable Development Goals ETF
SDG
$175M
– –
-2,120
Closed -$204K
SES icon
230
SES AI
SES
$208M
– –
-12,179
Closed -$121K
SHYG icon
231
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.62B
– –
-10,406
Closed -$476K
SOND
232
DELISTED
Sonder
SOND
– –
-1,253
Closed -$248K
SST icon
233
System1
SST
$17.5M
– –
-1,723
Closed -$171K
STPZ icon
234
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$516M
– –
-3,853
Closed -$211K
URGN icon
235
UroGen Pharma
URGN
$2.29B
– –
-16,650
Closed -$280K
MSPR
236
DELISTED
MSP Recovery Inc
MSPR
– –
-6
Closed -$253K
BLNE
237
Beeline Holdings
BLNE
$33.2M
– –
-55
Closed -$29K
JWSM
238
DELISTED
Jaws Mustang Acquisition Corp.
JWSM
– –
-10,000
Closed -$98K
BLUA.U
239
DELISTED
BlueRiver Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-third of a redeemable Warrant to acquire one Class A ordinary shares
BLUA.U
– –
-10,000
Closed -$100K
GPACU
240
DELISTED
Global Partner Acquisition Corp II Unit
GPACU
– –
-10,000
Closed -$99K
COOL
241
DELISTED
Corner Growth Acquisition Corp. Class A Ordinary Shares
COOL
– –
-19,998
Closed -$195K
RMGC
242
DELISTED
RMG Acquisition Corp. III Class A Ordinary Shares
RMGC
– –
-15,000
Closed -$146K
SLAC
243
DELISTED
Social Leverage Acquisition Corp I Class A Common Stock
SLAC
– –
-15,000
Closed -$147K
NRAC
244
DELISTED
Northern Revival Acquisition Corporation Class A Ordinary Share
NRAC
– –
-20,601
Closed -$200K
NSTB
245
DELISTED
Northern Star Investment Corp. II
NSTB
– –
-10,074
Closed -$100K
ADEX.U
246
DELISTED
Adit EdTech Acquisition Corp Units
ADEX.U
– –
-10,000
Closed -$100K
VIIAU
247
DELISTED
7GC & Co Holdings Unit
VIIAU
– –
-12,986
Closed -$130K
CFIV
248
DELISTED
CF Acquisition Corp. IV Class A common stock
CFIV
– –
-18,000
Closed -$175K
CFFEU
249
DELISTED
CF Acquisition Corp. VIII Unit
CFFEU
– –
-10,000
Closed -$101K
HLGN
250
DELISTED
Heliogen, Inc.
HLGN
– –
-565
Closed -$196K
8 9
10
11 12

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Vivaldi Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Vivaldi Capital Management held 349 positions worth $432M, down 6.5% from $462M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Vivaldi Capital Management withdrew a net $50.7M in Q4 2021, closing 141 positions and reducing 63 holdings. Its most notable exit was Angel Oak Financial Strategies Income Term Trust, an estimated $5.49M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.3% of assets, up from 4.2% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Vivaldi Capital Management opened a new position in Boeing worth $1.94M.

  • Vivaldi Capital Management's largest Q4 2021 buy was Boeing: 9,625 shares worth $1.94M.
  • Vivaldi Capital Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2021, an estimated $4.69M increase.
  • Vivaldi Capital Management's biggest Q4 2021 reduction was BlackRock Municipal Income Fund, Inc., cutting an estimated $6.07M.
  • Vivaldi Capital Management fully exited Angel Oak Financial Strategies Income Term Trust in Q4 2021, selling an estimated $5.49M.
  • Vivaldi Capital Management's ten largest holdings make up 39% of its $432M portfolio in Q4 2021.
  • Vivaldi Capital Management opened 14 new positions and closed 141 in Q4 2021.
  • Vivaldi Capital Management's portfolio value fell 6.5% quarter-over-quarter to $432M.

Based on Vivaldi Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.