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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+5.9%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$450M
AUM Growth
-$30.1M
Cap. Flow
-$43.5M
Cap. Flow %
-9.66%
Top 10 Hldgs %
35.15%
Holding
321
New
55
Increased
44
Reduced
134
Closed
40

Top Buys

Rank Stock Value
1
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$6.46M
2
NEE icon
NextEra Energy
NEE
+$1.67M
3
IAU icon
iShares Gold Trust
IAU
+$1.47M
4
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$1.14M
5
ARKO icon
ARKO Corp
ARKO
+$771K

Top Sells

Rank Stock Value
1
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$22.9M
2
META icon
Meta Platforms (Facebook)
META
+$5.22M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.26M
4
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$2.59M
5
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$1.82M

Sector Composition

Rank Sector Weight
1 Technology 4.57%
2 Financials 3.23%
3 Healthcare 2.41%
4 Consumer Discretionary 2.04%
5 Communication Services 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COST icon
226
Costco
COST
$420B
$218K 0.05%
576
-70
-11% -$23.5K
RMO
227
DELISTED
Romeo Power, Inc.
RMO
$214K 0.05%
20,000
– –
CCIV.U
228
DELISTED
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
$214K 0.05%
+21,396
New +$214K
AVPT icon
229
AvePoint
AVPT
$2.71B
$212K 0.05%
+20,000
New +$208K
IBB icon
230
iShares Biotechnology ETF
IBB
$9.71B
$212K 0.05%
1,505
– –
BNDX icon
231
Vanguard Total International Bond ETF
BNDX
$83.1B
$209K 0.05%
3,586
– –
BTRS
232
DELISTED
BTRS Holdings Inc. Class 1 Common Stock
BTRS
$209K 0.05%
+19,970
New +$206K
JIH
233
DELISTED
Juniper Industrial Holdings, Inc.
JIH
$209K 0.05%
20,000
– –
ADN
234
DELISTED
Advent Technologies
ADN
$207K 0.05%
+667
New +$207K
EQD.U
235
DELISTED
Equity Distribution Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-third of one redeemable warrant
EQD.U
$206K 0.05%
+20,000
New +$208K
OACB.U
236
DELISTED
Oaktree Acquisition Corp. II Units, each consisting of one Class A ordinary share, and one-fourth of
OACB.U
$206K 0.05%
+20,000
New +$206K
FUSE.U
237
DELISTED
Fusion Acquisition Corp. Units, each consisting of one share of Class A common stock, $0.0001 par va
FUSE.U
$206K 0.05%
20,000
-16,800
-46% -$170K
FCACU
238
DELISTED
Falcon Capital Acquisition Corp. Unit
FCACU
$206K 0.05%
+20,000
New +$206K
VSPRU
239
DELISTED
Vesper Healthcare Acquisition Corp. Unit
VSPRU
$206K 0.05%
+20,100
New +$206K
IGIB icon
240
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$203K 0.05%
3,330
– –
VCSH icon
241
Vanguard Short-Term Corporate Bond ETF
VCSH
$45B
$203K 0.05%
2,455
-1,805
-42% -$150K
QELLU
242
DELISTED
Qell Acquisition Corp. Unit
QELLU
$203K 0.05%
+20,000
New +$203K
VACQU
243
DELISTED
Vector Acquisition Corporation Unit
VACQU
$203K 0.05%
+20,000
New +$202K
MDT icon
244
Medtronic
MDT
$112B
$202K 0.04%
+1,800
New +$181K
TWND.U
245
DELISTED
Tailwind Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one warrant
TWND.U
$201K 0.04%
+20,000
New +$200K
CLII.U
246
DELISTED
Climate Change Crisis Real Impact I Acquisition Corporation Units, each consisting of one share of C
CLII.U
$201K 0.04%
+20,000
New +$201K
NWL icon
247
Newell Brands
NWL
$2.56B
$200K 0.04%
10,145
-500
-5% -$8.34K
PMVC.U
248
DELISTED
PMV Consumer Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
PMVC.U
$200K 0.04%
+20,000
New +$199K
NGA.U
249
DELISTED
Northern Genesis Acquisition Corp. Units, each consisting of one share of common stock and one-half
NGA.U
$200K 0.04%
+20,000
New +$199K
LCAPU
250
DELISTED
Lionheart Acquisition Corp. II Unit
LCAPU
$199K 0.04%
+20,000
New +$199K
8 9
10
11 12

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Vivaldi Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Vivaldi Capital Management held 321 positions worth $450M, down 6.3% from $480M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Vivaldi Capital Management withdrew a net $43.5M in Q3 2020, closing 40 positions and reducing 134 holdings. Its most notable exit was Eaton Vance Municipal Bond Fund, an estimated $1.61M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4.4% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Vivaldi Capital Management opened a new position in iShares Short-Term National Muni Bond ETF worth $6.45M.

  • Vivaldi Capital Management's largest Q3 2020 buy was iShares Short-Term National Muni Bond ETF: 59,718 shares worth $6.45M.
  • Vivaldi Capital Management added most to NextEra Energy in Q3 2020, an estimated $1.67M increase.
  • Vivaldi Capital Management's biggest Q3 2020 reduction was Angel Oak Financial Strategies Income Term Trust, cutting an estimated $22.9M.
  • Vivaldi Capital Management fully exited Eaton Vance Municipal Bond Fund in Q3 2020, selling an estimated $1.61M.
  • Vivaldi Capital Management's ten largest holdings make up 35% of its $450M portfolio in Q3 2020.
  • Vivaldi Capital Management opened 55 new positions and closed 40 in Q3 2020.
  • Vivaldi Capital Management's portfolio value fell 6.3% quarter-over-quarter to $450M.

Based on Vivaldi Capital Management's 13F filing for Q3 2020, filed 16 Nov 2020.