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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
-0.83%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$462M
AUM Growth
-$36.5M
Cap. Flow
-$24.9M
Cap. Flow %
-5.39%
Top 10 Hldgs %
36.74%
Holding
401
New
56
Increased
41
Reduced
76
Closed
66

Top Buys

Rank Stock Value
1
GE icon
GE Aerospace
GE
+$1.62M
2
ALTA
Altabancorp
ALTA
+$976K
3
CMF icon
iShares California Muni Bond ETF
CMF
+$732K
4
FBC
Flagstar Bancorp, Inc. New
FBC
+$587K
5
CSOD
Cornerstone OnDemand, Inc.
CSOD
+$582K

Top Sells

Rank Stock Value
1
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$10.4M
2
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$2.06M
3
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$1.9M
4
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$1.89M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.46M

Sector Composition

Rank Sector Weight
1 Financials 5.34%
2 Technology 4.16%
3 Consumer Discretionary 3.39%
4 Healthcare 2.28%
5 Communication Services 1.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DGNS
226
DELISTED
Dragoneer Growth Opportunities Corp. II Class A Ordinary Shares
DGNS
$204K 0.04%
+20,549
New +$204K
NAD icon
227
Nuveen Quality Municipal Income Fund
NAD
$2.78B
$202K 0.04%
12,930
-116,987
-90% -$1.9M
CADE
228
DELISTED
Cadence Bancorporation
CADE
$201K 0.04%
+9,131
New +$186K
NRAC
229
DELISTED
Northern Revival Acquisition Corporation Class A Ordinary Share
NRAC
$200K 0.04%
+20,601
New +$199K
NEA icon
230
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.42B
$197K 0.04%
12,997
-119,621
-90% -$1.89M
HLGN
231
DELISTED
Heliogen, Inc.
HLGN
$196K 0.04%
+565
New +$196K
IGAC
232
DELISTED
IG Acquisition Corp. Class A Common Stock
IGAC
$196K 0.04%
20,000
– –
COOL
233
DELISTED
Corner Growth Acquisition Corp. Class A Ordinary Shares
COOL
$195K 0.04%
19,998
– –
COLI
234
DELISTED
Colicity Inc. Class A Common Stock
COLI
$195K 0.04%
+20,000
New +$194K
BZFD icon
235
BuzzFeed
BZFD
$96.7M
$191K 0.04%
+4,827
New +$191K
NMMC
236
DELISTED
North Mountain Merger Corp. Class A Common Stock
NMMC
$188K 0.04%
19,197
– –
ETAC
237
DELISTED
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
$186K 0.04%
18,953
– –
SVOK
238
DELISTED
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
$183K 0.04%
18,402
+6,641
+56% +$65.6K
DSL
239
DoubleLine Income Solutions Fund
DSL
$1.24B
$179K 0.04%
10,100
– –
ABX
240
Abacus Global Management
ABX
$913M
$177K 0.04%
18,024
– –
IPOF
241
DELISTED
Social Capital Hedosophia Holdings Corp. VI
IPOF
$176K 0.04%
+17,300
New +$174K
OACB
242
DELISTED
Oaktree Acquisition Corp. II
OACB
$176K 0.04%
17,928
– –
CFIV
243
DELISTED
CF Acquisition Corp. IV Class A common stock
CFIV
$175K 0.04%
18,000
– –
SST icon
244
System1
SST
$17.5M
$171K 0.04%
+1,723
New +$171K
SREV
245
DELISTED
ServiceSource International, Inc.
SREV
$169K 0.04%
125,000
– –
TEKK
246
DELISTED
Tekkorp Digital Acquisition Corp. Class A Ordinary Shares
TEKK
$157K 0.03%
15,992
– –
CTAQ
247
DELISTED
Carney Technology Acquisition Corp. II Class A Common Stock
CTAQ
$155K 0.03%
+15,900
New +$154K
BTAQ
248
DELISTED
Burgundy Technology Acquisition Corporation Class A Ordinary shares
BTAQ
$154K 0.03%
15,488
– –
HTPA
249
DELISTED
Highland Transcend Partners I Corp.
HTPA
$150K 0.03%
15,099
– –
CXAI icon
250
CXApp
CXAI
$17.5M
$149K 0.03%
15,000
– –
8 9
10
11 12

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Vivaldi Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Vivaldi Capital Management held 401 positions worth $462M, down 7.3% from $498M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Vivaldi Capital Management withdrew a net $24.9M in Q3 2021, closing 66 positions and reducing 76 holdings. Its most notable exit was PRA Health Sciences, Inc., an estimated $1.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.2% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Vivaldi Capital Management opened a new position in Altabancorp worth $1.04M.

  • Vivaldi Capital Management's largest Q3 2021 buy was Altabancorp: 23,547 shares worth $1.04M.
  • Vivaldi Capital Management added most to GE Aerospace in Q3 2021, an estimated $1.62M increase.
  • Vivaldi Capital Management's biggest Q3 2021 reduction was Angel Oak Financial Strategies Income Term Trust, cutting an estimated $10.4M.
  • Vivaldi Capital Management fully exited PRA Health Sciences, Inc. in Q3 2021, selling an estimated $1.17M.
  • Vivaldi Capital Management's ten largest holdings make up 37% of its $462M portfolio in Q3 2021.
  • Vivaldi Capital Management opened 56 new positions and closed 66 in Q3 2021.
  • Vivaldi Capital Management's portfolio value fell 7.3% quarter-over-quarter to $462M.

Based on Vivaldi Capital Management's 13F filing for Q3 2021, filed 16 Nov 2021.