We are live on ! Find out more
SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-3.76%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.68B
AUM Growth
-$273M
Cap. Flow
-$32.6M
Cap. Flow %
-0.7%
Top 10 Hldgs %
18.62%
Holding
1,280
New
53
Increased
439
Reduced
565
Closed
78

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$31.5M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$23.7M
3
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$10.7M
4
FDX icon
FedEx
FDX
+$9.61M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$8.94M

Top Sells

Rank Stock Value
1
VOE icon
Vanguard Mid-Cap Value ETF
VOE
+$20.4M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$16.4M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$11.5M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$10.7M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$10.6M

Sector Composition

Rank Sector Weight
1 Technology 10.26%
2 Financials 9.3%
3 Healthcare 7.99%
4 Consumer Discretionary 6.38%
5 Industrials 5.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
1
Vanguard Total Stock Market ETF
VTI
$652B
$124M 2.65%
690,926
-82,084
-11% -$16.4M
AAPL icon
2
Apple
AAPL
$4.72T
$117M 2.49%
845,236
+9,731
+1% +$1.53M
IWD icon
3
iShares Russell 1000 Value ETF
IWD
$81.1B
$113M 2.42%
831,820
+4,759
+0.6% +$715K
SHY icon
4
iShares 1-3 Year Treasury Bond ETF
SHY
$25.3B
$92.3M 1.97%
1,136,782
-129,535
-10% -$10.7M
MSFT icon
5
Microsoft
MSFT
$2.82T
$79.6M 1.7%
341,936
+14,405
+4% +$3.8M
IWS icon
6
iShares Russell Mid-Cap Value ETF
IWS
$15.5B
$78.4M 1.67%
816,034
-8,573
-1% -$916K
IWF icon
7
iShares Russell 1000 Growth ETF
IWF
$122B
$70.2M 1.5%
1,335,536
+9,936
+0.7% +$584K
SPY icon
8
State Street SPDR S&P 500 ETF Trust
SPY
$775B
$69.4M 1.48%
194,233
+12,857
+7% +$5.11M
IGSB icon
9
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$65.4M 1.4%
1,326,243
-127,808
-9% -$6.45M
KRUS icon
10
Kura Sushi USA
KRUS
$541M
$62.9M 1.34%
854,936
-34,345
-4% -$2.65M
AMZN icon
11
Amazon
AMZN
$2.51T
$62.9M 1.34%
556,200
+33,528
+6% +$4.24M
VCSH icon
12
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.6B
$57.1M 1.22%
768,788
-139,287
-15% -$10.6M
WMT icon
13
Walmart Inc
WMT
$861B
$51.9M 1.11%
1,200,270
+139,662
+13% +$6.12M
MRK icon
14
Merck
MRK
$322B
$42.7M 0.91%
496,090
+91,849
+23% +$8.2M
IWP icon
15
iShares Russell Mid-Cap Growth ETF
IWP
$20.2B
$40.9M 0.87%
521,294
-18,236
-3% -$1.57M
JPST icon
16
JPMorgan Ultra-Short Income ETF
JPST
$40B
$39.4M 0.84%
785,371
-104,018
-12% -$5.21M
UNH icon
17
UnitedHealth
UNH
$385B
$37.8M 0.81%
74,800
-787
-1% -$414K
AMLP icon
18
Alerian MLP ETF
AMLP
$12.9B
$37.6M 0.8%
1,029,438
-79,332
-7% -$3.02M
VRP icon
19
Invesco Variable Rate Preferred ETF
VRP
$2.99B
$37.2M 0.79%
1,697,926
-66,615
-4% -$1.52M
IWN icon
20
iShares Russell 2000 Value ETF
IWN
$14.3B
$36.9M 0.79%
286,058
-2,944
-1% -$426K
GOOG icon
21
Alphabet (Google) Class C
GOOG
$3.89T
$35.4M 0.76%
367,712
+17,952
+5% +$2M
JNJ icon
22
Johnson & Johnson
JNJ
$623B
$34.9M 0.75%
213,608
-1,961
-0.9% -$332K
OBDC icon
23
Blue Owl Capital
OBDC
$5.31B
$34M 0.73%
3,276,339
+137,197
+4% +$1.74M
TFLO icon
24
iShares Treasury Floating Rate Bond ETF
TFLO
$6.56B
$32.4M 0.69%
642,271
+625,191
+3,660% +$31.5M
PFF icon
25
iShares Preferred and Income Securities ETF
PFF
$13.2B
$32M 0.68%
1,010,342
-74,219
-7% -$2.49M
1
2 3 4 5

Similar funds

EGM
Engineers Gate Manager New York $8B AUM 17.32% 1-Year Est. Return
MT
Midwest Trust Overland Park, Kansas $8.02B AUM 23.54% 1-Year Est. Return
CMTU
Capital Markets Trading (UK) London, United Kingdom $7.95B AUM 85.98% 1-Year Est. Return
FMI
Fiduciary Management Inc Milwaukee, Wisconsin $8.06B AUM 6.78% 1-Year Est. Return
MAM
Madison Asset Management Madison, Wisconsin $8.06B AUM 11.81% 1-Year Est. Return
VIM
Vinva Investment Management Sydney, Australia $8.07B AUM 29.46% 1-Year Est. Return
FIA
Foundations Investment Advisors Phoenix, Arizona $8.07B AUM 24.97% 1-Year Est. Return
AIM
Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return

Stephens Inc's Q3 2022 Portfolio in Review

As of Q3 2022, Stephens Inc held 1,280 positions worth $4.68B, down 5.5% from $4.96B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q3 2022 filing shows 53 new, 439 increased, 565 reduced and 78 closed positions. Its largest new stake was Global X Lithium & Battery Tech ETF: 63,317 shares worth $4.18M. The largest sale was Vanguard Mid-Cap Value ETF, an estimated $20.4M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q3 2022 buy was Global X Lithium & Battery Tech ETF: 63,317 shares worth $4.18M.
  • Stephens Inc added most to iShares Treasury Floating Rate Bond ETF in Q3 2022, an estimated $31.5M increase.
  • Stephens Inc's biggest Q3 2022 reduction was Vanguard Mid-Cap Value ETF, cutting an estimated $20.4M.
  • Stephens Inc fully exited First Trust Senior Loan Fund ETF in Q3 2022, selling an estimated $11.5M.
  • Stephens Inc's ten largest holdings make up 19% of its $4.68B portfolio in Q3 2022.
  • Stephens Inc opened 53 new positions and closed 78 in Q3 2022.
  • Stephens Inc's portfolio value fell 5.5% quarter-over-quarter to $4.68B.

Based on Stephens Inc's 13F filing for Q3 2022, filed 2 Nov 2022.