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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+8.02%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.61B
AUM Growth
+$145M
Cap. Flow
-$283M
Cap. Flow %
-4.28%
Top 10 Hldgs %
19.12%
Holding
1,448
New
95
Increased
412
Reduced
705
Closed
103

Top Buys

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$17.7M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$12.7M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$12.1M
4
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$10.9M
5
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$8.55M

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$57.4M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.7M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$18M
4
MAR icon
Marriott International
MAR
+$11.7M
5
MRK icon
Merck
MRK
+$7.76M

Sector Composition

Rank Sector Weight
1 Technology 10.85%
2 Financials 9.06%
3 Healthcare 7.27%
4 Consumer Discretionary 6.28%
5 Industrials 4.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
1
Vanguard Total Stock Market ETF
VTI
$654B
$236M 3.57%
976,356
+25,219
+3% +$5.95M
AAPL icon
2
Apple
AAPL
$4.89T
$162M 2.45%
913,578
-8,772
-1% -$1.39M
SHY icon
3
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$139M 2.1%
1,625,534
-241,683
-13% -$20.7M
IWD icon
4
iShares Russell 1000 Value ETF
IWD
$82B
$138M 2.09%
821,460
+77,494
+10% +$12.7M
MSFT icon
5
Microsoft
MSFT
$2.84T
$112M 1.69%
331,977
-9,894
-3% -$3.21M
IWF icon
6
iShares Russell 1000 Growth ETF
IWF
$122B
$107M 1.61%
1,394,176
-242,252
-15% -$18M
IWS icon
7
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$106M 1.6%
865,292
-27,518
-3% -$3.29M
IGSB icon
8
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$93.3M 1.41%
1,730,823
-1,059,558
-38% -$57.4M
SPY icon
9
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$87.7M 1.33%
184,648
-4,434
-2% -$2.04M
VCSH icon
10
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$83.7M 1.27%
1,029,985
-71,914
-7% -$5.88M
AMZN icon
11
Amazon
AMZN
$2.5T
$78.6M 1.19%
471,560
+14,660
+3% +$2.51M
IWP icon
12
iShares Russell Mid-Cap Growth ETF
IWP
$20B
$72.3M 1.09%
627,542
-52,402
-8% -$6.11M
KRUS icon
13
Kura Sushi USA
KRUS
$537M
$68M 1.03%
840,956
+34,658
+4% +$2.03M
KO icon
14
Coca-Cola
KO
$354B
$66.1M 1%
1,116,442
-18,968
-2% -$1.06M
VBR icon
15
Vanguard Small-Cap Value ETF
VBR
$37.1B
$57.7M 0.87%
322,559
+20,117
+7% +$3.58M
GOOG icon
16
Alphabet (Google) Class C
GOOG
$3.9T
$55.9M 0.85%
386,220
+10,500
+3% +$1.52M
VUG icon
17
Vanguard Growth ETF
VUG
$216B
$51.6M 0.78%
965,280
+52,200
+6% +$2.72M
JPST icon
18
JPMorgan Ultra-Short Income ETF
JPST
$40B
$51.5M 0.78%
1,020,393
-44,689
-4% -$2.26M
WMT icon
19
Walmart Inc
WMT
$871B
$50.6M 0.77%
1,048,863
-8,268
-0.8% -$395K
META icon
20
Meta Platforms (Facebook)
META
$1.51T
$47.2M 0.71%
140,187
-21,127
-13% -$7.01M
JPM icon
21
JPMorgan Chase
JPM
$939B
$46.5M 0.7%
293,901
-5,947
-2% -$977K
BAC icon
22
Bank of America
BAC
$435B
$46.4M 0.7%
1,043,095
+36,781
+4% +$1.68M
IWN icon
23
iShares Russell 2000 Value ETF
IWN
$14.4B
$44.8M 0.68%
269,510
+106,221
+65% +$17.7M
VRP icon
24
Invesco Variable Rate Preferred ETF
VRP
$2.99B
$44.7M 0.68%
1,726,076
+24,645
+1% +$640K
IWV icon
25
iShares Russell 3000 ETF
IWV
$19.5B
$44.3M 0.67%
159,515
-6,090
-4% -$1.65M
1
2 3 4 5

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Stephens Inc's Q4 2021 Portfolio in Review

As of Q4 2021, Stephens Inc held 1,448 positions worth $6.61B, up 2.2% from $6.46B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc withdrew a net $283M in Q4 2021, closing 103 positions and reducing 705 holdings. Its most notable exit was Roblox, an estimated $5.63M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Stephens Inc opened a new position in First Trust Senior Loan Fund ETF worth $10.9M.

  • Stephens Inc's largest Q4 2021 buy was First Trust Senior Loan Fund ETF: 228,141 shares worth $10.9M.
  • Stephens Inc added most to iShares Russell 2000 Value ETF in Q4 2021, an estimated $17.7M increase.
  • Stephens Inc's biggest Q4 2021 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $57.4M.
  • Stephens Inc fully exited Roblox in Q4 2021, selling an estimated $5.63M.
  • Stephens Inc's ten largest holdings make up 19% of its $6.61B portfolio in Q4 2021.
  • Stephens Inc opened 95 new positions and closed 103 in Q4 2021.
  • Stephens Inc's portfolio value rose 2.2% quarter-over-quarter to $6.61B.

Based on Stephens Inc's 13F filing for Q4 2021, filed 7 Mar 2022.